0001091667-11-000077.txt : 20110428
0001091667-11-000077.hdr.sgml : 20110428
20110428180725
ACCESSION NUMBER: 0001091667-11-000077
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110426
FILED AS OF DATE: 20110428
DATE AS OF CHANGE: 20110428
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Winfrey Christopher L
CENTRAL INDEX KEY: 0001504089
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33664
FILM NUMBER: 11789936
MAIL ADDRESS:
STREET 1: CHARTER COMMUNICATIONS, INC.
STREET 2: 12405 POWERSCOURT DRIVE
CITY: ST. LOUIS
STATE: MO
ZIP: 63131
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CHARTER COMMUNICATIONS, INC. /MO/
CENTRAL INDEX KEY: 0001091667
STANDARD INDUSTRIAL CLASSIFICATION: CABLE & OTHER PAY TELEVISION SERVICES [4841]
IRS NUMBER: 431857213
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 12405 POWERSCOURT DRIVE
CITY: ST. LOUIS
STATE: MO
ZIP: 63131
BUSINESS PHONE: 314-965-0555
MAIL ADDRESS:
STREET 1: 12405 POWERSCOURT DRIVE
CITY: ST. LOUIS
STATE: MO
ZIP: 63131
FORMER COMPANY:
FORMER CONFORMED NAME: CHARTER COMMUNICATIONS INC /MO/
DATE OF NAME CHANGE: 19990723
4
1
edgar.xml
PRIMARY DOCUMENT
X0303
4
2011-04-26
0001091667
CHARTER COMMUNICATIONS, INC. /MO/
CHTR
0001504089
Winfrey Christopher L
C/O CHARTER COMMUNICATIONS, INC.
12405 POWERSCOURT DRIVE
ST. LOUIS
MO
63131
0
1
0
0
EVP/Chief Financial Officer
Time-Vesting Stock Options
55.12
2011-04-26
4
A
0
77500
0
A
2012-04-26
2021-04-26
Class A Common Stock
77500
167500
D
Performance-Vesting Stock Options
55.12
2011-04-26
4
A
0
60277
0
A
2012-04-26
2021-04-26
Class A Common Stock
60277
227777
D
Performance-Vesting Stock Options
55.12
2011-04-26
4
A
0
60278
0
A
2012-12-31
2021-04-26
Class A Common Stock
60278
288055
D
Performance-Vesting Stock Options
55.12
2011-04-26
4
A
0
60278
0
A
2013-12-31
2021-04-26
Class A Common Stock
60278
348333
D
Grant of Stock Options on 4/26/2011 under the Charter Communications, Inc. 2009 Stock Incentive Plan. One-third will become exercisable in four equal installments on each of the first four anniversaries of April 26, 2011; one-third will become exercisable in four equal installments on each of the first four anniversaries of the vesting commencement date of December 31, 2011; and one-third will become exercisable in four equal installments on each of the first four anniversaries of the vesting commencement date of December 31, 2012.
One-third will vest upon the first occurrence of Issuer's Class A common stock achieving a stock price threshold of $60 per share (average of Issuer's per share closing price on NASDAQ for any 60 consecutive trading days) commencing on or after January 26, 2012; one-third will vest upon the first occurrence of Issuer's Class A common stock achieving a stock price threshold of $80 per share commencing on or after January 26, 2012; and one-third will vest upon the first occurrence of Issuer's Class A common stock achieving a stock price threshold of $100 per share commencing on or after January 26, 2012.
One-third will vest upon the first occurrence of Issuer's Class A common stock achieving a stock price threshold of $60 per share (average of Issuer's per share closing price on NASDAQ for any 60 consecutive trading days) commencing on or after September 30, 2012; one-third will vest upon the first occurrence of Issuer's Class A common stock achieving a stock price threshold of $80 per share commencing on or after September 30, 2012; and one-third will vest upon the first occurrence of Issuer's Class A common stock achieving a stock price threshold of $100 per share commencing on or after September 30, 2012.
One-third will vest upon the first occurrence of Issuer's Class A common stock achieving a stock price threshold of $60 per share (average of Issuer's per share closing price on NASDAQ for any 60 consecutive trading days) commencing on or after September 30, 2013; one-third will vest upon the first occurrence of Issuer's Class A common stock achieving a stock price threshold of $80 per share commencing on or after September 30, 2013; and one-third will vest upon the first occurrence of Issuer's Class A common stock achieving a stock price threshold of $100 per share commencing on or after September 30, 2013.
/s/ Christopher L. Winfrey
2011-04-28