0000950142-12-002303.txt : 20121203
0000950142-12-002303.hdr.sgml : 20121203
20121203214827
ACCESSION NUMBER: 0000950142-12-002303
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20121129
FILED AS OF DATE: 20121203
DATE AS OF CHANGE: 20121203
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Williams Thomas A.
CENTRAL INDEX KEY: 0001413198
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-04219
FILM NUMBER: 121239018
MAIL ADDRESS:
STREET 1: 450 PARK AVENUE, 27TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HARBINGER GROUP INC.
CENTRAL INDEX KEY: 0000109177
STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS ELECTRICAL MACHINERY, EQUIPMENT & SUPPLIES [3690]
IRS NUMBER: 741339132
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 450 PARK AVENUE
STREET 2: 27TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 212-906-8548
MAIL ADDRESS:
STREET 1: 450 PARK AVENUE
STREET 2: 27TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
FORMER COMPANY:
FORMER CONFORMED NAME: ZAPATA CORP
DATE OF NAME CHANGE: 19920703
FORMER COMPANY:
FORMER CONFORMED NAME: ZAPATA NORNESS INC
DATE OF NAME CHANGE: 19720314
FORMER COMPANY:
FORMER CONFORMED NAME: ZAPATA OFF SHORE CO
DATE OF NAME CHANGE: 19690115
4
1
es1201256_4-williams.xml
OWNERSHIP DOCUMENT
X0306
4
2012-11-29
0
0000109177
HARBINGER GROUP INC.
HRG
0001413198
Williams Thomas A.
C/O HARBINGER GROUP INC.
450 PARK AVENUE, 27TH FLOOR
NEW YORK
NY
10022
0
1
0
0
EVP & CFO
Common Stock
2012-11-29
4
A
0
215376
0
A
265376
D
Common Stock
2012-11-29
4
F
0
27417
8.52
D
237959
D
Employee Stock Option (right to buy)
8.52
2012-11-29
4
A
0
100821
0
A
2022-11-29
Common Stock
100821
100821
D
The options with respect to 28,427 shares vested on the grant date, with respect to 28,427 on November 29, 2013, with respect to 21,984 shares on November 29, 2014 and 21,984 shares on November 29, 2015.
/s/ Thomas A. Williams
2012-12-03