0001091667-20-000181.txt : 20200904 0001091667-20-000181.hdr.sgml : 20200904 20200904171016 ACCESSION NUMBER: 0001091667-20-000181 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200902 FILED AS OF DATE: 20200904 DATE AS OF CHANGE: 20200904 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Dykhouse Richard R CENTRAL INDEX KEY: 0001510102 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33664 FILM NUMBER: 201162468 MAIL ADDRESS: STREET 1: 12405 POWERSCOURT DRIVE CITY: ST. LOUIS STATE: MO ZIP: 63131 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CHARTER COMMUNICATIONS, INC. /MO/ CENTRAL INDEX KEY: 0001091667 STANDARD INDUSTRIAL CLASSIFICATION: CABLE & OTHER PAY TELEVISION SERVICES [4841] IRS NUMBER: 841496755 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 400 ATLANTIC STREET CITY: STAMFORD STATE: CT ZIP: 06901 BUSINESS PHONE: 203-905-7800 MAIL ADDRESS: STREET 1: 400 ATLANTIC STREET CITY: STAMFORD STATE: CT ZIP: 06901 FORMER COMPANY: FORMER CONFORMED NAME: CHARTER COMMUNICATIONS INC /MO/ DATE OF NAME CHANGE: 19990723 4 1 wf-form4_159925379912994.xml FORM 4 X0306 4 2020-09-02 0 0001091667 CHARTER COMMUNICATIONS, INC. /MO/ CHTR 0001510102 Dykhouse Richard R C/O CHARTER COMMUNICATIONS, INC. 400 ATLANTIC STREET STAMFORD CT 06901 0 1 0 0 EVP/Gen Counsel/Corp Secretary Class A Common Stock 2020-08-13 5 G 0 E 2375 0 D 4347 D Class A Common Stock 2020-09-02 4 M 0 3795 620.34 A 8142 D Class A Common Stock 2020-09-02 4 F 0 1759 620.34 D 6383 D Restricted Stock Units 2020-09-02 4 M 0 3795 0 D 2026-06-17 Class A Common Stock 3795.0 5694 D Charitable gift. Withholding of securities for the purpose of paying taxes. Restricted Stock Units convert into common stock on a one-for-one basis. Vesting of a portion of Restricted Stock Units granted on June 17, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan; 5,693 shares subject to the attainment of a $455.66 per-share hurdle; 5,693 shares subject to the attainment of a $496.58 per-share hurdle; and 5,693 shares subject to the attainment of a $564.04 per-share hurdle (each with a six-year term). One third of the Restricted Stock Units will be first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any Restricted Stock Units that have not vested within 6 years from the date of grant will be cancelled. /s/Daniel J. Bollinger as attorney-in-fact for Richard R. Dykhouse 2020-09-04