0000950142-18-001104.txt : 20180501
0000950142-18-001104.hdr.sgml : 20180501
20180501182126
ACCESSION NUMBER: 0000950142-18-001104
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180427
FILED AS OF DATE: 20180501
DATE AS OF CHANGE: 20180501
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Zargar Ehsan
CENTRAL INDEX KEY: 0001701893
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-04219
FILM NUMBER: 18796883
MAIL ADDRESS:
STREET 1: C/O HRG GROUP, INC., 450 PARK AVENUE
STREET 2: 29TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HRG GROUP, INC.
CENTRAL INDEX KEY: 0000109177
STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS ELECTRICAL MACHINERY, EQUIPMENT & SUPPLIES [3690]
IRS NUMBER: 741339132
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 450 PARK AVENUE
STREET 2: 29TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 212-906-8548
MAIL ADDRESS:
STREET 1: 450 PARK AVENUE
STREET 2: 29TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
FORMER COMPANY:
FORMER CONFORMED NAME: HARBINGER GROUP INC.
DATE OF NAME CHANGE: 20091224
FORMER COMPANY:
FORMER CONFORMED NAME: ZAPATA CORP
DATE OF NAME CHANGE: 19920703
FORMER COMPANY:
FORMER CONFORMED NAME: ZAPATA NORNESS INC
DATE OF NAME CHANGE: 19720314
4
1
es1800658_4-zargar.xml
OWNERSHIP DOCUMENT
X0306
4
2018-04-27
0
0000109177
HRG GROUP, INC.
HRG
0001701893
Zargar Ehsan
C/O HRG GROUP, INC.
450 PARK AVENUE, 29TH FLOOR
NEW YORK
NY
10022
0
1
0
0
EVP, COO, GC & Corp. Sec'y
Common Stock
2018-04-27
4
M
0
30000
4.68
A
123077
D
Common Stock
2018-04-27
4
M
0
19644
8.52
A
142721
D
Employee Stock Option (right to buy)
4.68
2018-04-27
4
M
0
30000
0
D
2021-12-07
Common Stock
30000
0
D
Employee Stock Option (right to buy)
8.52
2018-04-27
4
M
0
19644
0
D
2022-11-29
Common Stock
19644
0
D
This report is being filed in connection with the exercise of employee stock options by the reporting person. The exercise price and taxes associated with the exercise of the employee stock options were paid in cash by the reporting person to the Issuer. None of the shares of Common Stock received in the transaction have been sold.
This grant of employee stock options has fully vested and is currently exercisable.
/s/ Ehsan Zargar
2018-05-01