0000950103-18-008554.txt : 20180716 0000950103-18-008554.hdr.sgml : 20180716 20180716185621 ACCESSION NUMBER: 0000950103-18-008554 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180713 FILED AS OF DATE: 20180716 DATE AS OF CHANGE: 20180716 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Zargar Ehsan CENTRAL INDEX KEY: 0001701893 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-04219 FILM NUMBER: 18955297 MAIL ADDRESS: STREET 1: C/O HRG GROUP, INC., 450 PARK AVENUE STREET 2: 29TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Spectrum Brands Holdings, Inc. CENTRAL INDEX KEY: 0000109177 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS ELECTRICAL MACHINERY, EQUIPMENT & SUPPLIES [3690] IRS NUMBER: 741339132 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 450 PARK AVENUE STREET 2: 29TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-906-8548 MAIL ADDRESS: STREET 1: 450 PARK AVENUE STREET 2: 29TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: HRG GROUP, INC. DATE OF NAME CHANGE: 20150311 FORMER COMPANY: FORMER CONFORMED NAME: HARBINGER GROUP INC. DATE OF NAME CHANGE: 20091224 FORMER COMPANY: FORMER CONFORMED NAME: ZAPATA CORP DATE OF NAME CHANGE: 19920703 4 1 dp93435_4.xml FORM 4 X0306 4 2018-07-13 1 0000109177 Spectrum Brands Holdings, Inc. SPB 0001701893 Zargar Ehsan C/O SPECTRUM BRANDS HOLDINGS, INC. 450 PARK AVENUE, 29TH FLOOR NEW YORK NY 10022 0 1 0 0 EVP, COO, GC & Corp. Sec'y Common Shares 2018-07-13 4 A 0 2352 0 A 25372 D Represents shares of common stock of the Issuer ("Issuer Shares") and restricted stock units with respect to Issuer Shares that were acquired in exchange for an equal number of shares of common stock of Spectrum Brands Legacy, Inc. (f/k/a Spectrum Brands Holdings, Inc.), a Delaware corporation ("Legacy Spectrum"), and restricted stock units with respect to shares of common stock of Legacy Spectrum in connection with a merger (the "Merger") pursuant to which Legacy Spectrum became a direct subsidiary of the Issuer. The restricted stock units vested as of the effective time of the Merger. Includes 23,020 Issuer Shares resulting from a reverse stock split whereby, as of immediately prior to the effective time of the Merger, each Issuer Share was combined into 0.1613 Issuer Shares. /s/ Ehsan Zargar 2018-07-16