0001091667-20-000204.txt : 20201105
0001091667-20-000204.hdr.sgml : 20201105
20201105163851
ACCESSION NUMBER: 0001091667-20-000204
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20201103
FILED AS OF DATE: 20201105
DATE AS OF CHANGE: 20201105
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Winfrey Christopher L
CENTRAL INDEX KEY: 0001504089
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33664
FILM NUMBER: 201291112
MAIL ADDRESS:
STREET 1: CHARTER COMMUNICATIONS, INC.
STREET 2: 12405 POWERSCOURT DRIVE
CITY: ST. LOUIS
STATE: MO
ZIP: 63131
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CHARTER COMMUNICATIONS, INC. /MO/
CENTRAL INDEX KEY: 0001091667
STANDARD INDUSTRIAL CLASSIFICATION: CABLE & OTHER PAY TELEVISION SERVICES [4841]
IRS NUMBER: 841496755
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 400 ATLANTIC STREET
CITY: STAMFORD
STATE: CT
ZIP: 06901
BUSINESS PHONE: 203-905-7800
MAIL ADDRESS:
STREET 1: 400 ATLANTIC STREET
CITY: STAMFORD
STATE: CT
ZIP: 06901
FORMER COMPANY:
FORMER CONFORMED NAME: CHARTER COMMUNICATIONS INC /MO/
DATE OF NAME CHANGE: 19990723
4
1
wf-form4_160461218775828.xml
FORM 4
X0306
4
2020-11-03
0
0001091667
CHARTER COMMUNICATIONS, INC. /MO/
CHTR
0001504089
Winfrey Christopher L
C/O CHARTER COMMUNICATIONS, INC.
400 ATLANTIC STREET
STAMFORD
CT
06901
0
1
0
0
Chief Financial Officer
Class A Common Stock
2020-09-16
5
J
0
E
6265
D
85388
D
Class A Common Stock
2020-09-16
5
J
0
E
6265
A
7210
I
Shares held by Yeniley Lorenzo Winfrey Rev Tr U/A DTD 07/27/2001
Class A Common Stock
2020-11-03
4
S
0
6265
594.99
D
945
I
Shares held by Yeniley Lorenzo Winfrey Rev Tr U/A DTD 07/27/2001
Class A Common Stock
2020-11-03
4
S
0
58254
595.89
D
27134
D
Class A Common Stock
2020-11-03
5
G
0
E
6452
0
D
20674
I
Shares held by Atalaya Management, LLC
Class A Common Stock
34908
I
Shares held by Winfrey Dynasty Trust
Class A Common Stock
34909
I
Shares held by Yeniley L Winfrey Irrevocable Trust
Class A Common Stock
57583
I
Shares held by Christopher L. Winfrey 2018 GRAT II
Stock Options
221.248
2020-10-19
5
J
0
E
66308
D
2026-06-17
Class A Common Stock
66308.0
165770
D
Stock Options
221.248
2020-10-19
5
J
0
E
66308
A
2026-06-17
Class A Common Stock
66308.0
66308
I
Held by Christopher L. Winfrey 2020 GRAT II
Stock Options
221.248
2026-06-17
Class A Common Stock
165770.0
165770
I
Held by Christopher L. Winfrey 2020 GRAT I
Stock Options
221.248
2026-06-17
Class A Common Stock
99461.0
99461
I
Held by Christopher L. Winfrey 2019 GRAT I
On September 16, 2020 the reporting person transferred 6,265 shares to the Yeniley Lorenzo Winfrey Rev Tr U/A DTD 07/27/2001.
Sales of shares effectively representing shares purchased in the market in 2010, 2011 and 2017 and a portion of an equity grant received in 2010.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $594.28 to $597.32, inclusive. The reporting person undertakes to provide Charter Communications, Inc., any security holder of Charter Communications, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $593.03 to $599.01, inclusive. The reporting person undertakes to provide Charter Communications, Inc., any security holder of Charter Communications, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
Charitable gift to donor advised fund.
Stock options granted on June 17, 2016 under the Charter Communictions, Inc. Amended and Restated 2009 Stock Incentive Plan: 99,461 shares subject to the attainment of a $289.76 per-share hurdle (with a 10-year term); 99,462 shares subject to the attainment of a $364.97 per-share hurdle (with a 10-year term); 99,462 shares subject to the attainment of $455.66 per-share hurdle (with a 10-year term); 99,462 shares subject to the attainment of a $496.58 per-share hurdle (with a 10-year term); and 99,462 shares subject to the attainment of a $564.04 per-share hurdle (with a 10-year term). One third of the stock options will be first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any options that have not vested within 6 years from the date of grant will be cancelled.
On October 19, 2020 the reporting person transferred 66,308 stock options to the Christopher L. Winfrey 2020 GRAT II.
/s/Daniel J. Bollinger as attorney-in-fact for Christopher L. Winfrey
2020-11-05