0001091667-20-000161.txt : 20200804
0001091667-20-000161.hdr.sgml : 20200804
20200804163114
ACCESSION NUMBER: 0001091667-20-000161
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200731
FILED AS OF DATE: 20200804
DATE AS OF CHANGE: 20200804
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Bickham John
CENTRAL INDEX KEY: 0001548771
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33664
FILM NUMBER: 201073746
MAIL ADDRESS:
STREET 1: 12405 POWERSCOURT DRIVE
CITY: ST. LOUIS
STATE: MO
ZIP: 63131
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CHARTER COMMUNICATIONS, INC. /MO/
CENTRAL INDEX KEY: 0001091667
STANDARD INDUSTRIAL CLASSIFICATION: CABLE & OTHER PAY TELEVISION SERVICES [4841]
IRS NUMBER: 841496755
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 400 ATLANTIC STREET
CITY: STAMFORD
STATE: CT
ZIP: 06901
BUSINESS PHONE: 203-905-7800
MAIL ADDRESS:
STREET 1: 400 ATLANTIC STREET
CITY: STAMFORD
STATE: CT
ZIP: 06901
FORMER COMPANY:
FORMER CONFORMED NAME: CHARTER COMMUNICATIONS INC /MO/
DATE OF NAME CHANGE: 19990723
4
1
wf-form4_159657296437107.xml
FORM 4
X0306
4
2020-07-31
0
0001091667
CHARTER COMMUNICATIONS, INC. /MO/
CHTR
0001548771
Bickham John
C/O CHARTER COMMUNICATIONS, INC.
400 ATLANTIC STREET
STAMFORD
CT
06901
0
1
0
0
President and COO
Class A Common Stock
2020-07-31
4
M
0
156728
221.248
A
156728
I
By The Bickham Family 2016 Irrevocable Trust
Class A Common Stock
2020-07-31
4
S
0
156728
580.2289
D
0
I
By The Bickham Family 2016 Irrevocable Trust
Class A Common Stock
2020-07-31
4
M
0
156728
221.248
A
187858
D
Class A Common Stock
2020-07-31
4
F
0
78125
590
D
109733
D
Class A Common Stock
2020-07-31
4
F
0
26145
582.35
D
83588
D
Class A Common Stock
2020-07-31
4
M
0
72336
242.3025
A
155924
D
Class A Common Stock
2020-07-31
4
F
0
24732
590
D
131192
D
Class A Common Stock
2020-07-31
4
F
0
18581
586.795
D
112611
D
Class A Common Stock
2020-07-31
4
F
0
6216
580.37
D
106395
D
Class A Common Stock
2020-07-31
4
S
0
75265
571.7479
D
31130
D
Stock Options
221.248
2020-07-31
4
M
0
156728
0
D
2026-06-17
Class A Common Stock
156728.0
195910
I
By The Bickham Family 2016 Irrevocable Trust
Stock Options
221.248
2020-07-31
4
M
0
156728
0
D
2026-06-17
Class A Common Stock
156728.0
78364
D
Stock Options
242.3025
2020-07-31
4
M
0
72336
0
D
2026-07-25
Class A Common Stock
72336.0
63294
D
Executed pursuant to a 10b5-1 plan.
Exercise of a portion of stock options granted on June 17, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan: 117,546 shares subject to the attainment of a $289.76 per-share hurdle (with a 10-year term); 117,546 shares subject to the attainment of a $364.97 per-share hurdle (with a 10-year term); 117,546 shares subject to the attainment of $455.66 per-share hurdle (with a 10-year term); 117,546 shares subject to the attainment of a $496.58 per-share hurdle (with a 10-year term); and 117,546 shares subject to the attainment of a $564.04 per-share hurdle (with a 10-year term). One third of the stock options will be first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any options that have not vested within 6 years from the date of grant will be cancelled.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $575.00 to $588.33, inclusive. The reporting person undertakes to provide Charter Communications, Inc., any security holder of Charter Communications, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
Includes shares held jointly with Kathy L. Bickham.
Withholding of securities for the purpose of paying the exercise price and paying taxes.
Exercise of portion of stock options granted on July 25, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan: 27,126 shares subject to the attainment of a $289.76 per-share hurdle (with a 10-year term); 27,126 shares subject to the attainment of a $364.97 per-share hurdle (with a 10-year term); 27,126 shares subject to the attainment of $455.66 per-share hurdle (with a 10-year term); 27,126 shares subject to the attainment of a $496.58 per-share hurdle (with a 10-year term); and 27,126 shares subject to the attainment of a $564.04 per-share hurdle (with a 10-year term). One third of the stock options will be first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any options that have not vested within 6 years from the date of grant will be cancelled.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $554.26 to $592.475, inclusive. The reporting person undertakes to provide Charter Communications, Inc., any security holder of Charter Communications, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
/s/Daniel J. Bollinger as attorney-in-fact for John Bickham
2020-08-04