0000950142-14-000521.txt : 20140226 0000950142-14-000521.hdr.sgml : 20140226 20140226193723 ACCESSION NUMBER: 0000950142-14-000521 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140224 FILED AS OF DATE: 20140226 DATE AS OF CHANGE: 20140226 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HARBINGER GROUP INC. CENTRAL INDEX KEY: 0000109177 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS ELECTRICAL MACHINERY, EQUIPMENT & SUPPLIES [3690] IRS NUMBER: 741339132 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 450 PARK AVENUE STREET 2: 30TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-906-8548 MAIL ADDRESS: STREET 1: 450 PARK AVENUE STREET 2: 30TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: ZAPATA CORP DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: ZAPATA NORNESS INC DATE OF NAME CHANGE: 19720314 FORMER COMPANY: FORMER CONFORMED NAME: ZAPATA OFF SHORE CO DATE OF NAME CHANGE: 19690115 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Williams Thomas A. CENTRAL INDEX KEY: 0001413198 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-04219 FILM NUMBER: 14646363 MAIL ADDRESS: STREET 1: 450 PARK AVENUE, 27TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 4 1 es1400365_4-williams.xml OWNERSHIP DOCUMENT X0306 4 2014-02-24 0 0000109177 HARBINGER GROUP INC. HRG 0001413198 Williams Thomas A. C/O HARBINGER GROUP INC. 450 PARK AVENUE, 30TH FLOOR NEW YORK NY 10022 0 1 0 0 EVP and CFO Common Stock 2014-02-24 4 S 0 53185 11.44 D 474977 D The price shown in this Column is the weighted average purchase price of these Shares on the transaction date. The price range for the purchases was $11.33 to $11.57 per Share. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, Harbinger Group Inc. or a security holder of Harbinger Group Inc. full information regarding the number of Shares purchased at each separate price. /s/ Thomas A. Williams 2014-02-26