0001091667-21-000013.txt : 20210120 0001091667-21-000013.hdr.sgml : 20210120 20210120163314 ACCESSION NUMBER: 0001091667-21-000013 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210115 FILED AS OF DATE: 20210120 DATE AS OF CHANGE: 20210120 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Winfrey Christopher L CENTRAL INDEX KEY: 0001504089 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33664 FILM NUMBER: 21539166 MAIL ADDRESS: STREET 1: CHARTER COMMUNICATIONS, INC. STREET 2: 12405 POWERSCOURT DRIVE CITY: ST. LOUIS STATE: MO ZIP: 63131 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CHARTER COMMUNICATIONS, INC. /MO/ CENTRAL INDEX KEY: 0001091667 STANDARD INDUSTRIAL CLASSIFICATION: CABLE & OTHER PAY TELEVISION SERVICES [4841] IRS NUMBER: 841496755 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 400 ATLANTIC STREET CITY: STAMFORD STATE: CT ZIP: 06901 BUSINESS PHONE: 203-905-7800 MAIL ADDRESS: STREET 1: 400 ATLANTIC STREET CITY: STAMFORD STATE: CT ZIP: 06901 FORMER COMPANY: FORMER CONFORMED NAME: CHARTER COMMUNICATIONS INC /MO/ DATE OF NAME CHANGE: 19990723 4 1 wf-form4_161117837852221.xml FORM 4 X0306 4 2021-01-15 0 0001091667 CHARTER COMMUNICATIONS, INC. /MO/ CHTR 0001504089 Winfrey Christopher L C/O CHARTER COMMUNICATIONS, INC. 400 ATLANTIC STREET STAMFORD CT 06901 0 1 0 0 Chief Financial Officer Class A Common Stock 2020-12-09 5 J 0 E 9973 D 47610 I Shares held by Christopher L. Winfrey 2018 GRAT II Class A Common Stock 2020-12-09 5 J 0 E 9973 A 37107 D Class A Common Stock 2020-12-31 5 J 0 E 47610 D 0 I Shares held by Christopher L. Winfrey 2018 GRAT II Class A Common Stock 2020-12-31 5 J 0 E 47610 A 82518 I Shares held by Winfrey Dynasty Trust Class A Common Stock 34909 I Shares held by Yeniley L Winfrey Irrevocable Trust Class A Common Stock 945 I Shares held by Yeniley Lorenzo Winfrey Rev Tr U/A DTD 07/27/2001 Class A Common Stock 20674 I Shares held by Atalaya Management, LLC Stock Options 625.55 2021-01-15 4 A 0 31819 625.55 A 2024-01-15 2031-01-15 Class A Common Stock 31819.0 31819 D Restricted Stock Units 2021-01-15 4 A 0 959 A 2024-01-15 Class A Common Stock 959.0 959 D Stock Options 150.88 2021-01-15 4 J 0 2098 D 2024-01-15 Class A Common Stock 2098.0 10151 I Held by Christopher L. Winfrey 2018 GRAT I Stock Options 150.88 2021-01-15 4 J 0 2098 A 2024-01-15 Class A Common Stock 2098.0 26825 D On December 9, 2020 the Christopher L. Winfrey 2018 GRAT II transferred 9,973 shares to the Christopher L. Winfrey Revocable Trust. On December 31, 2020 the Christopher L. Winfrey 2018 GRAT II transferred 47,610 shares to the Winfrey Dynasty Trust. Stock Options granted on January 15, 2021 under the Charter Communications, Inc. 2019 Stock Incentive Plan; 100% of the grant will vest on the third anniversary of the grant date, January 15, 2024. Such options will terminate 10 years from the date of grant unless terminated sooner in accordance with the plan or grant agreement. Restricted Stock Unit grant - price and expiration date not applicable. Restricted Stock Units granted on January 15, 2021, under the Charter Communications, Inc. 2019 Stock Incentive Plan; 100% of the grant will vest on the third anniversary of the grant date, January 15, 2024. Time-vesting stock options granted on January 15, 2014 under the Charter Communications, Inc. 2009 Stock Incentive Plan. The options became exercisable on January 15, 2017. On January 15, 2021 the Christopher L. Winfrey 2018 GRAT I transferred 2,098 options to the reporting person. /s/Daniel J. Bollinger as attorney-in-fact for Christopher L. Winfrey 2021-01-20