0000950142-14-000050.txt : 20140107 0000950142-14-000050.hdr.sgml : 20140107 20140107212704 ACCESSION NUMBER: 0000950142-14-000050 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140103 FILED AS OF DATE: 20140107 DATE AS OF CHANGE: 20140107 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PTGi HOLDING, INC. CENTRAL INDEX KEY: 0001006837 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE COMMUNICATIONS (NO RADIO TELEPHONE) [4813] IRS NUMBER: 541708481 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 460 HERNDON PARKWAY STREET 2: SUITE 150 CITY: HERNDON STATE: VA ZIP: 20170 BUSINESS PHONE: 703-456-0100 MAIL ADDRESS: STREET 1: 460 HERNDON PARKWAY STREET 2: SUITE 150 CITY: HERNDON STATE: VA ZIP: 20170 FORMER COMPANY: FORMER CONFORMED NAME: PRIMUS TELECOMMUNICATIONS GROUP INC DATE OF NAME CHANGE: 19960814 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FALCONE PHILIP CENTRAL INDEX KEY: 0001233569 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35210 FILM NUMBER: 14514867 MAIL ADDRESS: STREET 1: 450 PARK AVENUE, 30TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HARBINGER GROUP INC. CENTRAL INDEX KEY: 0000109177 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS ELECTRICAL MACHINERY, EQUIPMENT & SUPPLIES [3690] STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35210 FILM NUMBER: 14514868 BUSINESS ADDRESS: STREET 1: 450 PARK AVENUE STREET 2: 30TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-906-8548 MAIL ADDRESS: STREET 1: 450 PARK AVENUE STREET 2: 30TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 FORMER NAME: FORMER CONFORMED NAME: ZAPATA CORP DATE OF NAME CHANGE: 19920703 FORMER NAME: FORMER CONFORMED NAME: ZAPATA NORNESS INC DATE OF NAME CHANGE: 19720314 FORMER NAME: FORMER CONFORMED NAME: ZAPATA OFF SHORE CO DATE OF NAME CHANGE: 19690115 4 1 es1400128_4-ptgi.xml OWNERSHIP DOCUMENT X0306 4 2014-01-03 0 0001006837 PTGi HOLDING, INC. NONE 0000109177 HARBINGER GROUP INC. 450 PARK AVENUE 30TH FLOOR NEW YORK NY 10022 0 0 1 0 0001233569 FALCONE PHILIP 450 PARK AVENUE 30TH FLOOR NEW YORK NY 10022 0 0 1 0 Common Stock 2014-01-03 4 P 0 30000 4.00 A 3867114 I See Footnotes Common Stock 2014-01-03 4 P 0 953501 4.00 A 4820615 I See Footnotes Common Stock 2014-01-03 4 P 0 158352 4.00 A 4978967 I See Footnotes Common Stock 2014-01-03 4 P 0 420000 4.00 A 5398967 I See Footnotes Common Stock 2014-01-03 4 P 0 150000 4.00 A 5548967 I See Footnotes Common Stock 2014-01-03 4 P 0 25000 4.00 A 5573967 I See Footnotes Common Stock 2014-01-06 4 P 0 29100 4.00 A 5603067 I See Footnotes Common Stock 2014-01-06 4 P 0 25200 4.00 A 5628267 I See Footnotes Common Stock 2014-01-06 4 P 0 2181 4.00 A 5630448 I See Footnotes Common Stock 2014-01-06 4 P 0 115076 4.00 A 5745524 I See Footnotes Common Stock 2014-01-07 4 P 0 12836 4.00 A 5758360 I See Footnotes The shares of the Issuer reported herein are held in the name of a wholly owned subsidiary of Harbinger Group Inc. ("HGI") by the name of HGI Funding, LLC, and and may be held by one or more wholly owned subsidiaries of HGI in the future from time to time (collectively, such subsidiaries of HGI, "HGI Holdings"). Mr. Philip Falcone is the Chief Executive Officer and Chairman of the Board of Directors of HGI and the portfolio manager of certain controlling persons of HGI. Neither HGI nor Mr. Falcone own directly any securities of the Issuer. However, as a result of HGI's ownership of all of HGI Holdings' equity and Mr. Falcone's position with HGI and his relationship with HGI's controlling persons, HGI and Mr. Falcone may be deemed to beneficially own securities of the Issuer directly owned by HGI Holdings. The Reporting Persons may be deemed to be members of a "group" for purposes of the Securities Exchange Act of 1934, as amended. Each of the Reporting Persons disclaims beneficial ownership of the securities owned by the other reporting persons except to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that such person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Harbinger Group Inc., By: /s/ Thomas Williams, Executive Vice President and Chief Financial Officer 2014-01-07 /s/ Philip A. Falcone 2014-01-07