0000950142-13-001884.txt : 20130820 0000950142-13-001884.hdr.sgml : 20130820 20130820183532 ACCESSION NUMBER: 0000950142-13-001884 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130816 FILED AS OF DATE: 20130820 DATE AS OF CHANGE: 20130820 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HARBINGER GROUP INC. CENTRAL INDEX KEY: 0000109177 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS ELECTRICAL MACHINERY, EQUIPMENT & SUPPLIES [3690] IRS NUMBER: 741339132 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 450 PARK AVENUE STREET 2: 30TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-906-8548 MAIL ADDRESS: STREET 1: 450 PARK AVENUE STREET 2: 30TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: ZAPATA CORP DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: ZAPATA NORNESS INC DATE OF NAME CHANGE: 19720314 FORMER COMPANY: FORMER CONFORMED NAME: ZAPATA OFF SHORE CO DATE OF NAME CHANGE: 19690115 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KURITZKES MICHAEL S CENTRAL INDEX KEY: 0001174599 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-04219 FILM NUMBER: 131051602 MAIL ADDRESS: STREET 1: C/O HARBINGER GROUP INC. STREET 2: 450 PARK AVENUE, 27TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 4 1 es1301042_4-kuritzkes.xml OWNERSHIP DOCUMENT X0306 4 2013-08-16 0 0000109177 HARBINGER GROUP INC. HRG 0001174599 KURITZKES MICHAEL S C/O HARBINGER GROUP INC. 450 PARK AVENUE, 30TH FLOOR NEW YORK NY 10022 0 1 0 0 EVP & General Counsel Common Stock 2013-08-16 4 A 0 25000 0 A 25000 D Employee Stock Option (right to buy) 8.99 2013-08-16 4 A 0 50000 0 A 2023-08-16 Common Stock 50000 50000 D The options vest annually in equal installments over a period of four years beginning from 06/17/2014. /s/ Michael S. Kuritzkes 2013-08-20