0000109177-20-000015.txt : 20200317 0000109177-20-000015.hdr.sgml : 20200317 20200317163848 ACCESSION NUMBER: 0000109177-20-000015 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 13 CONFORMED PERIOD OF REPORT: 20200317 ITEM INFORMATION: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers FILED AS OF DATE: 20200317 DATE AS OF CHANGE: 20200317 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Spectrum Brands Holdings, Inc. CENTRAL INDEX KEY: 0000109177 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS ELECTRICAL MACHINERY, EQUIPMENT & SUPPLIES [3690] IRS NUMBER: 741339132 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-04219 FILM NUMBER: 20721539 BUSINESS ADDRESS: STREET 1: 3001 DEMING WAY CITY: MIDDLETON STATE: WI ZIP: 53562 BUSINESS PHONE: 608-275-3340 MAIL ADDRESS: STREET 1: 3001 DEMING WAY CITY: MIDDLETON STATE: WI ZIP: 53562 FORMER COMPANY: FORMER CONFORMED NAME: HRG GROUP, INC. DATE OF NAME CHANGE: 20150311 FORMER COMPANY: FORMER CONFORMED NAME: HARBINGER GROUP INC. DATE OF NAME CHANGE: 20091224 FORMER COMPANY: FORMER CONFORMED NAME: ZAPATA CORP DATE OF NAME CHANGE: 19920703 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SB/RH Holdings, LLC CENTRAL INDEX KEY: 0001592706 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS ELECTRICAL MACHINERY, EQUIPMENT & SUPPLIES [3690] IRS NUMBER: 272812840 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 333-192634-03 FILM NUMBER: 20721538 BUSINESS ADDRESS: STREET 1: C/O SPECTRUM BRANDS, INC. STREET 2: 3001 DEMING WAY CITY: MIDDLETON STATE: WI ZIP: 53562 BUSINESS PHONE: 608-275-3340 MAIL ADDRESS: STREET 1: C/O SPECTRUM BRANDS, INC. STREET 2: 3001 DEMING WAY CITY: MIDDLETON STATE: WI ZIP: 53562 8-K 1 spb-20200317x8k.htm 8-K spb-20200317x8k
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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, DC 20549

FORM 8-K

CURRENT REPORT PURSUANT TO

SECTION 13 OR 15(d) OF THE

SECURITIES EXCHANGE ACT OF 1934

Date of Report (Date of earliest event reported): March 17, 2020

 

SPECTRUM BRANDS HOLDINGS, INC.

(Exact Name of Registrant as Specified in its Charter)

 

Delaware

 

001-4219

 

74-1339132

(State or other jurisdiction of incorporation)

 

(Commission File Number)

 

(I.R.S. Employer Identification No.)

 

SB/RH HOLDINGS, LLC

(Exact Name of Registrant as Specified in its Charter)

 

Delaware

 

333-192634-03

27-2812840

(State or other jurisdiction of incorporation)

 

(Commission File Number)

(I.R.S. Employer Identification No.)

3001 Deming Way

Middleton, Wisconsin 53562

(Address of principal executive offices)

(608) 275-3340

(Registrant’s telephone number, including area code)

Not applicable

(Former Name or Former Address, if Changed Since Last Report)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Exchange Act:

Registrant

Title of Each Class

Trading Symbol

Name of Exchange On Which Registered

Spectrum Brands Holdings, Inc.

Common Stock, $0.01 par value

SPB

New York Stock Exchange

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§232.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Spectrum Brands Holdings, Inc.

o

SB/RH Holdings, LLC

o

If an emerging growth company, indicate by checkmark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.

Spectrum Brands Holdings, Inc.

o

SB/RH Holdings, LLC

o


Item 5.02. Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers’ Compensatory Arrangements of Certain Officers

(c) Appointment of Principal Officers

On March 17, 2020, Daniel L. Karpel was appointed Vice President, Corporate Controller. and Chief Accounting Officer of Spectrum Brands Holdings, Inc. (the “Company”).

Mr. Karpel, 49, joins the Company with more than 25 years of accounting and finance experience, most recently serving as Executive Vice President and Chief Financial Officer of Save-A-Lot, one of the largest discount grocery chains in the United States. From 2008 to 2016, Mr. Karpel served in various roles of increasing responsibility at Caleres, Inc. (NYSE: CAL), a diverse portfolio of global footwear brands, including serving as its Senior Vice President, Chief Accounting Officer, and Treasurer. Prior experiences of Mr. Karpel include accounting and finance roles at Kellwood Company, Spartech, NuVox Communications, and Ernst & Young. Mr. Karpel holds a B.S in Accounting from the University of Missouri – Columbia.

There are no arrangements or understandings between Mr. Karpel and any other persons pursuant to which Mr. Karpel was named as Vice President, Corporate Controller, and Chief Accounting Officer of the Company. In addition, Mr. Karpel does not have any family relationships with any executive officer or director of the Company, and he is not a party to any transaction required to be disclosed pursuant to Item 404(a) of Regulation S-K, and no such transactions are currently contemplated.


2


SIGNATURES


Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

Date: March 17, 2020

 

 

 

SPECTRUM BRANDS HOLDINGS, INC.

SB/RH HOLDINGS, LLC

 

 

By:

/s/ Ehsan Zargar

 

 

Name:

Ehsan Zargar

 

 

Title:

Executive Vice President, General Counsel and Corporate Secretary

3

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Mar. 17, 2020
Document Type 8-K
Document Period End Date Mar. 17, 2020
Entity Registrant Name SPECTRUM BRANDS HOLDINGS, INC.
Entity Incorporation, State or Country Code DE
Entity File Number 001-4219
Entity Tax Identification Number 74-1339132
Entity Address, Address Line One 3001 Deming Way
Entity Address, City or Town Middleton
Entity Address, State or Province WI
Entity Address, Postal Zip Code 53562
City Area Code 608
Local Phone Number 275-3340
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Pre-commencement Issuer Tender Offer false
Title of 12(b) Security Common Stock, $0.01 par value
Trading Symbol SPB
Security Exchange Name NYSE
Entity Emerging Growth Company false
Amendment Flag false
Entity Central Index Key 0000109177
SB/RH [Member]  
Entity Registrant Name SB/RH HOLDINGS, LLC
Entity Incorporation, State or Country Code DE
Entity File Number 333-192634-03
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