0000950142-17-000684.txt : 20170331 0000950142-17-000684.hdr.sgml : 20170331 20170331190023 ACCESSION NUMBER: 0000950142-17-000684 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170322 FILED AS OF DATE: 20170331 DATE AS OF CHANGE: 20170331 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HRG GROUP, INC. CENTRAL INDEX KEY: 0000109177 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS ELECTRICAL MACHINERY, EQUIPMENT & SUPPLIES [3690] IRS NUMBER: 741339132 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 450 PARK AVENUE STREET 2: 29TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-906-8548 MAIL ADDRESS: STREET 1: 450 PARK AVENUE STREET 2: 29TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: HARBINGER GROUP INC. DATE OF NAME CHANGE: 20091224 FORMER COMPANY: FORMER CONFORMED NAME: ZAPATA CORP DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: ZAPATA NORNESS INC DATE OF NAME CHANGE: 19720314 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Zargar Ehsan CENTRAL INDEX KEY: 0001701893 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-04219 FILM NUMBER: 17731840 MAIL ADDRESS: STREET 1: C/O HRG GROUP, INC., 450 PARK AVENUE STREET 2: 29TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 3 1 es1700438_3-zargar.xml OWNERSHIP DOCUMENT X0206 3 2017-03-22 0 0000109177 HRG GROUP, INC. HRG 0001701893 Zargar Ehsan C/O HRG GROUP, INC., 450 PARK AVENUE 29TH FLOOR NEW YORK NY 10022 0 1 0 0 EVP, COO, GC & Corp. Secretary Common Stock, par value $0.01 per share 107333 D Employee Stock Option (right to buy) 4.68 2021-12-07 Common Stock 30000 D Employee Stock Option (right to buy) 8.52 2022-11-29 Common Stock 19644 D Employee Stock Option (right to buy) 11.76 2023-11-29 Common Stock 24545 D Employee Stock Option (right to buy) 13.36 2024-11-29 Common Stock 31064 D This report is being filed by the undersigned as a result of his appointment to the office of Chief Operating Officer of the Issuer. All of the items reported herein are awards granted to the undersigned prior to his appointment to such office. The undersigned was not awarded any additional grants in connection with his appointment to such office. These options were granted on December 7, 2011 and are currently exercisable. These options were granted on November 29, 2012 and are currently exercisable. These options were granted on November 29, 2013 and are currently exercisable. These options were granted on November 25, 2014. Options with respect to 19,846 shares are currently exercisable. The remainder vests on November 29, 2017 or such earlier date provided in the agreements between the undersigned and the issuer. /s/ Ehsan Zargar 2017-03-31