0000950142-14-000683.txt : 20140319
0000950142-14-000683.hdr.sgml : 20140319
20140319192810
ACCESSION NUMBER: 0000950142-14-000683
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140317
FILED AS OF DATE: 20140319
DATE AS OF CHANGE: 20140319
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HARBINGER GROUP INC.
CENTRAL INDEX KEY: 0000109177
STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS ELECTRICAL MACHINERY, EQUIPMENT & SUPPLIES [3690]
IRS NUMBER: 741339132
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 450 PARK AVENUE
STREET 2: 30TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 212-906-8548
MAIL ADDRESS:
STREET 1: 450 PARK AVENUE
STREET 2: 30TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
FORMER COMPANY:
FORMER CONFORMED NAME: ZAPATA CORP
DATE OF NAME CHANGE: 19920703
FORMER COMPANY:
FORMER CONFORMED NAME: ZAPATA NORNESS INC
DATE OF NAME CHANGE: 19720314
FORMER COMPANY:
FORMER CONFORMED NAME: ZAPATA OFF SHORE CO
DATE OF NAME CHANGE: 19690115
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Williams Thomas A.
CENTRAL INDEX KEY: 0001413198
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-04219
FILM NUMBER: 14705187
MAIL ADDRESS:
STREET 1: 450 PARK AVENUE, 27TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
4
1
es1400465_4-williams.xml
OWNERSHIP DOCUMENT
X0306
4
2014-03-17
0
0000109177
HARBINGER GROUP INC.
HRG
0001413198
Williams Thomas A.
C/O HARBINGER GROUP INC.
450 PARK AVENUE, 30TH FLOOR
NEW YORK
NY
10022
0
1
0
0
EVP & CFO
Common Stock
2014-03-17
4
M
0
33831
4.81
A
508808
D
Common Stock
2014-03-17
4
S
0
33831
12.98
D
474977
D
Common Stock
2014-03-18
4
M
0
1169
4.81
A
476146
D
Common Stock
2014-03-18
4
S
0
1169
13.00
D
474977
D
Employee Stock Option
4.81
2014-03-17
4
M
0
33831
0
D
2014-03-05
2022-05-14
Common Stock
33831
1169
D
Employee Stock Option
4.81
2014-03-18
4
M
0
1169
0
D
2014-03-05
2022-05-14
Common Stock
1169
0
D
The transactions reported in this report were effected pursuant to a Rule 10b5-1 trading plan.
The price shown in this Column is the weighted average purchase price of these Shares on the transaction date. The price range for the purchases was $12.79 to $13.15 per Share. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, Harbinger Group Inc. or a security holder of Harbinger Group Inc. full information regarding the number of Shares purchased at each separate price.
The price shown in this Column is the weighted average purchase price of these Shares on the transaction date. The price range for the purchases was $12.92 to $13.13 per Share. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, Harbinger Group Inc. or a security holder of Harbinger Group Inc. full information regarding the number of Shares purchased at each separate price.
/s/ Thomas A. Williams
2014-03-19