0000950124-01-503326.txt : 20011009
0000950124-01-503326.hdr.sgml : 20011009
ACCESSION NUMBER: 0000950124-01-503326
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20010924
FILED AS OF DATE: 20010927
COMPANY DATA:
COMPANY CONFORMED NAME: KELLY RALPH G
CENTRAL INDEX KEY: 0001098951
STANDARD INDUSTRIAL CLASSIFICATION: []
OFFICER
FILING VALUES:
FORM TYPE: 4
BUSINESS ADDRESS:
STREET 1: CHARTER COMMUNICATIONS INC
STREET 2: 12444 POWERSCOURT DRIVE
CITY: ST LOUIS
STATE: MO
ZIP: 63131
BUSINESS PHONE: 3149650555
SUBJECT COMPANY:
COMPANY DATA:
COMPANY CONFORMED NAME: CHARTER COMMUNICATIONS INC /MO/
CENTRAL INDEX KEY: 0001091667
STANDARD INDUSTRIAL CLASSIFICATION: CABLE & OTHER PAY TELEVISION SERVICES [4841]
IRS NUMBER: 431857213
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-27927
BUSINESS ADDRESS:
STREET 1: 12444 POWERSCOURT DRIVE
STREET 2: SUITE 100
CITY: ST LOUIS
STATE: MO
ZIP: 63131
BUSINESS PHONE: 3149650555
MAIL ADDRESS:
STREET 1: 12444 POWERSCOURT DRIVE
STREET 2: SUITE 100
CITY: ST LOUIS
STATE: MO
ZIP: 63131
4
1
c65191e4.txt
FORM 4
1
------
FORM 4
------ U.S. SECURITIES AND EXCHANGE COMMISSION
[ ] Check box if no longer WASHINGTON, DC 20549
subject to Section 16. Form
4 or Form 5 obligations may STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
continue. See Instruction 1(b).
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility
Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person(1)|2. Issuer Name and Ticker or Trading Symbol |6. Relationship of Reporting Person
| | to Issuer (Check all applicable)
Ralph G. Kelly | Charter Communications, Inc. - CHTR | Director 10% Owner
-------------------------------------------------------------------------------------------| ----- -----
(Last) (First) (Middle) |3. IRS Identification | 4. Statement for | X Officer (give title below)
| Number of | Month/Year | -----
| Reporting Person, | | Other (specify below)
c/o Charter Communications, Inc. | if an Entity | September, 2001 | -----
| (Voluntary) | | Senior Vice President-Treasurer
-----------------------------------------| |-------------------------|----------------------------------------
(Street) | | 5. If Amendment, |7. Individual or Joint/Group Filing
| | Date of Original | (Check applicable line)
12405 Powerscourt Drive | | (Month/Year) | X Form Filed by One Reporting Person
| | | --
-----------------------------------------|-------------------------------------------------| Form Filed by More than One
(City) (State) (Zip) | | -- Reporting Person
St. Louis MO 63131 | |
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TABLE I - NON-DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
-----------------------------------------------------------------------------------------------------------------------------------
1. Title of Security |2. Transaction| 3. Transaction|4. Securities Acquired (A)| 5. Amount of|6. Owner- |7. Nature
(Instr. 3) | Date | Code | or Disposed of (D) | Securities | ship | of
| | (Instr. 8) | (Instr. 3, 4 and 5) | Beneficially| Form: | Indirect
| | | | Owned at End| Direct | Bene-
| |---------------|--------------------------| of Month | (D) or | ficial
| | | | | (A) | | (Instr. 3 | Indirect | Owner-
| (Month/Day/ | | | | or | | and 4) | (I) | ship
| Year) | Code | V | Amount | (D) | Price | |(Instr. 4)|(Instr. 4)
---------------------------------|--------------|-------|-------|--------|------|----------|-------------|--------- |---------
Class A Common Stock | | | | | | | 1,625 | I | Custodian
| | | | | | | | | for son
| | | | | | | | | Christopher
---------------------------------|--------------|-------|-------|--------|------|----------|-------------|--------- |---------
Class A Common Stock | | | | | | | 1,625 | I | Custodian
| | | | | | | | | for
| | | | | | | | | daughter
| | | | | | | | | Audrey
---------------------------------|--------------|-------|-------|--------|------|----------|-------------|--------- |---------
Class A Common Stock | | | | | | | 1,625 | I | Custodian
| | | | | | | | | for
| | | | | | | | | daughter
| | | | | | | | | Erin
---------------------------------|--------------|-------|-------|--------|------|----------|-------------|--------- |---------
Class A Common Stock | | | | | | | 6,000 | I | Co-Trustee
| | | | | | | | | for Wife's
| | | | | | | | | Trust
---------------------------------|--------------|-------|-------|--------|------|----------|-------------|--------- |---------
Class A Common Stock | 9/24/01 | P | | 1,000 | A | $12.09 | 6,000 | I | Co-Trustee
| | | | | | | | | for My
| | | | | | | | | Trust
---------------------------------|--------------|-------|-------|--------|------|----------|-------------|--------- |---------
| | | | | | | | |
---------------------------------|--------------|-------|-------|--------|------|----------|-------------|--------- |---------
| | | | | | | | |
---------------------------------|--------------|-------|-------|--------|------|----------|-------------|--------- |---------
| | | | | | | | |
---------------------------------|--------------|-------|-------|--------|------|----------|-------------|--------- |---------
| | | | | | | | |
-----------------------------------------------------------------------------------------------------------------------------
2
FORM 4 (CONTINUED) TABLE II -- DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
(E.G., PUTS, CALLS, WARRANTS, OPTIONS, CONVERTIBLE SECURITIES)
------------------------------------------------------------------------------------------------------------------------------------
1. Title of Derivative | 2. Conver- |3. Trans- |4. Trans- |5. Number of |6. Date Exer- |7. Title and Amount |8. Price
Security | sion or | action | action | Derivative | cisable and | of Underlying | of
(Instr. 3) | Exercise | Date | Code | Securities Ac- | Expiration | Securities | Deriv-
| Price of | (Month/ | (Instr. 8)| quired (A) or | Date | (Instr. 3 and 4) | ative
| Deriv- | Day/ | | Disposed of (D)| (Month/Day/ | | Secur-
| ative | Year) | | (Instr. 3, 4, | Year) | | ity
| Security | | | and 5) | | | (Instr. 5)
| | | | |-------------------------------------|
| | | | |Date |Expira- | | Amount or |
| | |-------------------------------|Exer- |tion | Title | Number of |
| | | Code |V | (A) |(D) |cisable|Date | | Shares |
------------------------|-------------|----------|-------|----|--------|---------|-------|--------|--------|-----------|------------
| | | | | | | | | | |
| | | | | | | | | | |
------------------------|-------------|----------|-------|----|--------|---------|-------|--------|--------|-----------|------------
| | | | | | | | | | |
------------------------|-------------|----------|-------|----|--------|---------|-------|--------|--------|-----------|------------
| | | | | | | | | | |
------------------------|-------------|----------|-------|----|--------|---------|-------|--------|--------|-----------|------------
| | | | | | | | | | |
------------------------|-------------|----------|-------|----|--------|---------|-------|--------|--------|-----------|------------
| | | | | | | | | | |
------------------------|-------------|----------|-------|----|--------|---------|-------|--------|--------|-----------|------------
| | | | | | | | | | |
------------------------|-------------|----------|-------|----|--------|---------|-------|--------|--------|-----------|------------
| | | | | | | | | | |
------------------------------------------------------------------------------------------------------------------------------------
--------------------------------------------------------------------------
9. Number of | 10. Ownership | 11. Nature of
Derivative | Form of | Indirect
Securities | Derivative | Beneficial
Beneficially | Security: | Ownership
Owned at End | Direct (D) | (Instr. 4)
of Month | or Indirect (I) |
(Instr. 4) | (Instr. 4) |
------------------|------------------------|------------------------------
| |
------------------|------------------------|------------------------------
| |
------------------|------------------------|------------------------------
| |
------------------|------------------------|------------------------------
| |
------------------|------------------------|------------------------------
| |
------------------|------------------------|------------------------------
| |
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Explanation of Responses:
/s/ RALPH G. KELLY 9/27/01
-------------------------------- -------
Signature of Reporting Person(1) Date
(1) Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this form, one of which must be manually signed.
If space provided is insufficient, see Instruction 6 for procedure.
Page 2
(Print or Type Responses)