0000950142-19-000098.txt : 20190122
0000950142-19-000098.hdr.sgml : 20190122
20190122163408
ACCESSION NUMBER: 0000950142-19-000098
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190117
FILED AS OF DATE: 20190122
DATE AS OF CHANGE: 20190122
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Maura David M
CENTRAL INDEX KEY: 0001365833
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-04219
FILM NUMBER: 19535695
MAIL ADDRESS:
STREET 1: C/O MOSAIC ACQUISITION CORP.
STREET 2: 375 PARK AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10152
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Spectrum Brands Holdings, Inc.
CENTRAL INDEX KEY: 0000109177
STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS ELECTRICAL MACHINERY, EQUIPMENT & SUPPLIES [3690]
IRS NUMBER: 741339132
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 3001 DEMING WAY
CITY: MIDDLETON
STATE: WI
ZIP: 53562
BUSINESS PHONE: 608-275-3340
MAIL ADDRESS:
STREET 1: 3001 DEMING WAY
CITY: MIDDLETON
STATE: WI
ZIP: 53562
FORMER COMPANY:
FORMER CONFORMED NAME: HRG GROUP, INC.
DATE OF NAME CHANGE: 20150311
FORMER COMPANY:
FORMER CONFORMED NAME: HARBINGER GROUP INC.
DATE OF NAME CHANGE: 20091224
FORMER COMPANY:
FORMER CONFORMED NAME: ZAPATA CORP
DATE OF NAME CHANGE: 19920703
4
1
ownership.xml
OWNERSHIP DOCUMENT
X0306
4
2019-01-17
0
0000109177
Spectrum Brands Holdings, Inc.
SPB
0001365833
Maura David M
C/O SPECTRUM BRANDS HOLDINGS, INC.
3001 DEMING WAY
MIDDLETON
WI
53562
1
1
0
0
Executive Chairman and CEO
Restricted Stock Units
2019-01-17
4
A
0
35817
0
A
Common Stock
35817
35817
D
Restricted Stock Units
2019-01-17
4
A
0
64293
0
A
Common Stock
64293
64293
D
Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer.
The restricted stock units reported on this line vest on December 3, 2021.
50% of the restricted stock units reported on this line will vest on November 21, 2019 and the remaining 50% will vest on November 21, 2020.
/s/ Sara Pollock, Attorney-in-Fact for David M. Maura
2019-01-22