-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, EaWGdiWbF7Vd03Nb89wpVadXl7rhOi1UAM2Oiuli+TZk3A7zHdi3p7V4ef08HYuN 140ss3lH0UCY0rGiof+JIw== 0001271943-04-000037.txt : 20040227 0001271943-04-000037.hdr.sgml : 20040227 20040227162025 ACCESSION NUMBER: 0001271943-04-000037 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040225 FILED AS OF DATE: 20040227 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CHARTER COMMUNICATIONS INC /MO/ CENTRAL INDEX KEY: 0001091667 STANDARD INDUSTRIAL CLASSIFICATION: CABLE & OTHER PAY TELEVISION SERVICES [4841] IRS NUMBER: 431857213 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 12405 POWERSCOURT DRIVE STREET 2: SUITE 100 CITY: ST LOUIS STATE: MO ZIP: 63131 BUSINESS PHONE: 3145435712 MAIL ADDRESS: STREET 1: 12405 POWERSCOURT DRIVE STREET 2: SUITE 100 CITY: ST LOUIS STATE: MO ZIP: 63131 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MARTIN PAUL E CENTRAL INDEX KEY: 0001175797 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-27927 FILM NUMBER: 04635536 BUSINESS ADDRESS: STREET 1: CHARTER COMMUNICATIONS, INC. STREET 2: 12405 POWERSCOURT DRIVE CITY: ST. LOUIS STATE: MO ZIP: 63131 BUSINESS PHONE: 314-965-0555 MAIL ADDRESS: STREET 1: CHARTER COMMUNICATIONS, INC. STREET 2: 12405 POWERSCOURT DRIVE CITY: ST. LOUIS STATE: MO ZIP: 63131 4 1 edgar.xml PRIMARY DOCUMENT X0201 4 2004-02-25 0001091667 CHARTER COMMUNICATIONS INC /MO/ CHTR 0001175797 MARTIN PAUL E C/O CHARTER COMMUNICATIONS, INC 12405 POWERSCOURT DRIVE ST. LOUIS MO 63131 0 1 0 0 SVP, Principal Accounting Off Class A Common Stock 2004-02-25 4 A 0 5714 A 11714 D Class A Common Stock 2004-02-25 4 A 0 1500 A 13214 D Class A Common Stock 2004-02-25 4 A 0 10000 A 23214 D Employee Stock Option (right to buy) 15.0313 2004-02-25 4 D 0 40000 0 D 2010-05-01 Class A Common Stock 40000 0 D Employee Stock Option (right to buy) 23.0938 2004-02-25 4 D 0 15000 0 D 2011-02-12 Class A Common Stock 15000 0 D Employee Stock Option (right to buy) 11.99 2004-02-25 4 D 0 50000 0 D 2011-09-28 Class A Common Stock 50000 0 D On February 25, 2004, the issuer cancelled, pursuant to the issuer's stock option exchange program, an option granted to the reporting person on May 1, 2000. In exchange for the option, the reporting person received 5,714 shares of restricted stock, half of which will vest in three equal annual installments beginning on February 25, 2005, and the other half of which are performance shares that will vest based upon the issuer's achieving certain performance criteria over a three-year period. The grants of restricted stock were made under the issuer's 2001 Stock Incentive Plan, as amended. On February 25, 2004, the issuer cancelled, pursuant to the issuer's stock option exchange program, an option granted to the reporting person on February 12, 2001. In exchange for the option, the reporting person received 1,500 shares of restricted stock, half of which will vest in three equal annual installments beginning on February 25, 2005, and the other half of which are performance shares that will vest based upon the issuer's achieving certain performance criteria over a three-year period. The grants of restricted stock were made under the issuer's 2001 Stock Incentive Plan, as amended. On February 25, 2004, the issuer cancelled, pursuant to the issuer's stock option exchange program, an option granted to the reporting person on September 28, 2001. In exchange for the option, the reporting person received 10,000 shares of restricted stock, half of which will vest in three equal annual installments beginning on February 25, 2005, and the other half of which are performance shares that will vest based upon the issuer's achieving certain performance criteria over a three-year period. The grants of restricted stock were made under the issuer's 2001 Stock Incentive Plan, as amended. The cancelled option provided that 25% of it vested fifteen months from the date of grant with the remaining portion of the option vesting in equal installments over the following 45 months. The cancelled option provided that it would vest in four equal installments on the first four anniversaries of the grant date. Paul E. Martin 2004-02-26 -----END PRIVACY-ENHANCED MESSAGE-----