0000950142-13-002373.txt : 20131203 0000950142-13-002373.hdr.sgml : 20131203 20131203210028 ACCESSION NUMBER: 0000950142-13-002373 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131129 FILED AS OF DATE: 20131203 DATE AS OF CHANGE: 20131203 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HARBINGER GROUP INC. CENTRAL INDEX KEY: 0000109177 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS ELECTRICAL MACHINERY, EQUIPMENT & SUPPLIES [3690] IRS NUMBER: 741339132 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 450 PARK AVENUE STREET 2: 30TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-906-8548 MAIL ADDRESS: STREET 1: 450 PARK AVENUE STREET 2: 30TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: ZAPATA CORP DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: ZAPATA NORNESS INC DATE OF NAME CHANGE: 19720314 FORMER COMPANY: FORMER CONFORMED NAME: ZAPATA OFF SHORE CO DATE OF NAME CHANGE: 19690115 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ASALI OMAR CENTRAL INDEX KEY: 0001339372 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-04219 FILM NUMBER: 131255792 MAIL ADDRESS: STREET 1: GOLDMAN SACHS HEDGE FUND STRATEGIES LLC STREET 2: 32 OLD SLIP, 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10005 4 1 es1301306_4-asali.xml OWNERSHIP DOCUMENT X0306 4 2013-11-29 0 0000109177 HARBINGER GROUP INC. HRG 0001339372 ASALI OMAR C/O HARBINGER GROUP INC. 450 PARK AVENUE, 30TH FLOOR NEW YORK NY 10022 1 1 0 0 President Common Stock 2013-11-29 4 F 0 83047 12 D 1372319 D Common Stock 2013-11-29 4 A 0 127373 0 A 1499692 D Common Stock 2013-11-29 4 F 0 71100 12 D 1428592 D Common Stock 2013-12-02 4 A 0 891608 0 A 2320200 D Employee Stock Option (right to buy) 11.76 2013-12-02 4 A 0 409091 0 A 2023-12-02 Common Stock 409091 409091 D The options with respect to 51,136 shares vested on the grant date, with respect to 51,136 shares vest on November 29, 2014, with respect to 153,409 shares vest on November 29, 2015 and with respect to 153,410 shares vest on November 29, 2016. /s/ Omar Asali 2013-12-03