0001104659-12-058993.txt : 20120820 0001104659-12-058993.hdr.sgml : 20120818 20120820183600 ACCESSION NUMBER: 0001104659-12-058993 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20120808 FILED AS OF DATE: 20120820 DATE AS OF CHANGE: 20120820 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CHARTER COMMUNICATIONS, INC. /MO/ CENTRAL INDEX KEY: 0001091667 STANDARD INDUSTRIAL CLASSIFICATION: CABLE & OTHER PAY TELEVISION SERVICES [4841] IRS NUMBER: 431857213 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 12405 POWERSCOURT DRIVE CITY: ST. LOUIS STATE: MO ZIP: 63131 BUSINESS PHONE: 314-965-0555 MAIL ADDRESS: STREET 1: 12405 POWERSCOURT DRIVE CITY: ST. LOUIS STATE: MO ZIP: 63131 FORMER COMPANY: FORMER CONFORMED NAME: CHARTER COMMUNICATIONS INC /MO/ DATE OF NAME CHANGE: 19990723 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Apollo Value Management, L.P. CENTRAL INDEX KEY: 0001374206 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-33664 FILM NUMBER: 121046300 BUSINESS ADDRESS: STREET 1: TWO MANHATTANVILLE ROAD CITY: PURCHASE STATE: NY ZIP: 10577 BUSINESS PHONE: 914-694-8000 MAIL ADDRESS: STREET 1: TWO MANHATTANVILLE ROAD CITY: PURCHASE STATE: NY ZIP: 10577 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Apollo Principal Holdings I, L.P. CENTRAL INDEX KEY: 0001413406 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-33664 FILM NUMBER: 121046301 BUSINESS ADDRESS: STREET 1: TWO MANHATTANVILLE ROAD STREET 2: SUITE 203 CITY: PURCHASE STATE: NY ZIP: 10577 BUSINESS PHONE: 914-694-8000 MAIL ADDRESS: STREET 1: TWO MANHATTANVILLE ROAD STREET 2: SUITE 203 CITY: PURCHASE STATE: NY ZIP: 10577 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Apollo Principal Holdings I GP, LLC CENTRAL INDEX KEY: 0001413407 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-33664 FILM NUMBER: 121046302 BUSINESS ADDRESS: STREET 1: TWO MANHATTANVILLE ROAD STREET 2: SUITE 203 CITY: PURCHASE STATE: NY ZIP: 10577 BUSINESS PHONE: 914-694-8000 MAIL ADDRESS: STREET 1: TWO MANHATTANVILLE ROAD STREET 2: SUITE 203 CITY: PURCHASE STATE: NY ZIP: 10577 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Apollo Management Holdings GP, LLC CENTRAL INDEX KEY: 0001449433 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-33664 FILM NUMBER: 121046304 BUSINESS ADDRESS: STREET 1: 9 W. 57TH STREET STREET 2: 43RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 212-515-3200 MAIL ADDRESS: STREET 1: 9 W. 57TH STREET STREET 2: 43RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Apollo Management Holdings, L.P. CENTRAL INDEX KEY: 0001449434 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-33664 FILM NUMBER: 121046303 BUSINESS ADDRESS: STREET 1: 9 W. 57TH STREET STREET 2: - CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 212-515-3200 MAIL ADDRESS: STREET 1: 9 W. 57TH STREET STREET 2: - CITY: NEW YORK STATE: NY ZIP: 10019 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Apollo Capital Management GP, LLC CENTRAL INDEX KEY: 0001456419 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-33664 FILM NUMBER: 121046299 BUSINESS ADDRESS: STREET 1: 9 WEST 57TH STREET CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 212 515 3200 MAIL ADDRESS: STREET 1: 9 WEST 57TH STREET CITY: NEW YORK STATE: NY ZIP: 10019 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Apollo Capital Management, L.P. CENTRAL INDEX KEY: 0001456421 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-33664 FILM NUMBER: 121046298 BUSINESS ADDRESS: STREET 1: 9 WEST 57TH STREET CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 212 515 3200 MAIL ADDRESS: STREET 1: 9 WEST 57TH STREET CITY: NEW YORK STATE: NY ZIP: 10019 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Apollo Alternative Assets, L.P. CENTRAL INDEX KEY: 0001473543 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-33664 FILM NUMBER: 121046297 BUSINESS ADDRESS: STREET 1: 87 MARY STREET, GEORGE TOWN CITY: GRAND CAYMAN STATE: E9 ZIP: KY1-9005 BUSINESS PHONE: 212-822-0456 MAIL ADDRESS: STREET 1: 87 MARY STREET, GEORGE TOWN CITY: GRAND CAYMAN STATE: E9 ZIP: KY1-9005 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Apollo Principal Holdings II, L.P. CENTRAL INDEX KEY: 0001490268 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-33664 FILM NUMBER: 121046295 BUSINESS ADDRESS: STREET 1: 9 W. 57TH STREET STREET 2: 43RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 212-515-3200 MAIL ADDRESS: STREET 1: 9 W. 57TH STREET STREET 2: 43RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Apollo Principal Holdings II GP, LLC CENTRAL INDEX KEY: 0001490269 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-33664 FILM NUMBER: 121046296 BUSINESS ADDRESS: STREET 1: 9 W. 57TH ST. STREET 2: 43RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 212-515-3200 MAIL ADDRESS: STREET 1: 9 W. 57TH ST. STREET 2: 43RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 4/A 1 a4a.xml 4/A X0306 4/A 2012-08-08 2012-08-10 0 0001091667 CHARTER COMMUNICATIONS, INC. /MO/ CHTR 0001449433 Apollo Management Holdings GP, LLC 9 W. 57TH STREET 43RD FLOOR NEW YORK NY 10019 0 0 1 0 0001449434 Apollo Management Holdings, L.P. 9 W. 57TH STREET - NEW YORK NY 10019 0 0 1 0 0001413407 Apollo Principal Holdings I GP, LLC TWO MANHATTANVILLE ROAD SUITE 203 PURCHASE NY 10577 0 0 1 0 0001413406 Apollo Principal Holdings I, L.P. TWO MANHATTANVILLE ROAD SUITE 203 PURCHASE NY 10577 0 0 1 0 0001374206 Apollo Value Management, L.P. TWO MANHATTANVILLE ROAD PURCHASE NY 10577 0 0 1 0 0001456419 Apollo Capital Management GP, LLC 9 WEST 57TH STREET NEW YORK NY 10019 0 0 1 0 0001456421 Apollo Capital Management, L.P. 9 WEST 57TH STREET NEW YORK NY 10019 0 0 1 0 0001473543 Apollo Alternative Assets, L.P. 87 MARY STREET, GEORGE TOWN GRAND CAYMAN E9 KY1-9005 CAYMAN ISLANDS 0 0 1 0 0001490269 Apollo Principal Holdings II GP, LLC 9 W. 57TH ST. 43RD FLOOR NEW YORK NY 10019 0 0 1 0 0001490268 Apollo Principal Holdings II, L.P. 9 W. 57TH STREET 43RD FLOOR NEW YORK NY 10019 0 0 1 0 Class A common stock 2012-08-08 4 X 0 19518 46.86 A 31997059 I See footnote See Exhibit 99.1. [see signatures attached as Exhibit 99.2] 2012-08-20 EX-99.1 2 ex-99d1.htm EX-99.1

Exhibit 99.1

(1) This Amendment to the Form 4 initially filed on August 10, 2012, as amended on August 15, 2012 (the “Form 4”), is filed solely for the purpose of correcting the number of shares of the Class A common stock, par value $0.001 (the “Common Stock”) of Charter Communications, Inc. (the “Issuer”) that were reported as having been acquired upon exercise of the warrants as reported in the Form 4, and to correct the number of securities reported as beneficially owned following the exercise of the warrants.

This Amendment to the Form 4 also corrects the number of shares reported as issued to AAA Co-Invest VI BC, Ltd. (“AAA VI”) and AAA Co-Invest VII BC, Ltd. (“AAA VII”) upon exercise of the warrants as originally reported in footnote (1) to the Form 4. Based on information provided by the Issuer on August 17, 2012, following the exercise of the warrants, the number of shares of Common Stock held of record by AAA VI was 11,623 shares of Common Stock, and the number of shares of Common Stock held of record by AAA VII was 7,895 shares of Common Stock.

The Form 4 filed by the reporting persons on August 15, 2012 (the “August 15th Form 4”) did not reflect the corrections made in this Amendment to the Form 4. Following the transactions reported in the August 15th Form 4, the correct number of shares beneficially owned by the reporting persons was an aggregate of 28,330,726 shares of Common Stock, including: (i) 27,455,376 shares of Common Stock held of record by AP Charter Holdings (Sub II), LLC (“AP Charter Sub II”); (ii) 764,663 shares of Common Stock held of record by Red Bird, L.P. (“Red Bird”); (iii) 41,921 shares of Common Stock held of record by Blue Bird, L.P. (“Blue Bird”); (iv) 39,335 shares of Common Stock held of record by Green Bird, L.P. (“Green Bird”), (v) 11,623 shares of Common Stock held of record by AAA Co-Invest VI BC, Ltd. (“AAA VI”), and (vi) 7,895 shares of Common Stock held of record by AAA Co-Invest VII BC, Ltd. (“AAA VII”). The amount reported as beneficially owned also includes 9,913 shares of Common Stock that are held of record by Permal Apollo Value Investment Fund Ltd. (“Permal Fund”).

This Amendment to the Form 4 is filed solely to make the corrections as described above and does not reflect the acquisition or the disposition of any securities.

EX-99.2 3 ex-99d2.htm EX-99.2

Exhibit 99.2

This Amendment to Statement on Form 4 is filed by: (i) AP Charter Holdings (Sub II), LLC, (ii) Red Bird, L.P., (iii) Blue Bird, L.P., (iv) Green Bird, L.P., (v) AAA Co-Invest VI BC, Ltd., (vi) AAA Co-Invest VII BC, Ltd., (vii) AP Charter Holdings (Sub II MM), LLC; (viii) AP Charter Holdings, L.P., (ix) Apollo Advisors VI, L.P., (x) Apollo Capital Management VI, LLC, (xi) Apollo Advisors VII, L.P., (xii) Apollo Capital Management VII, LLC, (xiii) Apollo Principal Holdings I, L.P., (xiv) Apollo Principal Holdings I GP, LLC, (xv) Red Bird GP, Ltd., (xvi) Blue Bird GP, Ltd., (xvii) Green Bird GP, Ltd., (xviii) AAA Guarantor — Co-Invest VI, L.P., (xix) AAA Guarantor — Co-Invest VII, L.P., (xx) Apollo SVF Management, L.P., (xxi) Apollo SVF Management GP, LLC, (xxii) Apollo Value Management, L.P., (xxiii) Apollo Value Management GP, LLC, (xxiv) Apollo Capital Management, L.P., (xxv) Apollo Capital Management GP, LLC, (xxvi) Apollo SOMA Advisors, L.P., (xxvii) Apollo SOMA Capital Management, LLC, (xxviii) Apollo SVF Advisors, L.P., (xxix) Apollo SVF Capital Management, LLC, (xxx) Apollo Value Advisors, L.P., (xxxi) Apollo Value Capital Management, LLC, (xxxii) Apollo Principal Holdings II, L.P., (xxxiii) Apollo Principal Holdings II GP, LLC, (xxxiv) AAA MIP Limited, (xxxv) Apollo Alternative Assets, L.P., (xxxvi) Apollo International Management, L.P., (xxxvii) Apollo International Management GP, LLC, (xxxviii) Apollo Management Holdings, L.P., and (xxxix) Apollo Management Holdings GP, LLC

Name of Designated Filer: Apollo Management Holdings GP, LLC

Date of Event Requiring Statement: August 8, 2012

Issuer Name and Ticker or Trading Symbol: Charter Communications, Inc. [CHTR]

AP CHARTER HOLDINGS (SUB II), LLC

By:	AP Charter Holdings (Sub II MM), LLC
	its sole member and manager

	By:			/s/ Laurie D. Medley
	Name:			Laurie D. Medley
	Title:			Vice President


RED BIRD, L.P.

By:		Red Bird GP, Ltd.
		its general partner

		By:	Apollo SVF Management, L.P.
			its director

			By:		Apollo SVF Management GP, LLC
					its general partner

					By:	/s/ Laurie D. Medley
					Name:	Laurie D. Medley
					Title:	Vice President

BLUE BIRD, L.P.

By:	Blue Bird GP, Ltd.
	its general partner

	By:		Apollo SVF Management, L.P.
			its director

			By:		Apollo SVF Management GP, LLC
					its general partner

					By:		/s/ Laurie D. Medley
					Name:		Laurie D. Medley
					Title:		Vice President


GREEN BIRD, L.P.

By:	Green Bird GP, Ltd.
	its general partner

	By:			Apollo Value Management, LP.
				its director

				By:		Apollo Value Management GP, LLC
						its general partner

						By		/s/ Laurie D. Medley
						Name:		Laurie D. Medley
						Title:		Vice President


AAA CO-INVEST VI BC, LTD.

By:		/s/ Laurie D. Medley
Name:		Laurie D. Medley
Title:		Director


AAA CO-INVEST VII BC, LTD.

By:		/s/ Laurie D. Medley
Name:		Laurie D. Medley
Title:		Director

AP CHARTER HOLDINGS (SUB II MM), LLC

By:		/s/ Laurie D. Medley
Name:		Laurie D. Medley
Title:		Vice President

AP CHARTER HOLDINGS, L.P.

By:	Apollo Advisors VI, L.P.
	its general partner

	By:			Apollo Capital Management VI, LLC,
				its general partner

				By:			/s/ Laurie D. Medley
				Name:			Laurie D. Medley
				Title:			Vice President


APOLLO ADVISORS VI, L.P.

By:	Apollo Capital Management VI, LLC,
	its general partner

	By:				/s/ Laurie D. Medley
	Name:				Laurie D. Medley
	Title:				Vice President


APOLLO CAPITAL MANAGEMENT VI, LLC

By:		/s/ Laurie D. Medley
Name:		Laurie D. Medley
Title:		Vice President


APOLLO ADVISORS VII, L.P.

By:	Apollo Capital Management VII, LLC,
	its general partner

	By:					/s/ Laurie D. Medley
	Name:					Laurie D. Medley
	Title:					Vice President


APOLLO CAPITAL MANAGEMENT VII, LLC

By:			/s/ Laurie D. Medley
Name:			Laurie D. Medley
Title:			Vice President

APOLLO PRINCIPAL HOLDINGS I, L.P.

By:	Apollo Principal Holdings I GP, LLC,
	its general partner

	By:			/s/ Laurie D. Medley
	Name:			Laurie D. Medley
	Title:			Vice President


APOLLO PRINCIPAL HOLDINGS I GP, LLC

By:		/s/ Laurie D. Medley
Name:		Laurie D. Medley
Title:		Vice President


RED BIRD GP, LTD.

By:	Apollo SVF Management, L.P.
	its director

	By:		Apollo SVF Management GP, LLC
			its general partner

			By:			/s/ Laurie D. Medley
			Name:			Laurie D. Medley
			Title:			Vice President


BLUE BIRD GP, LTD.

By:	Apollo SVF Management, L.P.
	its director

	By:		Apollo SVF Management GP, LLC
			its general partner

			By:		/s/ Laurie D. Medley
			Name:		Laurie D. Medley
			Title:		Vice President

GREEN BIRD GP, LTD.

By:	Apollo Value Management, L.P.
	its director

	By:	Apollo Value Management GP, LLC
		its general partner

		By:	/s/ Laurie D. Medley
		Name:	Laurie D. Medley
		Title:	Vice President

AAA GUARANTOR – CO-INVEST VI, L.P.

By:	AAA MIP Limited
	its general partner

	By:	Apollo Alternative Assets, L.P.
		its investment manager

		By:	Apollo International Management, L.P.
			its managing general partner

			By:	Apollo International Management GP, LLC
				its general partner

				By:	/s/ Laurie D. Medley
					Laurie D. Medley
					Vice President

AAA GUARANTOR – CO-INVEST VII, L.P.

By:	AAA MIP Limited
	its general partner

	By:	Apollo Alternative Assets, L.P.
		its investment manager

		By:	Apollo International Management, L.P.
			its managing general partner

			By:	Apollo International Management GP, LLC
				its general partner

				By:	/s/ Laurie D. Medley
					Laurie D. Medley
					Vice President

APOLLO SVF MANAGEMENT, L.P.

By:	Apollo SVF Management GP, LLC
	its general partner


	By:				/s/ Laurie D. Medley
	Name:				Laurie D. Medley
	Title:				Vice President


APOLLO SVF MANAGEMENT GP, LLC


By:			/s/ Laurie D. Medley
Name:			Laurie D. Medley
Title:			Vice President


APOLLO VALUE MANAGEMENT, L.P.


By:		Apollo Value Management GP, LLC
		its general partner

		By:				/s/ Laurie D. Medley
		Name:				Laurie D. Medley
		Title:				Vice President


APOLLO VALUE MANAGEMENT GP, LLC

By:				/s/ Laurie D. Medley
Name:				Laurie D. Medley
Title:				Vice President


APOLLO CAPITAL MANAGEMENT, L.P.

By:		Apollo Capital Management GP, LLC
		its general partner

		By:				/s/ Laurie D. Medley
		Name:				Laurie D. Medley
		Title:				Vice President


APOLLO CAPITAL MANAGEMENT GP, LLC

By:			/s/ Laurie D. Medley
Name:			Laurie D. Medley
Title:			Vice President

APOLLO SOMA ADVISORS, L.P.

By:		Apollo SOMA Capital Management, LLC
		its general partner

		By:		/s/ Laurie D. Medley
		Name:		Laurie D. Medley
		Title:		Vice President


APOLLO SOMA CAPITAL MANAGEMENT, LLC

By:			/s/ Laurie D. Medley
Name:			Laurie D. Medley
Title:			Vice President


APOLLO SVF ADVISORS, L.P.

By:		Apollo SVF Capital Management, LLC
		its general partner

		By:		/s/ Laurie D. Medley
		Name:		Laurie D. Medley
		Title:		Vice President


APOLLO SVF CAPITAL MANAGEMENT, LLC

By:			/s/ Laurie D. Medley
Name:			Laurie D. Medley
Title:			Vice President


APOLLO VALUE ADVISORS, L.P.

By:	Apollo Value Capital Management, LLC
	its general partner

	By:			/s/ Laurie D. Medley
	Name:			Laurie D. Medley
	Title:			Vice President


APOLLO VALUE CAPITAL MANAGEMENT, LLC

By:			/s/ Laurie D. Medley
Name:			Laurie D. Medley
Title:			Vice President

APOLLO PRINCIPAL HOLDINGS II, L.P.

By:	Apollo Principal Holdings II GP, LLC
	its general partner

	By:				/s/ Laurie D. Medley
	Name:				Laurie D. Medley
	Title:				Vice President


APOLLO PRINCIPAL HOLDINGS II GP, LLC

By:		/s/ Laurie D. Medley
Name:		Laurie D. Medley
Title:		Vice President


AAA MIP LIMITED

By:	Apollo Alternative Assets, L.P.
	its investment manager

	By:		Apollo International Management, L.P.
			its managing general partner

			By:			Apollo International Management GP, LLC,
						its general partner

						By:		/s/ Laurie D. Medley
						Name:		Laurie D. Medley
						Title:		Vice President


APOLLO ALTERNATIVE ASSETS, L.P.

By:	Apollo International Management, L.P.
	its managing general partner

	By:			Apollo International Management GP, LLC
				its general partner

				By:			/s/ Laurie D. Medley
				Name:			Laurie D. Medley
				Title:			Vice President


APOLLO INTERNATIONAL MANAGEMENT, L.P.

By:	Apollo International Management GP, LLC
	its general partner

	By:				/s/ Laurie D. Medley
	Name:				Laurie D. Medley
	Title:				Vice President


APOLLO INTERNATIONAL MANAGEMENT GP, LLC

By:		/s/ Laurie D. Medley
Name:		Laurie D. Medley
Title:		Vice President


APOLLO MANAGEMENT HOLDINGS, L.P.

By:	Apollo Management Holdings GP, LLC
	its general partner

	By:			/s/ Laurie D. Medley
	Name:			Laurie D. Medley
	Title:			Vice President


APOLLO MANAGEMENT HOLDINGS GP, LLC

By:			/s/ Laurie D. Medley
Name:			Laurie D. Medley
Title:			Vice President