0001091667-21-000013.txt : 20210120
0001091667-21-000013.hdr.sgml : 20210120
20210120163314
ACCESSION NUMBER: 0001091667-21-000013
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210115
FILED AS OF DATE: 20210120
DATE AS OF CHANGE: 20210120
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Winfrey Christopher L
CENTRAL INDEX KEY: 0001504089
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33664
FILM NUMBER: 21539166
MAIL ADDRESS:
STREET 1: CHARTER COMMUNICATIONS, INC.
STREET 2: 12405 POWERSCOURT DRIVE
CITY: ST. LOUIS
STATE: MO
ZIP: 63131
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CHARTER COMMUNICATIONS, INC. /MO/
CENTRAL INDEX KEY: 0001091667
STANDARD INDUSTRIAL CLASSIFICATION: CABLE & OTHER PAY TELEVISION SERVICES [4841]
IRS NUMBER: 841496755
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 400 ATLANTIC STREET
CITY: STAMFORD
STATE: CT
ZIP: 06901
BUSINESS PHONE: 203-905-7800
MAIL ADDRESS:
STREET 1: 400 ATLANTIC STREET
CITY: STAMFORD
STATE: CT
ZIP: 06901
FORMER COMPANY:
FORMER CONFORMED NAME: CHARTER COMMUNICATIONS INC /MO/
DATE OF NAME CHANGE: 19990723
4
1
wf-form4_161117837852221.xml
FORM 4
X0306
4
2021-01-15
0
0001091667
CHARTER COMMUNICATIONS, INC. /MO/
CHTR
0001504089
Winfrey Christopher L
C/O CHARTER COMMUNICATIONS, INC.
400 ATLANTIC STREET
STAMFORD
CT
06901
0
1
0
0
Chief Financial Officer
Class A Common Stock
2020-12-09
5
J
0
E
9973
D
47610
I
Shares held by Christopher L. Winfrey 2018 GRAT II
Class A Common Stock
2020-12-09
5
J
0
E
9973
A
37107
D
Class A Common Stock
2020-12-31
5
J
0
E
47610
D
0
I
Shares held by Christopher L. Winfrey 2018 GRAT II
Class A Common Stock
2020-12-31
5
J
0
E
47610
A
82518
I
Shares held by Winfrey Dynasty Trust
Class A Common Stock
34909
I
Shares held by Yeniley L Winfrey Irrevocable Trust
Class A Common Stock
945
I
Shares held by Yeniley Lorenzo Winfrey Rev Tr U/A DTD 07/27/2001
Class A Common Stock
20674
I
Shares held by Atalaya Management, LLC
Stock Options
625.55
2021-01-15
4
A
0
31819
625.55
A
2024-01-15
2031-01-15
Class A Common Stock
31819.0
31819
D
Restricted Stock Units
2021-01-15
4
A
0
959
A
2024-01-15
Class A Common Stock
959.0
959
D
Stock Options
150.88
2021-01-15
4
J
0
2098
D
2024-01-15
Class A Common Stock
2098.0
10151
I
Held by Christopher L. Winfrey 2018 GRAT I
Stock Options
150.88
2021-01-15
4
J
0
2098
A
2024-01-15
Class A Common Stock
2098.0
26825
D
On December 9, 2020 the Christopher L. Winfrey 2018 GRAT II transferred 9,973 shares to the Christopher L. Winfrey Revocable Trust.
On December 31, 2020 the Christopher L. Winfrey 2018 GRAT II transferred 47,610 shares to the Winfrey Dynasty Trust.
Stock Options granted on January 15, 2021 under the Charter Communications, Inc. 2019 Stock Incentive Plan; 100% of the grant will vest on the third anniversary of the grant date, January 15, 2024. Such options will terminate 10 years from the date of grant unless terminated sooner in accordance with the plan or grant agreement.
Restricted Stock Unit grant - price and expiration date not applicable.
Restricted Stock Units granted on January 15, 2021, under the Charter Communications, Inc. 2019 Stock Incentive Plan; 100% of the grant will vest on the third anniversary of the grant date, January 15, 2024.
Time-vesting stock options granted on January 15, 2014 under the Charter Communications, Inc. 2009 Stock Incentive Plan. The options became exercisable on January 15, 2017.
On January 15, 2021 the Christopher L. Winfrey 2018 GRAT I transferred 2,098 options to the reporting person.
/s/Daniel J. Bollinger as attorney-in-fact for Christopher L. Winfrey
2021-01-20