0000109177-21-000066.txt : 20211207 0000109177-21-000066.hdr.sgml : 20211207 20211207175706 ACCESSION NUMBER: 0000109177-21-000066 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211203 FILED AS OF DATE: 20211207 DATE AS OF CHANGE: 20211207 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lewis Randal D. CENTRAL INDEX KEY: 0001757489 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-04219 FILM NUMBER: 211477060 MAIL ADDRESS: STREET 1: C/O SPECTRUM BRANDS HOLDINGS, INC. STREET 2: 3001 DEMING WAY CITY: MIDDLETON STATE: WI ZIP: 53562 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Spectrum Brands Holdings, Inc. CENTRAL INDEX KEY: 0000109177 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS ELECTRICAL MACHINERY, EQUIPMENT & SUPPLIES [3690] IRS NUMBER: 741339132 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 3001 DEMING WAY CITY: MIDDLETON STATE: WI ZIP: 53562 BUSINESS PHONE: 608-275-3340 MAIL ADDRESS: STREET 1: 3001 DEMING WAY CITY: MIDDLETON STATE: WI ZIP: 53562 FORMER COMPANY: FORMER CONFORMED NAME: HRG GROUP, INC. DATE OF NAME CHANGE: 20150311 FORMER COMPANY: FORMER CONFORMED NAME: HARBINGER GROUP INC. DATE OF NAME CHANGE: 20091224 FORMER COMPANY: FORMER CONFORMED NAME: ZAPATA CORP DATE OF NAME CHANGE: 19920703 4 1 wf-form4_163891780996270.xml FORM 4 X0306 4 2021-12-03 0 0000109177 Spectrum Brands Holdings, Inc. SPB 0001757489 Lewis Randal D. C/O SPECTRUM BRANDS HOLDINGS, INC. 3001 DEMING WAY MIDDLETON WI 53562 0 1 0 0 EVP & COO Common Stock 2021-12-03 4 M 0 38968 A 79336 I Lewis Revocable Trust Common Stock 2021-12-03 4 F 0 17439 99 D 61897 I Lewis Revocable Trust Restricted Stock Units 2021-12-03 4 M 0 9949 0 D Common Stock 9949.0 0 D Includes both time based (9,949) and performance based (29,019) restricted stock units that vested on December 3, 2021. Restricted stock units convert into common stock on a one-for-one basis. Represents the disposition or withholding of shares of common stock to the Issuer to satisfy the reporting person's tax liability resulting from the vesting of restricted stock units. On January 17, 2019, the reporting person was granted 9,949 time based restricted stock units which vested on December 3, 2021. /s/ Rich Bretwisch, Attorney-in-fact for Randal D. Lewis 2021-12-07