0000950142-14-000050.txt : 20140107
0000950142-14-000050.hdr.sgml : 20140107
20140107212704
ACCESSION NUMBER: 0000950142-14-000050
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140103
FILED AS OF DATE: 20140107
DATE AS OF CHANGE: 20140107
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PTGi HOLDING, INC.
CENTRAL INDEX KEY: 0001006837
STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE COMMUNICATIONS (NO RADIO TELEPHONE) [4813]
IRS NUMBER: 541708481
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 460 HERNDON PARKWAY
STREET 2: SUITE 150
CITY: HERNDON
STATE: VA
ZIP: 20170
BUSINESS PHONE: 703-456-0100
MAIL ADDRESS:
STREET 1: 460 HERNDON PARKWAY
STREET 2: SUITE 150
CITY: HERNDON
STATE: VA
ZIP: 20170
FORMER COMPANY:
FORMER CONFORMED NAME: PRIMUS TELECOMMUNICATIONS GROUP INC
DATE OF NAME CHANGE: 19960814
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: FALCONE PHILIP
CENTRAL INDEX KEY: 0001233569
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35210
FILM NUMBER: 14514867
MAIL ADDRESS:
STREET 1: 450 PARK AVENUE, 30TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HARBINGER GROUP INC.
CENTRAL INDEX KEY: 0000109177
STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS ELECTRICAL MACHINERY, EQUIPMENT & SUPPLIES [3690]
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0930
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35210
FILM NUMBER: 14514868
BUSINESS ADDRESS:
STREET 1: 450 PARK AVENUE
STREET 2: 30TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 212-906-8548
MAIL ADDRESS:
STREET 1: 450 PARK AVENUE
STREET 2: 30TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
FORMER NAME:
FORMER CONFORMED NAME: ZAPATA CORP
DATE OF NAME CHANGE: 19920703
FORMER NAME:
FORMER CONFORMED NAME: ZAPATA NORNESS INC
DATE OF NAME CHANGE: 19720314
FORMER NAME:
FORMER CONFORMED NAME: ZAPATA OFF SHORE CO
DATE OF NAME CHANGE: 19690115
4
1
es1400128_4-ptgi.xml
OWNERSHIP DOCUMENT
X0306
4
2014-01-03
0
0001006837
PTGi HOLDING, INC.
NONE
0000109177
HARBINGER GROUP INC.
450 PARK AVENUE
30TH FLOOR
NEW YORK
NY
10022
0
0
1
0
0001233569
FALCONE PHILIP
450 PARK AVENUE
30TH FLOOR
NEW YORK
NY
10022
0
0
1
0
Common Stock
2014-01-03
4
P
0
30000
4.00
A
3867114
I
See Footnotes
Common Stock
2014-01-03
4
P
0
953501
4.00
A
4820615
I
See Footnotes
Common Stock
2014-01-03
4
P
0
158352
4.00
A
4978967
I
See Footnotes
Common Stock
2014-01-03
4
P
0
420000
4.00
A
5398967
I
See Footnotes
Common Stock
2014-01-03
4
P
0
150000
4.00
A
5548967
I
See Footnotes
Common Stock
2014-01-03
4
P
0
25000
4.00
A
5573967
I
See Footnotes
Common Stock
2014-01-06
4
P
0
29100
4.00
A
5603067
I
See Footnotes
Common Stock
2014-01-06
4
P
0
25200
4.00
A
5628267
I
See Footnotes
Common Stock
2014-01-06
4
P
0
2181
4.00
A
5630448
I
See Footnotes
Common Stock
2014-01-06
4
P
0
115076
4.00
A
5745524
I
See Footnotes
Common Stock
2014-01-07
4
P
0
12836
4.00
A
5758360
I
See Footnotes
The shares of the Issuer reported herein are held in the name of a wholly owned subsidiary of Harbinger Group Inc. ("HGI") by the name of HGI Funding, LLC, and and may be held by one or more wholly owned subsidiaries of HGI in the future from time to time (collectively, such subsidiaries of HGI, "HGI Holdings"). Mr. Philip Falcone is the Chief Executive Officer and Chairman of the Board of Directors of HGI and the portfolio manager of certain controlling persons of HGI. Neither HGI nor Mr. Falcone own directly any securities of the Issuer. However, as a result of HGI's ownership of all of HGI Holdings' equity and Mr. Falcone's position with HGI and his relationship with HGI's controlling persons, HGI and Mr. Falcone may be deemed to beneficially own securities of the Issuer directly owned by HGI Holdings.
The Reporting Persons may be deemed to be members of a "group" for purposes of the Securities Exchange Act of 1934, as amended. Each of the Reporting Persons disclaims beneficial ownership of the securities owned by the other reporting persons except to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that such person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
Harbinger Group Inc., By: /s/ Thomas Williams, Executive Vice President and Chief Financial Officer
2014-01-07
/s/ Philip A. Falcone
2014-01-07