0000950103-13-001771.txt : 20130314 0000950103-13-001771.hdr.sgml : 20130314 20130314201105 ACCESSION NUMBER: 0000950103-13-001771 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20130312 FILED AS OF DATE: 20130314 DATE AS OF CHANGE: 20130314 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CHARTER COMMUNICATIONS, INC. /MO/ CENTRAL INDEX KEY: 0001091667 STANDARD INDUSTRIAL CLASSIFICATION: CABLE & OTHER PAY TELEVISION SERVICES [4841] IRS NUMBER: 431857213 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 12405 POWERSCOURT DRIVE CITY: ST. LOUIS STATE: MO ZIP: 63131 BUSINESS PHONE: 314-965-0555 MAIL ADDRESS: STREET 1: 12405 POWERSCOURT DRIVE CITY: ST. LOUIS STATE: MO ZIP: 63131 FORMER COMPANY: FORMER CONFORMED NAME: CHARTER COMMUNICATIONS INC /MO/ DATE OF NAME CHANGE: 19990723 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CRESTVIEW OFFSHORE HOLDINGS (CAYMAN), L.P. CENTRAL INDEX KEY: 0001303158 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33664 FILM NUMBER: 13691897 BUSINESS ADDRESS: STREET 1: 667 MADISON AVE 1OTH FL CITY: NEW YORK STATE: NY ZIP: 10021 BUSINESS PHONE: 212-703-2708 MAIL ADDRESS: STREET 1: 667 MADISON AVE 1OTH FL CITY: NEW YORK STATE: NY ZIP: 10021 FORMER NAME: FORMER CONFORMED NAME: Crestview Offshore Holdings Cayman L P DATE OF NAME CHANGE: 20040915 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CRESTVIEW PARTNERS, L.P. CENTRAL INDEX KEY: 0001303183 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33664 FILM NUMBER: 13691896 BUSINESS ADDRESS: STREET 1: 667 MADISON AVENUE STREET 2: 10TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10021 BUSINESS PHONE: 212-703-2708 MAIL ADDRESS: STREET 1: 667 MADISON AVENUE STREET 2: 10TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10021 FORMER NAME: FORMER CONFORMED NAME: Crestview Capital Partners LP DATE OF NAME CHANGE: 20040915 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CRESTVIEW HOLDINGS (TE), L.P. CENTRAL INDEX KEY: 0001322690 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33664 FILM NUMBER: 13691892 BUSINESS ADDRESS: STREET 1: C/O CRESTVIEW PARTNERS GP LP STREET 2: 667 MADISON AVENUE 10TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10021 BUSINESS PHONE: 2129060700 MAIL ADDRESS: STREET 1: C/O CRESTVIEW PARTNERS GP LP STREET 2: 667 MADISON AVENUE 10TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10021 FORMER NAME: FORMER CONFORMED NAME: CRESTVIEW HOLDINGS TE LP DATE OF NAME CHANGE: 20050404 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CRESTVIEW PARTNERS (ERISA), L.P. CENTRAL INDEX KEY: 0001336205 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33664 FILM NUMBER: 13691898 BUSINESS ADDRESS: STREET 1: 667 MADISON AVE 10TH FL CITY: NEW YORK STATE: NY ZIP: 10021 BUSINESS PHONE: 212-906-0700 MAIL ADDRESS: STREET 1: 667 MADISON AVE 10TH FL CITY: NEW YORK STATE: NY ZIP: 10021 FORMER NAME: FORMER CONFORMED NAME: Crestview Capital Partners Erisa L P DATE OF NAME CHANGE: 20050812 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CRESTVIEW PARTNERS (PF), L.P. CENTRAL INDEX KEY: 0001339026 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33664 FILM NUMBER: 13691893 BUSINESS ADDRESS: STREET 1: C/O CRESTVIEW PARTNERS LP STREET 2: 667 MADISON AVENUE 10TH FLR CITY: NEW YORK STATE: NY ZIP: 10021 BUSINESS PHONE: 212-906-0700 MAIL ADDRESS: STREET 1: C/O CRESTVIEW PARTNERS LP STREET 2: 667 MADISON AVENUE 10TH FLR CITY: NEW YORK STATE: NY ZIP: 10021 FORMER NAME: FORMER CONFORMED NAME: CRESTVIEW CAPITAL PARTNERS PF LP DATE OF NAME CHANGE: 20050916 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Crestview Partners GP, L.P. CENTRAL INDEX KEY: 0001402174 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33664 FILM NUMBER: 13691900 BUSINESS ADDRESS: STREET 1: 667 MADISON AVENUE STREET 2: 10TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10021 BUSINESS PHONE: 212-906-0700 MAIL ADDRESS: STREET 1: 667 MADISON AVENUE STREET 2: 10TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10021 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ENCORE, LLC CENTRAL INDEX KEY: 0001517148 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33664 FILM NUMBER: 13691894 BUSINESS ADDRESS: STREET 1: C/O CRESTVIEW, L.L.C. STREET 2: 667 MADISON AVENUE CITY: NEW YORK STATE: NY ZIP: 10065 BUSINESS PHONE: 212-906-0700 MAIL ADDRESS: STREET 1: C/O CRESTVIEW, L.L.C. STREET 2: 667 MADISON AVENUE CITY: NEW YORK STATE: NY ZIP: 10065 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CRESTVIEW, L.L.C. CENTRAL INDEX KEY: 0001517154 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33664 FILM NUMBER: 13691895 BUSINESS ADDRESS: STREET 1: C/O CRESTVIEW, L.L.C. STREET 2: 667 MADISON AVENUE CITY: NEW YORK STATE: NY ZIP: 10065 BUSINESS PHONE: 212-906-0700 MAIL ADDRESS: STREET 1: C/O CRESTVIEW, L.L.C. STREET 2: 667 MADISON AVENUE CITY: NEW YORK STATE: NY ZIP: 10065 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ENCORE (ERISA), LTD CENTRAL INDEX KEY: 0001517155 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33664 FILM NUMBER: 13691899 BUSINESS ADDRESS: STREET 1: C/O CRESTVIEW, L.L.C. STREET 2: 667 MADISON AVENUE CITY: NEW YORK STATE: NY ZIP: 10065 BUSINESS PHONE: 212-906-0700 MAIL ADDRESS: STREET 1: C/O CRESTVIEW, L.L.C. STREET 2: 667 MADISON AVENUE CITY: NEW YORK STATE: NY ZIP: 10065 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2013-03-12 0001091667 CHARTER COMMUNICATIONS, INC. /MO/ CHTR 0001402174 Crestview Partners GP, L.P. C/O CRESTVIEW, L.L.C. 667 MADISON AVENUE NEW YORK NY 10065 0 0 1 0 0001517154 CRESTVIEW, L.L.C. C/O CRESTVIEW, L.L.C. 667 MADISON AVENUE NEW YORK NY 10065 0 0 1 0 0001517148 ENCORE, LLC C/O CRESTVIEW, L.L.C. 667 MADISON AVENUE NEW YORK NY 10065 0 0 1 0 0001339026 CRESTVIEW PARTNERS (PF), L.P. C/O CRESTVIEW, L.L.C. 667 MADISON AVENUE NEW YORK NY 10065 0 0 1 0 0001322690 CRESTVIEW HOLDINGS (TE), L.P. C/O CRESTVIEW, L.L.C. 667 MADISON AVENUE NEW YORK NY 10065 0 0 1 0 0001517155 ENCORE (ERISA), LTD C/O CRESTVIEW, L.L.C. 667 MADISON AVENUE NEW YORK NY 10065 0 0 1 0 0001336205 CRESTVIEW PARTNERS (ERISA), L.P. C/O CRESTVIEW, L.L.C. 667 MADISON AVENUE NEW YORK NY 10065 0 0 1 0 0001303158 CRESTVIEW OFFSHORE HOLDINGS (CAYMAN), L.P. C/O CRESTVIEW, L.L.C. 667 MADISON AVENUE NEW YORK NY 10065 0 0 1 0 0001303183 CRESTVIEW PARTNERS, L.P. C/O CRESTVIEW, L.L.C. 667 MADISON AVENUE NEW YORK NY 10065 0 0 1 0 Class A Common Stock 2013-03-12 4 S 0 57865 89.3379 D 2887661 I See Footnotes Class A Common Stock 2013-03-13 4 S 0 18048 89.8621 D 2869613 I See Footnotes See Exhibit 99.1 for text to Footnote 1. See Exhibit 99.1 for text to Footnote 2. CRESTVIEW, L.L.C., general partner of the Designated Filer, by /s/ Ross A. Oliver, Senior Counsel and Chief Compliance Officer 2013-03-14 EX-99 2 dp36974_ex9901.htm
Exhibit 99.1
Joint Filer Information
 
Due to the electronic system’s limitation of 10 Reporting Persons per joint filing, this statement is being filed in two forms.
 
Footnote 1 to Form 4:
 
Encore, LLC and Encore II, LLC directly beneficially own 2,869,613 shares of Class A Common Stock and 6,578,142 shares of Class A Common Stock, respectively. Each of Crestview, L.L.C., Crestview Partners GP, L.P., Crestview Partners, L.P., Crestview Partners (PF), L.P., Crestview Holdings (TE), L.P., Encore (ERISA), Ltd., Crestview Partners (ERISA), L.P. and Crestview Offshore Holdings (Cayman), L.P. may be deemed to have beneficial ownership of the 2,869,613 shares of Class A Common Stock directly owned by Encore, LLC. Each of Crestview, L.L.C., Crestview Partners II GP, L.P., Crestview Partners II, L.P., Crestview Partners II (FF), L.P., Crestview Partners II (TE), L.P., Crestview Offshore Holdings II (Cayman), L.P., Crestview Offshore Holdings II (FF Cayman), L.P. and Crestview Offshore Holdings II (892 Cayman), L.P. may be deemed to have beneficial ownership of the 6,578,142 shares of Class A Common Stock directly owned by Encore II, LLC.
 
Crestview Partners, L.P., Crestview Partners (PF), L.P., Crestview Holdings (TE), L.P., Encore (ERISA), Ltd. and Crestview Offshore Holdings (Cayman), L.P. are the members of Encore, LLC. Crestview Partners (ERISA), L.P. is the sole shareholder of Encore (ERISA), Ltd. Crestview Partners GP, L.P. is the general partner of Crestview Partners, L.P., Crestview Partners (PF), L.P., Crestview Holdings (TE), L.P., Crestview Partners (ERISA), L.P. and Crestview Offshore Holdings (Cayman), L.P. Crestview Partners II GP, L.P. is the general partner of Crestview Partners II, L.P., Crestview Partners II (FF), L.P., Crestview Partners II (TE), L.P., Crestview Offshore Holdings II (Cayman), L.P., Crestview Offshore Holdings II (FF Cayman), L.P. and Crestview Offshore Holdings II (892 Cayman), L.P., each of which is a member of Encore II, LLC. Crestview, L.L.C. is the general partner of Crestview Partners GP, L.P. and Crestview Partners II GP, L.P.
 
Footnote 2 to Form 4: On May 1, 2012, the issuer awarded 1,479 restricted shares of Class A Common Stock to Jeffrey Marcus in connection with his service as a director of the issuer, which will fully vest on the first anniversary of the date of grant. Mr. Marcus is a Partner of Crestview Advisors, L.L.C. and, in connection with the vesting of such shares, will assign all of his rights, title and interest in such shares to Crestview Advisors, L.L.C. Crestview Advisors, L.L.C. provides investment advisory and management services to certain of the reporting persons. Each reporting person disclaims beneficial ownership of such securities.
 
Each reporting person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein.
 
Names of Joint Filers:
(1) Crestview, L.L.C.
 
(2) Encore, LLC
 
(3) Crestview Partners (PF), L.P.
 
(4) Crestview Holdings (TE), L.P.
 
(5) Encore (ERISA), Ltd.
 
(6) Crestview Partners (ERISA), L.P.
 
(7) Crestview Offshore Holdings (Cayman), L.P.
 
(8) Crestview Partners, L.P.
 
(9) Encore II, LLC
 
(10) Crestview Partners II (FF), L.P.
 
(11) Crestview Partners II (TE), L.P.
 
(12) Crestview Offshore Holdings II (Cayman), L.P.
 
(13) Crestview Offshore Holdings II (FF Cayman), L.P.
 
(14) Crestview Offshore Holdings II (892 Cayman), L.P.
 
(15) Crestview Partners II, L.P.

 
Address of Joint Filers:
c/o Crestview, L.L.C.
 
667 Madison Avenue, 10th Floor
 
New York, NY 10065
 
 
 
 
 

 
 
Relationship of Joint Filers to Issuer:
10% Owner
 
Issuer Name and Ticker or Trading Symbol:
Charter Communications, Inc. (CHTR)
 
Date of Earliest Transaction Required
to be Reported (Month/Day/Year):           03/12/2013

Designated Filers:
(1) Crestview Partners GP, L.P. and (2) Crestview Partners II GP, L.P.

Signature:

Crestview,
L.L.C.
By:
/s/ Ross A. Oliver
 
Name:  Ross A. Oliver
 
Title:Senior Counsel & Chief Compliance Officer

Encore, LLC
By:
Crestview Partners, L.P., as member
By:
Crestview Partners GP, L.P, as general partner
By:
Crestview, L.L.C., as general partner
By:
/s/ Ross A. Oliver
 
Name:  Ross A. Oliver
 
Title: Senior Counsel & Chief Compliance Officer

Crestview Partners, L.P.
Crestview Partners (PF), L.P.
Crestview Holdings (TE), L.P.
Crestview Partners (ERISA), L.P.
Crestview Offshore Holdings (Cayman), L.P.
By:
Crestview Partners GP, L.P, as general partner
By:
Crestview, L.L.C., as general partner
By:
/s/ Ross A. Oliver
 
Name:  Ross A. Oliver
 
Title: Senior Counsel & Chief Compliance Officer

Crestview Partners GP, L.P.
By:
Crestview, L.L.C., as general partner
By:
/s/ Ross A. Oliver
 
Name:  Ross A. Oliver
 
Title:Senior Counsel & Chief Compliance Officer

Encore (ERISA), Ltd.
By:
/s/ Ross A. Oliver
 
Name:  Ross A. Oliver
 
Title: Director

Encore II, LLC
By:
Crestview Partners II, L.P., as member
By:
Crestview Partners II GP, L.P, as general partner
By:
Crestview, L.L.C., as general partner
By:
/s/ Ross A. Oliver
 
Name:  Ross A. Oliver
 
Title: Senior Counsel & Chief Compliance Officer
 
 
 
 
 

 
Crestview Partners II, L.P.
Crestview Partners II (FF), L.P.
Crestview Partners II (TE), L.P.
Crestview Offshore Holdings II (Cayman), L.P.
Crestview Offshore Holdings II (FF Cayman), L.P.
Crestview Offshore Holdings II (892 Cayman), L.P.
By:
Crestview Partners II GP, L.P, as general partner
By:
Crestview, L.L.C., as general partner
By:
/s/ Ross A. Oliver
 
Name:  Ross A. Oliver
 
Title:Senior Counsel & Chief Compliance Officer

Crestview Partners II GP, L.P.
By:
Crestview, L.L.C., as general partner
By:
/s/ Ross A. Oliver
 
Name:  Ross A. Oliver
 
Title:Senior Counsel & Chief Compliance Officer
   
Date:
03/14/2013