144 1 eh1200992_144.htm FORM 144 Unassociated Document
 
UNITED STATES
OMB APPROVAL
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
OMB Number:        3235-0101
Expires:     February 28, 2014
Estimated average burden
hours per response ........... 1.00
FORM 144
SEC USE ONLY
NOTICE OF PROPOSED SALE OF SECURITIES
PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
DOCUMENT SEQUENCE NO.
 
 
ATTENTION:      Transmit for filing 3 copies of this form concurrently with either placing an order with a broker to execute sale or executing a sale directly with a market maker.
CUSIP NUMBER
 
 
1 (a) NAME OF ISSUER (Please type or print)
CHARTER COMMUNICATIONS, INC. /MO/
 
(b) IRS IDENT. NO.
43-1857213
(c) S.E.C. FILE NO.
001-33664
WORK LOCATION
 
 
1 (d) ADDRESS OF ISSUER
STREET
CITY
STATE
ZIP CODE
(e) TELEPHONE NO.
  12405 Powersourt Drive     St. Louis   Missouri   63131
  area code
314
  number
965-0555
2 (a) NAME OF PERSON FOR WHOSE
ACCOUNT THE SECURITIES ARE TO BE SOLD
Oaktree Opportunities Investments, L.P.
 
(b) RELATIONSHIP TO ISSUER
10% Stockholder, Director
(c) ADDRESS STREET
333 South Grand Avenue
28th Floor
CITY
Los Angeles
STATE
CA
ZIP CODE
90071
 
INSTRUCTION: The person filing this notice should contact the issuer to obtain the I.R.S. Identification Number and the S.E.C. File Number.
 
3 (a)
(b)
SEC USE ONLY
(c)
(d)
(e)
(f)
(g)
Title of the
Class of
Securities To Be Sold
Name and Address of
Each Broker Through
Whom the
Securities are to be
Offered or Each Market Maker
who is Acquiring the Securities
 
Broker-Dealer
File Number
Number of Shares
or Other Units
To Be Sold
(See instr. 3(c))
Aggregate
Market
Value
(See instr. 3(d))
Number of Shares
or Other Units
Outstanding
(See instr. 3(e))
Approximate
Date of Sale
(See instr. 3(f))
(MO.  DAY  YR.)
Name of Each
Securities
Exchange
(See instr. 3(g))
Class A
Common Stock
Jones Trading Institutional Services LLC
0197 Prospector Rd #2104B
Aspen, Co 81611
    166,000 $12,511,420.00  100,784,199   8/9/2012   NASDAQ
 
INSTRUCTIONS:
1.
(a)
Name of issuer
 
3.
(a)
Title of the class of securities to be sold
 
(b)
Issuer’s I.R.S. Identification Number
   
(b)
Name and address of each broker through whom the securities are intended to be sold
 
(c)
Issuer’s S.E.C. file number, if any
   
(c)
Number of shares or other units to be sold (if debt securities, give the aggregate face amount)
 
(d)
Issuer’s address, including zip code
   
(d)
Aggregate market value of the securities to be sold as of a specified date within
 
(e)
Issuer’s telephone number, including area code
     
10 days prior to filing of this notice
         
(e)
Number of shares or other units of the class outstanding, or if debt securities the face
           
amount thereof outstanding, as shown by the most recent report or statement published by the issuer
2.
(a)
Name of person for whose account the securities are to be sold
   
(f)
Approximate date on which the securities are to be sold
 
(b)
Such person’s relationship to the issuer (e.g., officer, director, 10% stockholder, or member of immediate family of any of the foregoing)
   
(g)
Name of each securities exchange, if any, on which the securities are intended to be sold
 
(c)
Such person’s address, including zip code
       
 
 
Potential persons who are to respond to the collection of information contained in this form are not
required to respond unless the form displays a currently valid OMB control number.
SEC 1147 (08-07)
 
 
 
 

 
 
 
TABLE I –– SECURITIES TO BE SOLD
Furnish the following information with respect to the acquisition of the securities to be sold
and with respect to the payment of all or any part of the purchase price or other consideration therefor:
Title of
the Class
Date you
Acquired
Nature of Acquisition
Transaction
Name of Person from Whom Acquired
(If gift, also give date donor acquired)
Amount of
Securities Acquired
Date of
Payment
Nature of Payment
  Class A Common Stock   11/30/2009
Oaktree Opportunities Investments, L.P. purchased shares of the Issuer’s Class A common stock pursuant to the Issuer’s joint plan of reorganization
  Issuer   16,428,631   11/30/2009 Cash
 
INSTRUCTIONS:
If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.
 
TABLE II –– SECURITIES SOLD DURING THE PAST 3 MONTHS
Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.
 
Name and Address of Seller
Title of Securities Sold
Date of Sale
Amount of
Securities Sold
Gross Proceeds
  Oaktree Opportunities Investments, L.P.
333 South Grand Avenue 28th Floor
Los Angeles, CA 90071
  Class A Common Stock   5/22/2012   16,332 $1,059,015.1        
  Oaktree Opportunities Investments, L.P.
333 South Grand Avenue 28th Floor
Los Angeles, CA 90071
  Class A Common Stock   5/22/2012  37,785
$2,444,134.1
  Oaktree Opportunities Investments, L.P.
333 South Grand Avenue 28th Floor
Los Angeles, CA 90071
  Class A Common Stock   5/22/2012  100,000
$6,453,000.00
  Oaktree Opportunities Investments, L.P.
333 South Grand Avenue 28th Floor
Los Angeles, CA 90071
  Class A Common Stock   5/23/2012  50,000
$3,181,906.00
  Oaktree Opportunities Investments, L.P.
333 South Grand Avenue 28th Floor
Los Angeles, CA 90071
  Class A Common Stock   5/23/2012  49,666
$3,154,364.15
 
REMARKS:
 
INSTRUCTIONS:
See the definition of “person” in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
 
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
     
 
8/9/2012
   
Oaktree Opportunities Investments, L.P.
By: Oaktree Fund GP, LLC
Its: General Partner

By: Oaktree Fund GP I, L.P.
Its: Managing Member

By: Emily Alexander
Title: Authorized Signatory
/s/ Emily Alexander

By: Richard Ting
Title: Authorized Signatory
/s/ Richard Ting
DATE OF NOTICE
 
(SIGNATURE)
    The notice shall be signed by the person for whose account the securities are to be sold. At least one
copy of the notice shall be manually signed. Any copies not manually signed shall bear typed or printed signatures.
   
 
DATE OF PLAN ADOPTION OR GIVING OF INSTRUCTION,
IF RELYING ON RULE 10B5-1
   
 
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)
SEC 1147 (02-08)