XML 72 R68.htm IDEA: XBRL DOCUMENT v2.4.0.6
Fair Value of Financial Instruments - Changes in Fair Value of Financial Instruments (Detail) (USD $)
3 Months Ended 6 Months Ended
Mar. 31, 2013
Apr. 01, 2012
Mar. 31, 2013
Apr. 01, 2012
Fair Value, Assets Measured on Recurring Basis, Unobservable Input Reconciliation [Line Items]        
Fair Value, Assets, Level 1 to Level 2 Transfers, Amount   $ 0   $ 0
Fair Value, Assets Measured on Recurring Basis, Unobservable Input Reconciliation, Calculation [Roll Forward]        
Balance at Beginning of Period 313,500,000 551,400,000 206,000,000 546,500,000
Total Gains (Losses) Included in Earnings (100,000) 41,100,000 (300,000) 41,000,000
Total Gains (Losses) Included in AOCI 3,300,000 9,300,000 1,200,000 3,700,000
Purchases 154,200,000 105,100,000 288,400,000 143,900,000
Sales    (9,700,000) (9,600,000) (16,700,000)
Settlements (13,000,000) (21,700,000) (13,700,000) (32,600,000)
Net transfer In (Out) of Level 3 (a) (38,900,000) [1] 8,600,000 [2] (53,000,000) [1] (1,700,000) [2]
Balance at End of Period 419,000,000 684,100,000 419,000,000 684,100,000
Fair Value, Liabilities Measured on Recurring Basis, Unobservable Input Reconciliation, Calculation [Roll Forward]        
Balance at Beginning of Period 1,680,100,000 1,502,900,000 1,782,800,000 1,472,100,000
Total Gains (Losses) Included in Earnings 162,200,000 68,100,000 59,500,000 98,900,000
Total Gains (Losses) Included in AOCI            
Purchases            
Sales            
Settlements            
Net transfer In (Out) of Level 3    [1]    [2]    [1]    [2]
Balance at End of Period 1,842,300,000 1,571,000,000 1,842,300,000 1,571,000,000
FIA embedded derivatives, included in contractholder funds [Member]
       
Fair Value, Liabilities Measured on Recurring Basis, Unobservable Input Reconciliation, Calculation [Roll Forward]        
Balance at Beginning of Period 1,517,000,000 1,455,000,000 1,550,800,000 1,396,300,000
Total Gains (Losses) Included in Earnings 122,600,000 41,700,000 88,800,000 100,400,000
Total Gains (Losses) Included in AOCI            
Purchases            
Sales            
Settlements            
Net transfer In (Out) of Level 3    [1]    [2]    [1]    [2]
Balance at End of Period 1,639,600,000 1,496,700,000 1,639,600,000 1,496,700,000
Equity conversion feature of preferred stock [Member]
       
Fair Value, Liabilities Measured on Recurring Basis, Unobservable Input Reconciliation, Calculation [Roll Forward]        
Balance at Beginning of Period 163,100,000 47,500,000 232,000,000 75,400,000
Total Gains (Losses) Included in Earnings 39,600,000 26,400,000 (29,300,000) (1,500,000)
Total Gains (Losses) Included in AOCI            
Purchases            
Sales            
Settlements            
Net transfer In (Out) of Level 3    [1]    [2]    [1]    [2]
Balance at End of Period 202,700,000 73,900,000 202,700,000 73,900,000
Available-for-sale embedded derivatives [Member]
       
Fair Value, Liabilities Measured on Recurring Basis, Unobservable Input Reconciliation, Calculation [Roll Forward]        
Balance at Beginning of Period   400,000   400,000
Total Gains (Losses) Included in Earnings          
Total Gains (Losses) Included in AOCI          
Purchases          
Sales          
Settlements          
Net transfer In (Out) of Level 3      [2]      [2]
Balance at End of Period   400,000   400,000
US Treasury and Government [Member]
       
Fair Value, Assets Measured on Recurring Basis, Unobservable Input Reconciliation [Line Items]        
Fair Value, Assets, Level 1 to Level 2 Transfers, Amount 79,300,000   79,300,000  
Asset-backed and Hybrid Securities [Member]
       
Fair Value, Assets Measured on Recurring Basis, Unobservable Input Reconciliation [Line Items]        
Fair Value, Measurement with Unobservable Inputs Reconciliation, Recurring Basis, Asset, Transfers out of Level 3 38,900,000   53,000,000  
Asset-backed securities [Member]
       
Fair Value, Assets Measured on Recurring Basis, Unobservable Input Reconciliation, Calculation [Roll Forward]        
Balance at Beginning of Period 5,300,000 400,700,000 15,900,000 374,500,000
Total Gains (Losses) Included in Earnings            
Total Gains (Losses) Included in AOCI    10,700,000 (100,000) 6,100,000
Purchases    93,600,000    132,400,000
Sales            
Settlements    (12,800,000)    (20,800,000)
Net transfer In (Out) of Level 3 (a)    [1] 10,800,000 [2] (10,500,000) [1] 10,800,000 [2]
Balance at End of Period 5,300,000 503,000,000 5,300,000 503,000,000
Commercial mortgage-backed securities [Member]
       
Fair Value, Assets Measured on Recurring Basis, Unobservable Input Reconciliation, Calculation [Roll Forward]        
Balance at Beginning of Period 6,100,000   5,000,000  
Total Gains (Losses) Included in Earnings          
Total Gains (Losses) Included in AOCI 100,000   200,000  
Purchases      1,000,000  
Sales          
Settlements          
Net transfer In (Out) of Level 3 (a)    [1]      [1]  
Balance at End of Period 6,200,000   6,200,000  
Corporates [Member]
       
Fair Value, Assets Measured on Recurring Basis, Unobservable Input Reconciliation, Calculation [Roll Forward]        
Balance at Beginning of Period 256,100,000 138,500,000 135,300,000 159,700,000
Total Gains (Losses) Included in Earnings (100,000) 100,000 (300,000)   
Total Gains (Losses) Included in AOCI 3,200,000 (1,400,000) 1,200,000 (2,300,000)
Purchases 144,200,000 1,300,000 277,400,000 1,300,000
Sales    (9,700,000) (9,600,000) (16,700,000)
Settlements (13,000,000) (8,800,000) (13,700,000) (11,600,000)
Net transfer In (Out) of Level 3 (a) (33,900,000) [1] 100,000 [2] (33,800,000) [1] (10,300,000) [2]
Balance at End of Period 356,500,000 120,100,000 356,500,000 120,100,000
Hybrids [Member]
       
Fair Value, Assets Measured on Recurring Basis, Unobservable Input Reconciliation, Calculation [Roll Forward]        
Balance at Beginning of Period 5,000,000 5,100,000 8,800,000 5,200,000
Total Gains (Losses) Included in Earnings            
Total Gains (Losses) Included in AOCI       (100,000) (100,000)
Purchases            
Sales            
Settlements            
Net transfer In (Out) of Level 3 (a) (5,000,000) [1]    [2] (8,700,000) [1]    [2]
Balance at End of Period    5,100,000    5,100,000
Municipals [Member]
       
Fair Value, Assets Measured on Recurring Basis, Unobservable Input Reconciliation, Calculation [Roll Forward]        
Balance at Beginning of Period   100,000     
Total Gains (Losses) Included in Earnings          
Total Gains (Losses) Included in AOCI   100,000   100,000
Purchases   10,200,000   10,200,000
Sales          
Settlements          
Net transfer In (Out) of Level 3 (a)      [2]   100,000 [2]
Balance at End of Period   10,400,000   10,400,000
Agency residential mortgage-backed securities [Member]
       
Fair Value, Assets Measured on Recurring Basis, Unobservable Input Reconciliation, Calculation [Roll Forward]        
Balance at Beginning of Period   3,300,000   3,300,000
Total Gains (Losses) Included in Earnings          
Total Gains (Losses) Included in AOCI          
Purchases          
Sales          
Settlements          
Net transfer In (Out) of Level 3 (a)      [2]      [2]
Balance at End of Period   3,300,000   3,300,000
Non-agency residential mortgage-backed securities [Member]
       
Fair Value, Assets Measured on Recurring Basis, Unobservable Input Reconciliation, Calculation [Roll Forward]        
Balance at Beginning of Period   3,700,000   3,800,000
Total Gains (Losses) Included in Earnings          
Total Gains (Losses) Included in AOCI   (100,000)   (100,000)
Purchases          
Sales          
Settlements   (100,000)   (200,000)
Net transfer In (Out) of Level 3 (a)   (2,300,000) [2]   (2,300,000) [2]
Balance at End of Period   1,200,000   1,200,000
Equity securities available-for-sale [Member]
       
Fair Value, Assets Measured on Recurring Basis, Unobservable Input Reconciliation, Calculation [Roll Forward]        
Balance at Beginning of Period 0   0  
Total Gains (Losses) Included in Earnings 0   0  
Total Gains (Losses) Included in AOCI 0   0  
Purchases 10,000,000   10,000,000  
Sales 0   0  
Settlements 0   0  
Net transfer In (Out) of Level 3 (a) 0   0  
Balance at End of Period 10,000,000   10,000,000  
Corporate and Non-Agency Residential Mortgage-Backed Securities [Member]
       
Fair Value, Assets Measured on Recurring Basis, Unobservable Input Reconciliation [Line Items]        
Fair Value, Measurement with Unobservable Inputs Reconciliation, Recurring Basis, Asset, Transfers out of Level 3   2,300,000   12,600,000
Contingent purchase price reduction receivable [Member]
       
Fair Value, Assets Measured on Recurring Basis, Unobservable Input Reconciliation, Calculation [Roll Forward]        
Balance at Beginning of Period 41,000,000    41,000,000   
Total Gains (Losses) Included in Earnings    41,000,000    41,000,000
Total Gains (Losses) Included in AOCI            
Purchases            
Sales            
Settlements            
Net transfer In (Out) of Level 3 (a)    [1]    [2]    [1]    [2]
Balance at End of Period $ 41,000,000 $ 41,000,000 $ 41,000,000 $ 41,000,000
[1] The net transfers in and out of Level 3 during the three and six months ended March 31, 2013 were exclusively to or from Level 2.
[2] The net transfers in and out of Level 3 during the three and six months ended April 1, 2012 was exclusively to or from Level 2.