0000950142-16-004932.txt : 20161215
0000950142-16-004932.hdr.sgml : 20161215
20161215161154
ACCESSION NUMBER: 0000950142-16-004932
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20161214
FILED AS OF DATE: 20161215
DATE AS OF CHANGE: 20161215
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HRG GROUP, INC.
CENTRAL INDEX KEY: 0000109177
STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS ELECTRICAL MACHINERY, EQUIPMENT & SUPPLIES [3690]
IRS NUMBER: 741339132
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 450 PARK AVENUE
STREET 2: 29TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 212-906-8548
MAIL ADDRESS:
STREET 1: 450 PARK AVENUE
STREET 2: 29TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
FORMER COMPANY:
FORMER CONFORMED NAME: HARBINGER GROUP INC.
DATE OF NAME CHANGE: 20091224
FORMER COMPANY:
FORMER CONFORMED NAME: ZAPATA CORP
DATE OF NAME CHANGE: 19920703
FORMER COMPANY:
FORMER CONFORMED NAME: ZAPATA NORNESS INC
DATE OF NAME CHANGE: 19720314
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Maura David M
CENTRAL INDEX KEY: 0001365833
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-04219
FILM NUMBER: 162053779
MAIL ADDRESS:
STREET 1: C/O HARBINGER CAPITAL PARTNERS LLC
STREET 2: 450 PARK AVENUE, 30TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
4
1
es1601219_4-maura.xml
OWNERSHIP DOCUMENT
X0306
4
2016-12-14
0
0000109177
HRG GROUP, INC.
HRG
0001365833
Maura David M
C/O HRG GROUP, INC.
450 PARK AVENUE, 29TH FLOOR
NEW YORK
NY
10022
1
0
0
0
Common Stock
2016-12-14
4
F
0
56836
15.39
D
967548
D
Employee Stock Option (Right to Buy)
15.39
2016-12-14
4
A
0
318190
0
A
2026-12-14
Common Stock
318190
318190
D
Reflects the withholding of shares by the Issuer to satisfy tax obligations.
The options reported on this line will vest and become exercisable according to the following schedule: 30,626 on December 14, 2016; 30,626 on December 14, 2017; 128,469 on December 14, 2018; and 128,469 on December 14, 2019.
/s/ David M. Maura
2016-12-15