0001091667-20-000137.txt : 20200619 0001091667-20-000137.hdr.sgml : 20200619 20200619163213 ACCESSION NUMBER: 0001091667-20-000137 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200617 FILED AS OF DATE: 20200619 DATE AS OF CHANGE: 20200619 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Rutledge Thomas CENTRAL INDEX KEY: 0001289431 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33664 FILM NUMBER: 20976038 MAIL ADDRESS: STREET 1: 1111 STEWART AVENUE CITY: BETHPAGE STATE: NY ZIP: 11714 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CHARTER COMMUNICATIONS, INC. /MO/ CENTRAL INDEX KEY: 0001091667 STANDARD INDUSTRIAL CLASSIFICATION: CABLE & OTHER PAY TELEVISION SERVICES [4841] IRS NUMBER: 841496755 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 400 ATLANTIC STREET CITY: STAMFORD STATE: CT ZIP: 06901 BUSINESS PHONE: 203-905-7800 MAIL ADDRESS: STREET 1: 400 ATLANTIC STREET CITY: STAMFORD STATE: CT ZIP: 06901 FORMER COMPANY: FORMER CONFORMED NAME: CHARTER COMMUNICATIONS INC /MO/ DATE OF NAME CHANGE: 19990723 4 1 wf-form4_159259871583263.xml FORM 4 X0306 4 2020-06-17 0 0001091667 CHARTER COMMUNICATIONS, INC. /MO/ CHTR 0001289431 Rutledge Thomas C/O CHARTER COMMUNICATIONS, INC. 400 ATLANTIC STREET STAMFORD CT 06901 1 1 0 0 Chairman and CEO Class A Common Stock 2020-05-22 5 G 0 E 53850 0 D 43974 I By 2018 GRAT UA Class A Common Stock 2020-05-22 5 J 0 E 43974 0 D 0 I By 2018 GRAT UA Class A Common Stock 2020-05-22 5 J 0 E 43974 0 A 68198 D Class A Common Stock 2020-06-17 4 M 0 20093 535.965 A 88291 D Class A Common Stock 2020-06-17 4 F 0 9312 535.965 D 78979 D Class A Common Stock 128541 I By 2019 GRAT UA Class A Common Stock 51208 I By 2018 GRAT B UA Restricted Stock Units 2020-06-17 4 M 0 20093 0 D Class A Common Stock 20093.0 100468 D Transfer of shares from 2018 GRAT UA, dated May 17, 2018, upon its settlement. Vesting of a portion of Restricted Stock Units granted on April 25, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan; 60,280 shares subject to the attainment of a $455.66 per-share hurdle; 60,280 shares subject to the attainment of a $496.58 per-share hurdle; and 60,280 shares subject to the attainment of a $564.04 per-share hurdle (each with a six-year term; and the merger exchange ratio of .9042 was applied to the number of shares and per share hurdles). One third of the Restricted Stock Units will be first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any Restricted Stock Units that have not vested within 6 years from the date of grant will be cancelled. Withholding of securities for the purpose of paying taxes. Shares held by the Rutledge GRAT UA, dated August 19, 2019. Shares held by the Rutledge GRAT B UA, dated August 13, 2018. Restricted Stock Units convert into common stock on a one-for-one basis. /s/Daniel J. Bollinger as attorney-in-fact for Thomas M. Rutledge 2020-06-19