-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, UyVRWBFsV9ViqyMArS4WX17++DflrfH5cfT/4hiPsqBs6K4OdzKuvr4MC+KzcjjG WbvHYiOoaOE2XtaEkt3Hvw== 0001209191-07-008284.txt : 20070207 0001209191-07-008284.hdr.sgml : 20070207 20070207154012 ACCESSION NUMBER: 0001209191-07-008284 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070126 FILED AS OF DATE: 20070207 DATE AS OF CHANGE: 20070207 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CHARTER COMMUNICATIONS INC /MO/ CENTRAL INDEX KEY: 0001091667 STANDARD INDUSTRIAL CLASSIFICATION: CABLE & OTHER PAY TELEVISION SERVICES [4841] IRS NUMBER: 431857213 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 12405 POWERSCOURT DRIVE STREET 2: SUITE 100 CITY: ST LOUIS STATE: MO ZIP: 63131 BUSINESS PHONE: 3145435712 MAIL ADDRESS: STREET 1: 12405 POWERSCOURT DRIVE STREET 2: SUITE 100 CITY: ST LOUIS STATE: MO ZIP: 63131 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ALLEN PAUL G CENTRAL INDEX KEY: 0000904057 STATE OF INCORPORATION: WA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-27927 FILM NUMBER: 07588033 BUSINESS ADDRESS: STREET 1: 110 110TH AVE N E STREET 2: STE 500 CITY: BELLEVUE STATE: WA ZIP: 98004 BUSINESS PHONE: 206-342-2448 MAIL ADDRESS: STREET 1: 505 FIFTH AVENUE SOUTH STREET 2: SUITE 900 CITY: SEATTLE STATE: WA ZIP: 98104-3891 4 1 doc4.xml FORM 4 SUBMISSION X0202 4 2007-01-26 0 0001091667 CHARTER COMMUNICATIONS INC /MO/ CHTR 0000904057 ALLEN PAUL G 505 FIFTH AVE SOUTH SUITE 900 SEATTLE WA 98104 1 1 1 0 Chairman Class A Common Stock 2007-01-26 4 X 0 1150000 1.15 D 28025705 D Class A Common Stock 2007-01-26 4 J 0 388399 3.41 A 28453167 D Option Agreement (obligation to sell) 1.15 2007-01-26 4 X 0 1 D 2006-05-09 2009-12-24 Class A Common Stock 1150000 0 I Please see footnote Charter Investment, Inc., a corporation owned by the Reporting Person ("CII"), entered into an Option Agreement, dated May 9, 2006, in consideration for financial advisory services previously provided to Vulcan Inc. which is an affiliate of CII and of which the Reporting Person is the sole shareholder. Pursuant to this Option Agreement, CII was obligated to sell the subject shares referenced above for the exercise price referenced above, at the option of the entity that is the counterparty of the Option Agreement. On January 26, 2007, the counterparty of the Option Agreement exercised its cashless exercise rights under the Option Agreement and CII accordingly will deliver 761,601 shares of Class A Common Stock to such counterparty and will retain 388,399 shares of Class A Common Stock otherwise deliverable by CII under the Option Agreement in satisfaction of the purchase price payable by the counterparty thereunder. /s/ Gregory Landis, Attorney-in-Fact for Paul G. Allen 2007-02-06 -----END PRIVACY-ENHANCED MESSAGE-----