0001567619-21-008279.txt : 20210419
0001567619-21-008279.hdr.sgml : 20210419
20210419153618
ACCESSION NUMBER: 0001567619-21-008279
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210415
FILED AS OF DATE: 20210419
DATE AS OF CHANGE: 20210419
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Newhouse Michael A
CENTRAL INDEX KEY: 0001675262
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33664
FILM NUMBER: 21834455
MAIL ADDRESS:
STREET 1: CHARTER COMMUNICATIONS, INC.
STREET 2: 400 ATLANTIC STREET, 10TH FLOOR
CITY: STAMFORD
STATE: CT
ZIP: 06901
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CHARTER COMMUNICATIONS, INC. /MO/
CENTRAL INDEX KEY: 0001091667
STANDARD INDUSTRIAL CLASSIFICATION: CABLE & OTHER PAY TELEVISION SERVICES [4841]
IRS NUMBER: 841496755
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 400 ATLANTIC STREET
CITY: STAMFORD
STATE: CT
ZIP: 06901
BUSINESS PHONE: 203-905-7800
MAIL ADDRESS:
STREET 1: 400 ATLANTIC STREET
CITY: STAMFORD
STATE: CT
ZIP: 06901
FORMER COMPANY:
FORMER CONFORMED NAME: CHARTER COMMUNICATIONS INC /MO/
DATE OF NAME CHANGE: 19990723
4
1
doc1.xml
FORM 4
X0306
4
2021-04-15
0
0001091667
CHARTER COMMUNICATIONS, INC. /MO/
CHTR
0001675262
Newhouse Michael A
C/O CHARTER COMMUNICATIONS, INC.
400 ATLANTIC STREET
STAMFORD
CT
06901
1
0
0
0
Class B Common Units of Charter Communications Holdings, LLC
2021-04-15
4
D
0
120513
621.17
D
2016-05-18
Charter Communications Class A Common Stock
120513
14120488
I
Indirect Interest in a Partnership
The Class B Common Units of Charter Communications Holdings, LLC ("Charter Holdings") are exchangeable by Advance/Newhouse Partnership, a New York partnership ("A/N") at any time into either, at the Issuer's option, (i) shares of Class A Common Stock of the Issuer on a one-for-one basis or (ii) an amount of cash based on the volume-weighted average price of the Class A Common Stock for the two consecutive trading days prior to the date of delivery of A/N's Exchange Notice (as such term is defined under and pursuant to that certain exchange agreement, dated as of May 18, 2016, between, among others, the Issuer, Charter Holdings and A/N) per Class B Common Unit exchanged and have no expiration date.
Sold to the Issuer in an exempt transaction pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended and in accordance with that certain letter agreement, dated as of December 23, 2016, between the Issuer, Charter Holdings and A/N ("Repurchase Agreement"). The monthly Charter Repurchase Notice (as such term is defined in the Repurchase Agreement) with respect to the Reporting Person's sale of its Class B Common Units for the month of April was given by the Issuer in two separate notices, dated April 1, 2021 and April 9, 2021, respectively. The sale of Class B Common Units by the Reporting Person pursuant to the April 1, 2021 Charter Repurchase Notice was disclosed on the Form 4 filing, dated April 7, 2021 and the sale of Class B Common Units by the Reporting Person pursuant to the April 9 2021 Charter Repurchase Notice is disclosed herein.
Represents the per share price such that the average per share price with respect to all of the Class B Common Units sold by the Reporting Person pursuant to the April 1, 2021 Charter Repurchase Notice and the April 9, 2021 Charter Repurchase Notice equals the Average Public Per Share Repurchase Price (as such term is defined in Annex A to the Repurchase Agreement).
The Reporting Person, by virtue of his affiliations with Advance Long-Term Management Trust, a New Jersey trust ("ALTMT"), Advance Publications, Inc., a New York corporation ("API"), and Newhouse Broadcasting Corporation ("NBCo"), and affiliation with and interest in other non-controlling holders of equity of API and NBCo, may be deemed to beneficially own the shares of Class A Common Stock of the Issuer and Class B Common Units of Charter Holdings owned directly by A/N. ALTMT is the general partner of Newhouse Family Holdings, L.P., a Delaware limited partnership, which owns all of the voting shares of API. API and NBCo indirectly own all of the partnership interests of A/N.
The Reporting Person disclaims beneficial ownership of the shares of Class A Common Stock of the Issuer and Class B Common Units of Charter Holdings owned by A/N and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such shares for purposes of Section 16 or for any other purpose.
/s/ Michael A. Newhouse
2021-04-19