0000950142-17-000684.txt : 20170331
0000950142-17-000684.hdr.sgml : 20170331
20170331190023
ACCESSION NUMBER: 0000950142-17-000684
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170322
FILED AS OF DATE: 20170331
DATE AS OF CHANGE: 20170331
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HRG GROUP, INC.
CENTRAL INDEX KEY: 0000109177
STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS ELECTRICAL MACHINERY, EQUIPMENT & SUPPLIES [3690]
IRS NUMBER: 741339132
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 450 PARK AVENUE
STREET 2: 29TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 212-906-8548
MAIL ADDRESS:
STREET 1: 450 PARK AVENUE
STREET 2: 29TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
FORMER COMPANY:
FORMER CONFORMED NAME: HARBINGER GROUP INC.
DATE OF NAME CHANGE: 20091224
FORMER COMPANY:
FORMER CONFORMED NAME: ZAPATA CORP
DATE OF NAME CHANGE: 19920703
FORMER COMPANY:
FORMER CONFORMED NAME: ZAPATA NORNESS INC
DATE OF NAME CHANGE: 19720314
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Zargar Ehsan
CENTRAL INDEX KEY: 0001701893
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-04219
FILM NUMBER: 17731840
MAIL ADDRESS:
STREET 1: C/O HRG GROUP, INC., 450 PARK AVENUE
STREET 2: 29TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
3
1
es1700438_3-zargar.xml
OWNERSHIP DOCUMENT
X0206
3
2017-03-22
0
0000109177
HRG GROUP, INC.
HRG
0001701893
Zargar Ehsan
C/O HRG GROUP, INC., 450 PARK AVENUE
29TH FLOOR
NEW YORK
NY
10022
0
1
0
0
EVP, COO, GC & Corp. Secretary
Common Stock, par value $0.01 per share
107333
D
Employee Stock Option (right to buy)
4.68
2021-12-07
Common Stock
30000
D
Employee Stock Option (right to buy)
8.52
2022-11-29
Common Stock
19644
D
Employee Stock Option (right to buy)
11.76
2023-11-29
Common Stock
24545
D
Employee Stock Option (right to buy)
13.36
2024-11-29
Common Stock
31064
D
This report is being filed by the undersigned as a result of his appointment to the office of Chief Operating Officer of the Issuer. All of the items reported herein are awards granted to the undersigned prior to his appointment to such office. The undersigned was not awarded any additional grants in connection with his appointment to such office.
These options were granted on December 7, 2011 and are currently exercisable.
These options were granted on November 29, 2012 and are currently exercisable.
These options were granted on November 29, 2013 and are currently exercisable.
These options were granted on November 25, 2014. Options with respect to 19,846 shares are currently exercisable. The remainder vests on November 29, 2017 or such earlier date provided in the agreements between the undersigned and the issuer.
/s/ Ehsan Zargar
2017-03-31