0000950142-15-002550.txt : 20151203 0000950142-15-002550.hdr.sgml : 20151203 20151203173403 ACCESSION NUMBER: 0000950142-15-002550 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20151201 FILED AS OF DATE: 20151203 DATE AS OF CHANGE: 20151203 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Spectrum Brands Holdings, Inc. CENTRAL INDEX KEY: 0001487730 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS ELECTRICAL MACHINERY, EQUIPMENT & SUPPLIES [3690] IRS NUMBER: 272166630 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 3001 DEMING WAY CITY: MIDDLETON STATE: WI ZIP: 53562 BUSINESS PHONE: 608-275-3340 MAIL ADDRESS: STREET 1: P.O. BOX 620992 CITY: MIDDLETON STATE: WI ZIP: 53562-0992 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HRG GROUP, INC. CENTRAL INDEX KEY: 0000109177 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS ELECTRICAL MACHINERY, EQUIPMENT & SUPPLIES [3690] STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34757 FILM NUMBER: 151268226 BUSINESS ADDRESS: STREET 1: 450 PARK AVENUE STREET 2: 29TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-906-8548 MAIL ADDRESS: STREET 1: 450 PARK AVENUE STREET 2: 29TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 FORMER NAME: FORMER CONFORMED NAME: HARBINGER GROUP INC. DATE OF NAME CHANGE: 20091224 FORMER NAME: FORMER CONFORMED NAME: ZAPATA CORP DATE OF NAME CHANGE: 19920703 FORMER NAME: FORMER CONFORMED NAME: ZAPATA NORNESS INC DATE OF NAME CHANGE: 19720314 4 1 es1501413_4-sbhi.xml OWNERSHIP DOCUMENT X0306 4 2015-12-01 0 0001487730 Spectrum Brands Holdings, Inc. SPB 0000109177 HRG GROUP, INC. 450 PARK AVENUE 29TH FLOOR NEW YORK NY 10022 0 0 1 1 *See Remarks Common Stock (par value $0.01 per share) 2015-12-01 4 P 0 98863 95.25 A 34339752 D Represents purchases of 98,863 shares of common stock, par value $0.01 per share ("Shares") of the Issuer by HGI Funding LLC ("HGIF"), a wholly-owned subsidiary of HRG Group, Inc., on December 1, 2015, at a price per Share of $95.25. The Shares are owned by HRG Group, Inc., which is the Reporting Person, or HGIF, a wholly-owned subsidiary (together "HRG"). Mr. David M. Maura and Mr. Omar Asali serve on the board of directors of the Issuer. Mr. Maura is an Executive Vice President and a director of HRG. Mr. Asali is President and Chief Executive Officer and a director of HRG. As a result, the Reporting Person may be deemed to be a director of the Issuer by deputization. HRG Group, Inc. By: /s/ Thomas Williams, Executive Vice President and Chief Financial Officer 2015-12-03