0000950142-15-002496.txt : 20151125
0000950142-15-002496.hdr.sgml : 20151125
20151125140341
ACCESSION NUMBER: 0000950142-15-002496
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20151124
FILED AS OF DATE: 20151125
DATE AS OF CHANGE: 20151125
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HRG GROUP, INC.
CENTRAL INDEX KEY: 0000109177
STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS ELECTRICAL MACHINERY, EQUIPMENT & SUPPLIES [3690]
IRS NUMBER: 741339132
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 450 PARK AVENUE
STREET 2: 29TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 212-906-8548
MAIL ADDRESS:
STREET 1: 450 PARK AVENUE
STREET 2: 29TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
FORMER COMPANY:
FORMER CONFORMED NAME: HARBINGER GROUP INC.
DATE OF NAME CHANGE: 20091224
FORMER COMPANY:
FORMER CONFORMED NAME: ZAPATA CORP
DATE OF NAME CHANGE: 19920703
FORMER COMPANY:
FORMER CONFORMED NAME: ZAPATA NORNESS INC
DATE OF NAME CHANGE: 19720314
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ASALI OMAR
CENTRAL INDEX KEY: 0001339372
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-04219
FILM NUMBER: 151255631
MAIL ADDRESS:
STREET 1: GOLDMAN SACHS HEDGE FUND STRATEGIES LLC
STREET 2: 32 OLD SLIP, 9TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10005
4
1
es1501377_4-asali.xml
OWNERSHIP DOCUMENT
X0306
4
2015-11-24
0
0000109177
HRG GROUP, INC.
HRG
0001339372
ASALI OMAR
C/O HRG GROUP, INC.
450 PARK AVENUE, 29TH FLOOR
NEW YORK
NY
10022
1
1
0
0
President & CEO
Common Stock
2015-11-24
4
A
0
17429
0
A
2481383
D
Common Stock
2015-11-24
4
F
0
4865
13.93
D
2476518
D
Employee Stock Option (Right to Buy)
13.93
2015-11-24
4
A
0
9163
0
A
2025-11-24
Common Stock
9163
9163
D
Reflects the withholding of shares by the Issuer to satisfy tax obligations.
4,581 of these options have vested and are currently exercisable. The remaining 4,582 options vest, subject to continued employment with HRG Group, Inc., on November 29, 2016.
/s/ Omar Asali
2015-11-25