0001091667-20-000161.txt : 20200804 0001091667-20-000161.hdr.sgml : 20200804 20200804163114 ACCESSION NUMBER: 0001091667-20-000161 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200731 FILED AS OF DATE: 20200804 DATE AS OF CHANGE: 20200804 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bickham John CENTRAL INDEX KEY: 0001548771 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33664 FILM NUMBER: 201073746 MAIL ADDRESS: STREET 1: 12405 POWERSCOURT DRIVE CITY: ST. LOUIS STATE: MO ZIP: 63131 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CHARTER COMMUNICATIONS, INC. /MO/ CENTRAL INDEX KEY: 0001091667 STANDARD INDUSTRIAL CLASSIFICATION: CABLE & OTHER PAY TELEVISION SERVICES [4841] IRS NUMBER: 841496755 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 400 ATLANTIC STREET CITY: STAMFORD STATE: CT ZIP: 06901 BUSINESS PHONE: 203-905-7800 MAIL ADDRESS: STREET 1: 400 ATLANTIC STREET CITY: STAMFORD STATE: CT ZIP: 06901 FORMER COMPANY: FORMER CONFORMED NAME: CHARTER COMMUNICATIONS INC /MO/ DATE OF NAME CHANGE: 19990723 4 1 wf-form4_159657296437107.xml FORM 4 X0306 4 2020-07-31 0 0001091667 CHARTER COMMUNICATIONS, INC. /MO/ CHTR 0001548771 Bickham John C/O CHARTER COMMUNICATIONS, INC. 400 ATLANTIC STREET STAMFORD CT 06901 0 1 0 0 President and COO Class A Common Stock 2020-07-31 4 M 0 156728 221.248 A 156728 I By The Bickham Family 2016 Irrevocable Trust Class A Common Stock 2020-07-31 4 S 0 156728 580.2289 D 0 I By The Bickham Family 2016 Irrevocable Trust Class A Common Stock 2020-07-31 4 M 0 156728 221.248 A 187858 D Class A Common Stock 2020-07-31 4 F 0 78125 590 D 109733 D Class A Common Stock 2020-07-31 4 F 0 26145 582.35 D 83588 D Class A Common Stock 2020-07-31 4 M 0 72336 242.3025 A 155924 D Class A Common Stock 2020-07-31 4 F 0 24732 590 D 131192 D Class A Common Stock 2020-07-31 4 F 0 18581 586.795 D 112611 D Class A Common Stock 2020-07-31 4 F 0 6216 580.37 D 106395 D Class A Common Stock 2020-07-31 4 S 0 75265 571.7479 D 31130 D Stock Options 221.248 2020-07-31 4 M 0 156728 0 D 2026-06-17 Class A Common Stock 156728.0 195910 I By The Bickham Family 2016 Irrevocable Trust Stock Options 221.248 2020-07-31 4 M 0 156728 0 D 2026-06-17 Class A Common Stock 156728.0 78364 D Stock Options 242.3025 2020-07-31 4 M 0 72336 0 D 2026-07-25 Class A Common Stock 72336.0 63294 D Executed pursuant to a 10b5-1 plan. Exercise of a portion of stock options granted on June 17, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan: 117,546 shares subject to the attainment of a $289.76 per-share hurdle (with a 10-year term); 117,546 shares subject to the attainment of a $364.97 per-share hurdle (with a 10-year term); 117,546 shares subject to the attainment of $455.66 per-share hurdle (with a 10-year term); 117,546 shares subject to the attainment of a $496.58 per-share hurdle (with a 10-year term); and 117,546 shares subject to the attainment of a $564.04 per-share hurdle (with a 10-year term). One third of the stock options will be first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any options that have not vested within 6 years from the date of grant will be cancelled. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $575.00 to $588.33, inclusive. The reporting person undertakes to provide Charter Communications, Inc., any security holder of Charter Communications, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Includes shares held jointly with Kathy L. Bickham. Withholding of securities for the purpose of paying the exercise price and paying taxes. Exercise of portion of stock options granted on July 25, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan: 27,126 shares subject to the attainment of a $289.76 per-share hurdle (with a 10-year term); 27,126 shares subject to the attainment of a $364.97 per-share hurdle (with a 10-year term); 27,126 shares subject to the attainment of $455.66 per-share hurdle (with a 10-year term); 27,126 shares subject to the attainment of a $496.58 per-share hurdle (with a 10-year term); and 27,126 shares subject to the attainment of a $564.04 per-share hurdle (with a 10-year term). One third of the stock options will be first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any options that have not vested within 6 years from the date of grant will be cancelled. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $554.26 to $592.475, inclusive. The reporting person undertakes to provide Charter Communications, Inc., any security holder of Charter Communications, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. /s/Daniel J. Bollinger as attorney-in-fact for John Bickham 2020-08-04