0000950142-18-001104.txt : 20180501 0000950142-18-001104.hdr.sgml : 20180501 20180501182126 ACCESSION NUMBER: 0000950142-18-001104 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180427 FILED AS OF DATE: 20180501 DATE AS OF CHANGE: 20180501 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Zargar Ehsan CENTRAL INDEX KEY: 0001701893 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-04219 FILM NUMBER: 18796883 MAIL ADDRESS: STREET 1: C/O HRG GROUP, INC., 450 PARK AVENUE STREET 2: 29TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HRG GROUP, INC. CENTRAL INDEX KEY: 0000109177 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS ELECTRICAL MACHINERY, EQUIPMENT & SUPPLIES [3690] IRS NUMBER: 741339132 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 450 PARK AVENUE STREET 2: 29TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-906-8548 MAIL ADDRESS: STREET 1: 450 PARK AVENUE STREET 2: 29TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: HARBINGER GROUP INC. DATE OF NAME CHANGE: 20091224 FORMER COMPANY: FORMER CONFORMED NAME: ZAPATA CORP DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: ZAPATA NORNESS INC DATE OF NAME CHANGE: 19720314 4 1 es1800658_4-zargar.xml OWNERSHIP DOCUMENT X0306 4 2018-04-27 0 0000109177 HRG GROUP, INC. HRG 0001701893 Zargar Ehsan C/O HRG GROUP, INC. 450 PARK AVENUE, 29TH FLOOR NEW YORK NY 10022 0 1 0 0 EVP, COO, GC & Corp. Sec'y Common Stock 2018-04-27 4 M 0 30000 4.68 A 123077 D Common Stock 2018-04-27 4 M 0 19644 8.52 A 142721 D Employee Stock Option (right to buy) 4.68 2018-04-27 4 M 0 30000 0 D 2021-12-07 Common Stock 30000 0 D Employee Stock Option (right to buy) 8.52 2018-04-27 4 M 0 19644 0 D 2022-11-29 Common Stock 19644 0 D This report is being filed in connection with the exercise of employee stock options by the reporting person. The exercise price and taxes associated with the exercise of the employee stock options were paid in cash by the reporting person to the Issuer. None of the shares of Common Stock received in the transaction have been sold. This grant of employee stock options has fully vested and is currently exercisable. /s/ Ehsan Zargar 2018-05-01