0000950142-16-004932.txt : 20161215 0000950142-16-004932.hdr.sgml : 20161215 20161215161154 ACCESSION NUMBER: 0000950142-16-004932 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161214 FILED AS OF DATE: 20161215 DATE AS OF CHANGE: 20161215 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HRG GROUP, INC. CENTRAL INDEX KEY: 0000109177 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS ELECTRICAL MACHINERY, EQUIPMENT & SUPPLIES [3690] IRS NUMBER: 741339132 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 450 PARK AVENUE STREET 2: 29TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-906-8548 MAIL ADDRESS: STREET 1: 450 PARK AVENUE STREET 2: 29TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: HARBINGER GROUP INC. DATE OF NAME CHANGE: 20091224 FORMER COMPANY: FORMER CONFORMED NAME: ZAPATA CORP DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: ZAPATA NORNESS INC DATE OF NAME CHANGE: 19720314 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Maura David M CENTRAL INDEX KEY: 0001365833 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-04219 FILM NUMBER: 162053779 MAIL ADDRESS: STREET 1: C/O HARBINGER CAPITAL PARTNERS LLC STREET 2: 450 PARK AVENUE, 30TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 4 1 es1601219_4-maura.xml OWNERSHIP DOCUMENT X0306 4 2016-12-14 0 0000109177 HRG GROUP, INC. HRG 0001365833 Maura David M C/O HRG GROUP, INC. 450 PARK AVENUE, 29TH FLOOR NEW YORK NY 10022 1 0 0 0 Common Stock 2016-12-14 4 F 0 56836 15.39 D 967548 D Employee Stock Option (Right to Buy) 15.39 2016-12-14 4 A 0 318190 0 A 2026-12-14 Common Stock 318190 318190 D Reflects the withholding of shares by the Issuer to satisfy tax obligations. The options reported on this line will vest and become exercisable according to the following schedule: 30,626 on December 14, 2016; 30,626 on December 14, 2017; 128,469 on December 14, 2018; and 128,469 on December 14, 2019. /s/ David M. Maura 2016-12-15