0001091667-20-000168.txt : 20200811 0001091667-20-000168.hdr.sgml : 20200811 20200811161805 ACCESSION NUMBER: 0001091667-20-000168 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200807 FILED AS OF DATE: 20200811 DATE AS OF CHANGE: 20200811 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ellen David CENTRAL INDEX KEY: 0001475452 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33664 FILM NUMBER: 201092657 MAIL ADDRESS: STREET 1: 1111 STEWART AVENUE CITY: BETHPAGE STATE: NY ZIP: 11714 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CHARTER COMMUNICATIONS, INC. /MO/ CENTRAL INDEX KEY: 0001091667 STANDARD INDUSTRIAL CLASSIFICATION: CABLE & OTHER PAY TELEVISION SERVICES [4841] IRS NUMBER: 841496755 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 400 ATLANTIC STREET CITY: STAMFORD STATE: CT ZIP: 06901 BUSINESS PHONE: 203-905-7800 MAIL ADDRESS: STREET 1: 400 ATLANTIC STREET CITY: STAMFORD STATE: CT ZIP: 06901 FORMER COMPANY: FORMER CONFORMED NAME: CHARTER COMMUNICATIONS INC /MO/ DATE OF NAME CHANGE: 19990723 4 1 wf-form4_159717707264012.xml FORM 4 X0306 4 2020-08-07 0 0001091667 CHARTER COMMUNICATIONS, INC. /MO/ CHTR 0001475452 Ellen David C/O CHARTER COMMUNICATIONS, INC. 400 ATLANTIC STREET STAMFORD CT 06901 0 1 0 0 Senior Executive VicePresident Class A Common Stock 2020-08-07 4 M 0 20000 221.248 A 29678 D Class A Common Stock 2020-08-07 4 F 0 14085 601.66 D 15593 D Class A Common Stock 2020-08-07 4 S 0 5915 601.2893 D 9678 D Stock Options 221.248 2020-08-11 4 M 0 20000 0 D 2026-06-17 Class A Common Stock 20000.0 326890 D Exercise of portion of stock options granted on June 17, 2016 under the Charter Communictions, Inc. Amended and Restated 2009 Stock Incentive Plan: 81,378 shares subject to the attainment of a $289.76 per-share hurdle (with a 10-year term); 81,378 shares subject to the attainment of a $364.97 per-share hurdle (with a 10-year term); 81,378 shares subject to the attainment of $455.66 per-share hurdle (with a 10-year term); 81,378 shares subject to the attainment of a $496.58 per-share hurdle (with a 10-year term); and 81,378 shares subject to the attainment of a $564.04 per-share hurdle (with a 10-year term). One third of the stock options will be first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any options that have not vested within 6 years from the date of grant will be cancelled. Withholding of securities for the purpose of paying the exercise price and paying taxes. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $601.130 to $601.5852, inclusive. The reporting person undertakes to provide Charter Communications, Inc., any security holder of Charter Communications, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. /s/Daniel J. Bollinger as attorney-in-fact for David Ellen 2020-08-10