0000109177-21-000069.txt : 20211208 0000109177-21-000069.hdr.sgml : 20211208 20211208101506 ACCESSION NUMBER: 0000109177-21-000069 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211206 FILED AS OF DATE: 20211208 DATE AS OF CHANGE: 20211208 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Karpel Daniel L CENTRAL INDEX KEY: 0001586485 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-04219 FILM NUMBER: 211477896 MAIL ADDRESS: STREET 1: 3001 DEMING WAY CITY: MIDDLETON STATE: WI ZIP: 53562 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Spectrum Brands Holdings, Inc. CENTRAL INDEX KEY: 0000109177 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS ELECTRICAL MACHINERY, EQUIPMENT & SUPPLIES [3690] IRS NUMBER: 741339132 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 3001 DEMING WAY CITY: MIDDLETON STATE: WI ZIP: 53562 BUSINESS PHONE: 608-275-3340 MAIL ADDRESS: STREET 1: 3001 DEMING WAY CITY: MIDDLETON STATE: WI ZIP: 53562 FORMER COMPANY: FORMER CONFORMED NAME: HRG GROUP, INC. DATE OF NAME CHANGE: 20150311 FORMER COMPANY: FORMER CONFORMED NAME: HARBINGER GROUP INC. DATE OF NAME CHANGE: 20091224 FORMER COMPANY: FORMER CONFORMED NAME: ZAPATA CORP DATE OF NAME CHANGE: 19920703 4 1 wf-form4_163897649361385.xml FORM 4 X0306 4 2021-12-06 0 0000109177 Spectrum Brands Holdings, Inc. SPB 0001586485 Karpel Daniel L C/O SPECTRUM BRANDS HOLDINGS, INC. 3001 DEMING WAY MIDDLETON WI 53562 0 1 0 0 VP, Corporate Controller & CAO Common Stock 2021-12-06 4 F 0 287 99.97 D 1633 D Represents the disposition or withholding of shares of common stock to the Issuer to satisfy the reporting person's tax liability resulting from the vesting of restricted stock units. On December 22, 2020 the Reporting Person was awarded 1,920 time based restricted stock units which are settled in shares of common stock of the Issuer and which are scheduled to vest one-third on December 6, 2021, one-third on December 5, 2022, and one-third on December 4, 2023 if the Reporting Person is an employee of the Issuer on such dates. As of December 6, 2021, 640 restricted stock units have vested and 1,280 restricted stock units remain unvested. /s/ Rich Bretwisch, Attorney-in-fact for Daniel L. Karpel 2021-12-08