0000950142-15-002497.txt : 20151125 0000950142-15-002497.hdr.sgml : 20151125 20151125140426 ACCESSION NUMBER: 0000950142-15-002497 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20151124 FILED AS OF DATE: 20151125 DATE AS OF CHANGE: 20151125 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HRG GROUP, INC. CENTRAL INDEX KEY: 0000109177 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS ELECTRICAL MACHINERY, EQUIPMENT & SUPPLIES [3690] IRS NUMBER: 741339132 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 450 PARK AVENUE STREET 2: 29TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-906-8548 MAIL ADDRESS: STREET 1: 450 PARK AVENUE STREET 2: 29TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: HARBINGER GROUP INC. DATE OF NAME CHANGE: 20091224 FORMER COMPANY: FORMER CONFORMED NAME: ZAPATA CORP DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: ZAPATA NORNESS INC DATE OF NAME CHANGE: 19720314 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Maura David M CENTRAL INDEX KEY: 0001365833 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-04219 FILM NUMBER: 151255640 MAIL ADDRESS: STREET 1: C/O HARBINGER CAPITAL PARTNERS LLC STREET 2: 450 PARK AVENUE, 30TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 4 1 es1501378_4-maura.xml OWNERSHIP DOCUMENT X0306 4 2015-11-24 0 0000109177 HRG GROUP, INC. HRG 0001365833 Maura David M C/O HRG GROUP, INC. 450 PARK AVENUE, 29TH FLOOR NEW YORK NY 10022 1 1 0 0 Managing Director and EVP Common Stock 2015-11-24 4 A 0 13737 0 A 1716764 D Common Stock 2015-11-24 4 F 0 3543 13.93 D 1713221 D Employee Stock Option (Right to Buy) 13.93 2015-11-24 4 A 0 7222 0 A 2025-11-24 Common Stock 7222 7222 D Reflects the withholding of shares by the Issuer to satisfy tax obligations. 3,611 of these options have vested and are currently exercisable. The remaining 3,611 options vest, subject to continued employment with HRG Group, Inc., on November 29, 2016. /s/ David M. Maura 2015-11-25