0000950142-13-002358.txt : 20131202 0000950142-13-002358.hdr.sgml : 20131202 20131202210951 ACCESSION NUMBER: 0000950142-13-002358 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131127 FILED AS OF DATE: 20131202 DATE AS OF CHANGE: 20131202 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HARBINGER GROUP INC. CENTRAL INDEX KEY: 0000109177 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS ELECTRICAL MACHINERY, EQUIPMENT & SUPPLIES [3690] IRS NUMBER: 741339132 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 450 PARK AVENUE STREET 2: 30TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-906-8548 MAIL ADDRESS: STREET 1: 450 PARK AVENUE STREET 2: 30TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: ZAPATA CORP DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: ZAPATA NORNESS INC DATE OF NAME CHANGE: 19720314 FORMER COMPANY: FORMER CONFORMED NAME: ZAPATA OFF SHORE CO DATE OF NAME CHANGE: 19690115 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Maura David M CENTRAL INDEX KEY: 0001365833 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-04219 FILM NUMBER: 131253021 MAIL ADDRESS: STREET 1: C/O HARBINGER CAPITAL PARTNERS LLC STREET 2: 450 PARK AVENUE, 30TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 4 1 es1301303_4-maura.xml OWNERSHIP DOCUMENT X0306 4 2013-11-27 0 0000109177 HARBINGER GROUP INC. HRG 0001365833 Maura David M C/O HARBINGER GROUP INC. 450 PARK AVENUE, 30TH FLOOR NEW YORK NY 10022 1 0 0 0 Common Stock 2013-11-27 4 M 0 10538 4.86 A 1149889 D Common Stock 2013-11-27 4 S 0 2885 12.00 D 1147004 D Common Stock 2013-11-27 4 S 0 7653 12.00 D 1139351 D Common Stock 2013-11-29 4 M 0 51208 4.86 A 1190559 D Common Stock 2013-11-29 4 S 0 51208 12.00 D 1139351 D Employee Stock Option 4.86 2013-11-27 4 M 0 10538 0 D 2012-10-01 2022-02-14 Common Stock 10538 344462 D Employee Stock Option 4.86 2013-11-29 4 M 0 51208 0 D 2012-10-01 2022-02-14 Common Stock 51208 293254 D The transactions reported in this report were effected pursuant to a Rule 10b5-1 trading plan. The price shown in this Column is the weighted average purchase price of these Shares on the transaction date. The price range for the purchases is $12.00 to $12.12 per Share. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of Shares purchased at each separate price. /s/ David M. Maura 2013-12-02