0000109177-20-000038.txt : 20200807 0000109177-20-000038.hdr.sgml : 20200807 20200807093857 ACCESSION NUMBER: 0000109177-20-000038 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200805 FILED AS OF DATE: 20200807 DATE AS OF CHANGE: 20200807 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Maura David M CENTRAL INDEX KEY: 0001365833 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-04219 FILM NUMBER: 201084055 MAIL ADDRESS: STREET 1: C/O MOSAIC ACQUISITION CORP. STREET 2: 375 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10152 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Spectrum Brands Holdings, Inc. CENTRAL INDEX KEY: 0000109177 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS ELECTRICAL MACHINERY, EQUIPMENT & SUPPLIES [3690] IRS NUMBER: 741339132 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 3001 DEMING WAY CITY: MIDDLETON STATE: WI ZIP: 53562 BUSINESS PHONE: 608-275-3340 MAIL ADDRESS: STREET 1: 3001 DEMING WAY CITY: MIDDLETON STATE: WI ZIP: 53562 FORMER COMPANY: FORMER CONFORMED NAME: HRG GROUP, INC. DATE OF NAME CHANGE: 20150311 FORMER COMPANY: FORMER CONFORMED NAME: HARBINGER GROUP INC. DATE OF NAME CHANGE: 20091224 FORMER COMPANY: FORMER CONFORMED NAME: ZAPATA CORP DATE OF NAME CHANGE: 19920703 4 1 wf-form4_159680750962967.xml FORM 4 X0306 4 2020-08-05 0 0000109177 Spectrum Brands Holdings, Inc. SPB 0001365833 Maura David M C/O SPECTRUM BRANDS HOLDINGS, INC. 3001 DEMING WAY MIDDLETON WI 53562 1 1 0 0 Executive Chairman and CEO Common Stock 2020-08-05 4 M 0 5000 52.84 A 392857 D Employee Stock Option (right to buy) 52.84 2020-08-05 4 M 0 5000 56.40 D 2022-11-29 Common Stock 5000.0 65294 D On August 5, 2020, Mr. Maura acquired 5,000 shares of the Company's common stock by exercising previously granted stock options. In connection with this exercise, Mr. Maura paid to the Company $272,120.03 representing the net option exercise price. The options are presently exercisable in full. /s/ Ehsan Zargar, Attorney-in-fact for David M. Maura 2020-08-06