0001091667-13-000106.txt : 20130516 0001091667-13-000106.hdr.sgml : 20130516 20130516161024 ACCESSION NUMBER: 0001091667-13-000106 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20130514 FILED AS OF DATE: 20130516 DATE AS OF CHANGE: 20130516 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Heneghan James M CENTRAL INDEX KEY: 0001518253 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33664 FILM NUMBER: 13851360 MAIL ADDRESS: STREET 1: 12405 POWERSCOURT DRIVE CITY: ST. LOUIS STATE: MO ZIP: 63131 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CHARTER COMMUNICATIONS, INC. /MO/ CENTRAL INDEX KEY: 0001091667 STANDARD INDUSTRIAL CLASSIFICATION: CABLE & OTHER PAY TELEVISION SERVICES [4841] IRS NUMBER: 431857213 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 12405 POWERSCOURT DRIVE CITY: ST. LOUIS STATE: MO ZIP: 63131 BUSINESS PHONE: 314-965-0555 MAIL ADDRESS: STREET 1: 12405 POWERSCOURT DRIVE CITY: ST. LOUIS STATE: MO ZIP: 63131 FORMER COMPANY: FORMER CONFORMED NAME: CHARTER COMMUNICATIONS INC /MO/ DATE OF NAME CHANGE: 19990723 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2013-05-14 0001091667 CHARTER COMMUNICATIONS, INC. /MO/ CHTR 0001518253 Heneghan James M C/O CHARTER COMMUNICATIONS, INC. 400 ATLANTIC STREET, 10TH FLOOR STAMFORD CT 06901 0 1 0 0 President, Charter Media Class A Common Stock 2013-05-14 4 M 0 22800 55.12 A 42250 D Class A Common Stock 2013-05-14 4 S 0 22800 113.728 D 19450 D Class A Common Stock 2013-05-14 4 S 0 3500 113.738 D 15950 D Performance-Vesting Stock Options 55.12 2013-05-14 4 M 0 22800 55.12 D 2012-04-26 2021-04-26 Class A Common Stock 22800 68200 D Exercise of a portion of vested stock options granted on 4/26/2011. One-third will vest upon the first occurrence of Issuer's Class A common stock achieving a stock price threshold of $60 per share (average of Issuer's per share closing price on NASDAQ for any 60 consecutive trading days) on each of the following: commencing on or after January 26, 2012, commencing on or after September 30, 2012 and commencing on or after September 30, 2013; one-third will vest upon the first occurrence of Issuer's Class A common stock achieving a stock price threshold of $80 per share on each of the following: commencing on or after January 26, 2012, commencing September 30, 2012 and commencing September 30, 2013; and, one-third will vest upon the first occurrence of Issuer's Class A common stock achieving a stock price threshold of $100 per share on each of the following: commencing on or after January 26, 2012, commencing September 30, 2012 and commencing September 30, 2013. Sale of stock options reported as exercised in Footnotes 1 and 2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $113.63 to $113.85, inclusive. The reporting person undertakes to provide Charter Communications, Inc., any security holder of Charter Communications, Inc., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $113.7 to $113.85, inclusive. The reporting person undertakes to provide Charter Communications, Inc., any security holder of Charter Communications, Inc., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. /s/ Jennifer Dau-Sullivan as attorney-in-fact for James M. Heneghan 2013-05-15 EX-24 2 heneghanpower.htm POWER OF ATTORNEY

Know all persons by these presents, that the undersigned constitutes and appoints each of Richard R. Dykhouse, Paul J. Rutterer, Constance C. Kovach and Jennifer Dau-Sullivan, acting alone, as his true and lawful attorney-in-fact and agent, for him and in his name, place and stead, in any and all capacities, to execute on behalf of him any and all Forms 3, 4 and 5 reporting beneficial ownership and changes in beneficial ownership of securities issued by Charter Communciations, Inc. (Company) and any amendments and supplements to those forms, which, in the opinion of such attorney-in-fact, may be necessary, appropriate, or desirable to comply with Section 16(a) of the Securities Exchange Act of 1934 (Exchange Act), as amended, and the rules and regulations promulgated thereunder (Rules), and to file such forms with the United States Securities and Exchange Commission (SEC) and NASDAQ.



The undersigned hereby grants to each attorney-in-fact full power and authority to perform all and every act requisite, necessary and proper to be done in the exercise of any of the rights and powers herein granted, with full power of revocation, hereby ratifying and confirming all that such attorney-in-fact shall lawfully do or cause to be done by virtue of this power of attorney and the rights and powers herein granted.  The undersigned acknowledges that the foregoing attorneys-in-fact, in serving in such capacity at the request of the undersigned, are not assuming any of the undersigned's responsibilities to comply with Section 16 of the Exchange Act.



This Power of Attorney shall automatically terminate as to named attorneys-in-fact six months after the undersigned ceases to be a Section 16 Reporting Person of the Company.  This Power of Attorney shall terminate immediately as to each named attorney-in-fact whose employment by the Company and its affiliates shall terminate.



IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to be executed.



Date:  April 14, 2011



By: /s/ James M. Heneghan



Print Name:  James M. Heneghan