0001091667-13-000180.txt : 20131120 0001091667-13-000180.hdr.sgml : 20131120 20131120161035 ACCESSION NUMBER: 0001091667-13-000180 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131119 FILED AS OF DATE: 20131120 DATE AS OF CHANGE: 20131120 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CHARTER COMMUNICATIONS, INC. /MO/ CENTRAL INDEX KEY: 0001091667 STANDARD INDUSTRIAL CLASSIFICATION: CABLE & OTHER PAY TELEVISION SERVICES [4841] IRS NUMBER: 431857213 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 12405 POWERSCOURT DRIVE CITY: ST. LOUIS STATE: MO ZIP: 63131 BUSINESS PHONE: 314-965-0555 MAIL ADDRESS: STREET 1: 12405 POWERSCOURT DRIVE CITY: ST. LOUIS STATE: MO ZIP: 63131 FORMER COMPANY: FORMER CONFORMED NAME: CHARTER COMMUNICATIONS INC /MO/ DATE OF NAME CHANGE: 19990723 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Mayo Kathleen CENTRAL INDEX KEY: 0001558340 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33664 FILM NUMBER: 131233045 MAIL ADDRESS: STREET 1: 12405 POWERSCOURT DRIVE CITY: ST. LOUIS STATE: MO ZIP: 63131 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2013-11-19 0001091667 CHARTER COMMUNICATIONS, INC. /MO/ CHTR 0001558340 Mayo Kathleen C/O CHARTER COMMUNICATIONS, INC. 400 ATLANTIC STREET, 10TH FLOOR STAMFORD CT 06901 0 1 0 0 EVP/Customer Operations Class A Common Stock 2013-11-19 4 M 0 8333 81.607 A 11740 D Class A Common Stock 2013-11-19 4 M 0 16666 81.607 A 28406 D Class A Common Stock 2013-11-19 4 S 0 28406 129.2364 D 0 D Time Vesting Options 81.607 2013-11-19 4 M 0 8333 0 D 2013-09-17 2022-09-17 Class A Common Stock 8333 25001 D Performance Vesting Options 81.607 2013-11-19 4 M 0 16666 0 D 2013-09-17 2022-09-17 Class A Common Stock 16666 50000 D Exercise of a portion of time-vesting stock options granted on 9/17/2012 under the Charter Communications, Inc. 2009 Stock Incentive Plan. Exercise of a portion of performance-vesting stock options granted on 9/17/2012 under the Charter Communications, Inc. 2009 Stock Incentive Plan. Includes the sale of stock options reported as exercised in Footnotes 1 and 2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $128.8715 to $129.7, inclusive. The reporting person undertakes to provide Charter Communications, Inc., any security holder of Charter Communications, Inc., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. /s/Kathleen R. Mayo 2013-11-19