0001091667-13-000100.txt : 20130513 0001091667-13-000100.hdr.sgml : 20130513 20130513160711 ACCESSION NUMBER: 0001091667-13-000100 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130510 FILED AS OF DATE: 20130513 DATE AS OF CHANGE: 20130513 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Howard Kevin D CENTRAL INDEX KEY: 0001359115 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33664 FILM NUMBER: 13837400 MAIL ADDRESS: STREET 1: 12405 POWERSCOURT DRIVE CITY: ST. LOUIS STATE: MO ZIP: 63131 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CHARTER COMMUNICATIONS, INC. /MO/ CENTRAL INDEX KEY: 0001091667 STANDARD INDUSTRIAL CLASSIFICATION: CABLE & OTHER PAY TELEVISION SERVICES [4841] IRS NUMBER: 431857213 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 12405 POWERSCOURT DRIVE CITY: ST. LOUIS STATE: MO ZIP: 63131 BUSINESS PHONE: 314-965-0555 MAIL ADDRESS: STREET 1: 12405 POWERSCOURT DRIVE CITY: ST. LOUIS STATE: MO ZIP: 63131 FORMER COMPANY: FORMER CONFORMED NAME: CHARTER COMMUNICATIONS INC /MO/ DATE OF NAME CHANGE: 19990723 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2013-05-10 0001091667 CHARTER COMMUNICATIONS, INC. /MO/ CHTR 0001359115 Howard Kevin D C/O CHARTER COMMUNICATIONS, INC. 12405 POWERSCOURT DRIVE ST. LOUIS MO 63131 0 1 0 0 SVP/CAO/Controller Class A Common Stock 2013-05-10 4 M 0 18750 35.375 A 19347 D Class A Common Stock 2013-05-10 4 M 0 5000 55.12 A 24347 D Class A Common Stock 2013-05-10 4 S 0 24347 110.815 D 0 D Stock Options 35.375 2013-05-10 4 M 0 18750 35.375 D 2011-03-01 2020-07-27 Class A Common Stock 18750 6250 D Time-Vesting Stock Options 55.12 2013-05-10 4 M 0 5000 55.12 D 2012-04-26 2021-04-26 Class A Common Stock 5000 15000 D Exercise of vested stock options granted on 7/27/2010 under the Charter Communications, Inc. 2009 Stock Incentive Plan; 25% of the aggregate grant vest at March 1, 2011, 2012, 2013 and 2014; such options terminate 10 years from date of grant unless terminated sooner in accordance with the plan or agreement. Exercise of vested stock options granted on 4/26/2011 under the Charter Communications, Inc. 2009 Stock Incentive Plan. One-third will become exercisable in four equal installments on each of the first four anniversaries of April 26, 2011; one-third will become exercisable in four equal installments on each of the first four anniversaries of the vesting commencement date of December 31, 2011; and one-third will become exercisable in four equal installments on each of the first four anniversaries of the vesting commencement date of December 31, 2012. Such options terminate 10 years from the date of grant unless terminated sooner in accordance with the plan or agreement. Includes sale of stock options reported as exercised in Footnotes 1 and 2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $110.8 to $110.86, inclusive. The reporting person undertakes to provide Charter Communications, Inc., any security holder of Charter Communications, Inc., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. /s/ Kevin D. Howard 2013-05-13