0000950142-18-002348.txt : 20181204
0000950142-18-002348.hdr.sgml : 20181204
20181204170903
ACCESSION NUMBER: 0000950142-18-002348
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20181201
FILED AS OF DATE: 20181204
DATE AS OF CHANGE: 20181204
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Maura David M
CENTRAL INDEX KEY: 0001365833
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-04219
FILM NUMBER: 181217662
MAIL ADDRESS:
STREET 1: C/O MOSAIC ACQUISITION CORP.
STREET 2: 375 PARK AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10152
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Spectrum Brands Holdings, Inc.
CENTRAL INDEX KEY: 0000109177
STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS ELECTRICAL MACHINERY, EQUIPMENT & SUPPLIES [3690]
IRS NUMBER: 741339132
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 3001 DEMING WAY
CITY: MIDDLETON
STATE: WI
ZIP: 53562
BUSINESS PHONE: 608-275-3340
MAIL ADDRESS:
STREET 1: 3001 DEMING WAY
CITY: MIDDLETON
STATE: WI
ZIP: 53562
FORMER COMPANY:
FORMER CONFORMED NAME: HRG GROUP, INC.
DATE OF NAME CHANGE: 20150311
FORMER COMPANY:
FORMER CONFORMED NAME: HARBINGER GROUP INC.
DATE OF NAME CHANGE: 20091224
FORMER COMPANY:
FORMER CONFORMED NAME: ZAPATA CORP
DATE OF NAME CHANGE: 19920703
4
1
ownership.xml
OWNERSHIP DOCUMENT
X0306
4
2018-12-01
0
0000109177
Spectrum Brands Holdings, Inc.
SPB
0001365833
Maura David M
C/O SPECTRUM BRANDS HOLDINGS, INC.
3001 DEMING WAY
MIDDLETON
WI
53562
1
1
0
0
Executive Chairman and CEO
Common Stock
2018-12-01
4
M
0
9272
A
289934
D
Common Stock
2018-12-01
4
F
0
3649
49.38
D
286285
D
Performance Rights
2018-12-01
4
M
0
9272
D
Common Stock
9272
0
D
Performance rights granted on December 15, 2016 under the Spectrum Brands Holdings, Inc. 2017 Equity Incentive Plan (the "2017 EIP Award") were earned as of December 1, 2017, and 9,272 shares, representing the 2017 EIP Service Award portion of the reporting person's 2017 EIP Award, vested on December 1, 2018. The reporting person forfeited an additional 87 shares, representing the 2017 EIP Additional Award portion of the reporting person's 2017 EIP Award, as the requirements for the Issuer's consolidated free cash flow results for 2018 were not met.
Represents shares of the Issuer's common stock withheld to satisfy the reporting person's tax withholding obligation upon the vesting and settling of performance rights of the 2017 EIP Service Award portion of the reporting person's 2017 EIP Award.
Each performance right represents a contingent right to receive one share of the Issuer's common stock.
/s/ Sara Pollock, Attorney-in-Fact
2018-12-04