-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, TdNPWSuRXkMPavdu3xjmGpLbG8TIKHuXCxg+Z94uFeJB3d7ntwKjI9CSjL6qsA2K uXzG1GANz5XmyWageS3HPA== 0001341004-11-000484.txt : 20110211 0001341004-11-000484.hdr.sgml : 20110211 20110211153625 ACCESSION NUMBER: 0001341004-11-000484 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20110211 DATE AS OF CHANGE: 20110211 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: CHARTER COMMUNICATIONS, INC. /MO/ CENTRAL INDEX KEY: 0001091667 STANDARD INDUSTRIAL CLASSIFICATION: CABLE & OTHER PAY TELEVISION SERVICES [4841] IRS NUMBER: 431857213 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-57191 FILM NUMBER: 11598725 BUSINESS ADDRESS: STREET 1: 12405 POWERSCOURT DRIVE CITY: ST. LOUIS STATE: MO ZIP: 63131 BUSINESS PHONE: 314-965-0555 MAIL ADDRESS: STREET 1: 12405 POWERSCOURT DRIVE CITY: ST. LOUIS STATE: MO ZIP: 63131 FORMER COMPANY: FORMER CONFORMED NAME: CHARTER COMMUNICATIONS INC /MO/ DATE OF NAME CHANGE: 19990723 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: ALLEN PAUL G CENTRAL INDEX KEY: 0000904057 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] STATE OF INCORPORATION: WA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G MAIL ADDRESS: STREET 1: 505 FIFTH AVENUE SOUTH STREET 2: SUITE 900 CITY: SEATTLE STATE: WA ZIP: 98104-3891 SC 13G 1 sc13g.htm SCHEDULE 13G sc13g.htm
 
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C.  20549

SCHEDULE 13G

Under the Securities Exchange Act of 1934
(Amendment No. __)*

Charter Communications, Inc.
(Name of Issuer)
 
Class A Common Stock
(Title of Class of Securities)
 
16117M305
(CUSIP Number)
 
December 31, 2010
(Date of Event Which Requires Filing of this Statement)
 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
 
 [ ] Rule 13d-1(b)
 
 [ ] Rule 13d-1(c)
 
 [x] Rule 13d-1(d)
 
*The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
 
The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
 

 
 

 


CUSIP No. 16117M305
1.
Names of Reporting Persons.  Paul G. Allen
 
2.
Check the Appropriate Box if a Member of a Group (See Instructions)
 
(a) [ ]
(b) [ ]
3.
SEC Use Only
 
4.
Citizenship or Place of Organization
 
United States of America
Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With:
5.
Sole Voting Power
 
8,654,722 Shares (1)
6.
Shared Voting Power
 
-0- Shares
7.
Sole Dispositive Power
 
8,654,722 Shares (1)
8.
Shared Dispositive Power
 
-0- Shares
9.
Aggregate Amount Beneficially Owned by Each Reporting Person
 
8,654,722 Shares (1)
10.
Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)
 
[ ]
11.
Percent of Class Represented by Amount in Row (9)
 
7.2% (2)
12.
Type of Reporting Person (See Instructions)
 
IN
 
(1)  Represents (a) 3,598,108 shares of Class A Common Stock of the Issuer, (b) 4,669,384 shares of Class A Common Stock of the Issuer issuable upon the exercise of seven-year warrants, and (c) 387,230 shares of Class A Common Stock of the Issuer issuable upon the exercise of five-year warrants.  Effective January 18, 2011, the Issuer converted all 2,241,299 shares of Class B Common Stock of the Issuer then held by the Reporting Person into 2,241,299 shares of Class A Common Stock of the Issuer, which resulted in no change in the Reporting Person’s beneficial ownership of Class A Common Stock of the Issuer.
 
(2)  The calculation of the percentage assumes that (i) the warrants to purchase Class A Common Stock of the Issuer held by the Reporting Person have been exercised and (ii) 114,636,047 shares of Class A Common Stock of the Issuer are issued and outstanding (calculated by adding the 2,241,299 shares of Class A Common Stock of the Issuer that were issued in connection with the conversion of the shares of Class B Common Stock previously held by the Reporting Person to the 112,394,748 shares of Class A Common Stock of the Issuer reported as issued and outstanding in the Form 10-Q of the Issuer filed on November 3, 2010).

 
2

 

Item 1.

 
(a)
Name of Issuer:
     
   
Charter Communications, Inc.
     
 
(b)
Address of Issuer’s Principal Executive Offices:
     
   
12405 Powerscourt Drive
   
St. Louis, Missouri  63131

Item 2.

 
(a)
Name of Person Filing:
     
   
Paul G. Allen
     
 
(b)
Address of Principal Business Office, or if none, Residence:
     
   
c/o Vulcan, Inc.
   
505 Fifth Avenue South, Suite 900
   
Seattle, Washington  98104
     
 
(c)
Citizenship:
     
   
United States of America
     
 
(d)
Title of Class of Securities:
     
   
Class A Common Stock
     
 
(e)
CUSIP Number:
     
   
16117M305

Item 3.
If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:

 
Not applicable.
 
Item 4.
Ownership.
      
 
(a)
Amount beneficially owned:  8,654,722 Shares (1)
     
 
(b)
Percent of class:  7.2% (2)
     
 
(c)
Number of shares as to which the person has:

   
(i)
 Sole power to vote or to direct the vote:  8,654,722 Shares (1)
       
   
(ii)
Shared power to vote or to direct the vote:  -0- Shares
       
   
(iii)
Sole power to dispose or to direct the disposition of:  8,654,722 Shares (1)
       
   
(iv)
Shared power to dispose or to direct the disposition of:  -0- Shares
 
 
3

 

 
 
 
(1)  Represents (a) 3,598,108 shares of Class A Common Stock of the Issuer, (b) 4,669,384 shares of Class A Common Stock of the Issuer issuable upon the exercise of seven-year warrants, and (c) 387,230 shares of Class A Common Stock of the Issuer issuable upon the exercise of five-year warrants.  Effective January 18, 2011, the Issuer converted all 2,241,299 shares of Class B Common Stock of the Issuer then held by the Reporting Person into 2,241,299 shares of Class A Common Stock of the Issuer, which resulted in no change in the Reporting Person’s beneficial ownership of Class A Common Stock of the Issuer.
     
   
(2)  The calculation of the percentage assumes that (i) the warrants to purchase Class A Common Stock of the Issuer held by the Reporting Person have been exercised and (ii) 114,636,047 shares of Class A Common Stock of the Issuer are issued and outstanding (calculated by adding the 2,241,299 shares of Class A Common Stock of the Issuer that were issued in connection with the conversion of the shares of Class B Common Stock previously held by the Reporting Person to the 112,394,748 shares of Class A Common Stock of the Issuer reported as issued and outstanding in the Form 10-Q of the Issuer filed on November 3, 2010).
 
Item 5.
Ownership of Five Percent or Less of a Class.
     
 
Not applicable.
 
Item 6.
Ownership of More than Five Percent on Behalf of Another Person.
      
 
Not applicable.

Item 7.
Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company.

 
Not applicable.
 
Item 8.
Identification and Classification of Members of the Group.
 
 
Not applicable.
 
Item 9.
Notice of Dissolution of Group.
   
 
Not applicable.
 
Item 10.
Certification.
 
 
Not applicable.

 
 
4

 


SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

Dated:  February 11, 2011
PAUL G. ALLEN
     
 
By:
/s/ William L. McGrath, by Power of Attorney
   
William L. McGrath
 


 
5

 

 
EXHIBIT INDEX

10.1
Power of Attorney of Paul G. Allen, dated November 24, 2009.

 
 

6
EX-99 2 ex10-1.htm EXHIBIT 10.1 - POWER OF ATTORNEY ex10-1.htm
POWER OF ATTORNEY
 

 
 
KNOW ALL PERSONS BY THESE PRESENTS, that the undersigned hereby constitutes, designates and appoints William L. McGrath and Martha Fuller as his true and lawful attorneys-in-fact and agents, each with full power of substitution and resubstitution and full power to act alone and without the other, for the undersigned and in the undersigned’s name, place and stead, in any and all capacities, to execute, acknowledge, deliver and file any and all filings required by the Securities Exchange Act of 1934, as amended, including Sections 13 and 16 of such Act, and the rules and regulations thereunder, and requisite documents in connection with such filings, including but not limited to Forms 3, 4 and 5 and Schedules 13 D and 13G under such act and any amendments thereto.
 
This power of attorney shall be valid from the date hereof until revoked by the undersigned.
 
IN WITNESS WHEREOF, the undersigned has executed this instrument as of the 24th day of November, 2009.
 

 
 
/s/ Paul G. Allen
 
Paul G. Allen

 
 

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