0000950142-12-002301.txt : 20121203 0000950142-12-002301.hdr.sgml : 20121203 20121203214539 ACCESSION NUMBER: 0000950142-12-002301 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121129 FILED AS OF DATE: 20121203 DATE AS OF CHANGE: 20121203 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ASALI OMAR CENTRAL INDEX KEY: 0001339372 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-04219 FILM NUMBER: 121239015 MAIL ADDRESS: STREET 1: GOLDMAN SACHS HEDGE FUND STRATEGIES LLC STREET 2: 32 OLD SLIP, 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10005 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HARBINGER GROUP INC. CENTRAL INDEX KEY: 0000109177 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS ELECTRICAL MACHINERY, EQUIPMENT & SUPPLIES [3690] IRS NUMBER: 741339132 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 450 PARK AVENUE STREET 2: 27TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-906-8548 MAIL ADDRESS: STREET 1: 450 PARK AVENUE STREET 2: 27TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: ZAPATA CORP DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: ZAPATA NORNESS INC DATE OF NAME CHANGE: 19720314 FORMER COMPANY: FORMER CONFORMED NAME: ZAPATA OFF SHORE CO DATE OF NAME CHANGE: 19690115 4 1 es1201254_4-asali.xml OWNERSHIP DOCUMENT X0306 4 2012-11-29 0 0000109177 HARBINGER GROUP INC. HRG 0001339372 ASALI OMAR C/O HARBINGER GROUP INC. 450 PARK AVENUE, 27TH FLOOR NEW YORK NY 10022 1 1 0 0 President Common Stock 2012-11-29 4 A 0 1180230 0 A 1530230 D Common Stock 2012-11-29 4 F 0 74864 8.52 D 1455366 D Employee Stock Option (right to buy) 8.52 2012-11-29 4 A 0 544900 0 A 2022-11-29 Common Stock 544900 544900 D The options with respect to 71,068 shares vested on the grant date, with respect to 71,068 on November 29, 2013, with respect to 201,383 shares on November 29, 2014 and 201,383 shares on November 29, 2015. /s/ Omar Asali 2012-12-03