0000950103-12-006751.txt : 20121214 0000950103-12-006751.hdr.sgml : 20121214 20121214203850 ACCESSION NUMBER: 0000950103-12-006751 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20121212 FILED AS OF DATE: 20121214 DATE AS OF CHANGE: 20121214 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CHARTER COMMUNICATIONS, INC. /MO/ CENTRAL INDEX KEY: 0001091667 STANDARD INDUSTRIAL CLASSIFICATION: CABLE & OTHER PAY TELEVISION SERVICES [4841] IRS NUMBER: 431857213 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 12405 POWERSCOURT DRIVE CITY: ST. LOUIS STATE: MO ZIP: 63131 BUSINESS PHONE: 314-965-0555 MAIL ADDRESS: STREET 1: 12405 POWERSCOURT DRIVE CITY: ST. LOUIS STATE: MO ZIP: 63131 FORMER COMPANY: FORMER CONFORMED NAME: CHARTER COMMUNICATIONS INC /MO/ DATE OF NAME CHANGE: 19990723 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CRESTVIEW PARTNERS II (FF) LP CENTRAL INDEX KEY: 0001419862 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33664 FILM NUMBER: 121267128 BUSINESS ADDRESS: STREET 1: C/O CRESTVIEW PARTNERS II LP STREET 2: 667 MADISON AVENUE, 10TH FL CITY: NEW YORK STATE: NY ZIP: 10065 BUSINESS PHONE: (212) 906-0700 MAIL ADDRESS: STREET 1: C/O CRESTVIEW PARTNERS II LP STREET 2: 667 MADISON AVENUE, 10TH FL CITY: NEW YORK STATE: NY ZIP: 10065 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CRESTVIEW PARTNERS II (TE) LP CENTRAL INDEX KEY: 0001419863 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33664 FILM NUMBER: 121267133 BUSINESS ADDRESS: STREET 1: C/O CRESTVIEW PARTNERS II GP LP STREET 2: 667 MADISON AVENUE, 10 FL CITY: NEW YORK STATE: NY ZIP: 10065 BUSINESS PHONE: (212) 906-0700 MAIL ADDRESS: STREET 1: C/O CRESTVIEW PARTNERS II GP LP STREET 2: 667 MADISON AVENUE, 10 FL CITY: NEW YORK STATE: NY ZIP: 10065 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CRESTVIEW PARTNERS II LP CENTRAL INDEX KEY: 0001419864 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33664 FILM NUMBER: 121267132 BUSINESS ADDRESS: STREET 1: C/O CRESTVIEW PARTNERS II GP LP STREET 2: 667 MADISON AVENUE, 10TH FL CITY: NEW YORK STATE: NY ZIP: 10065 BUSINESS PHONE: (212) 906-0700 MAIL ADDRESS: STREET 1: C/O CRESTVIEW PARTNERS II GP LP STREET 2: 667 MADISON AVENUE, 10TH FL CITY: NEW YORK STATE: NY ZIP: 10065 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CRESTVIEW OFFSHORE HOLDINGS II (FF CAYMAN) LP CENTRAL INDEX KEY: 0001419873 STATE OF INCORPORATION: XX FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33664 FILM NUMBER: 121267129 BUSINESS ADDRESS: STREET 1: C/O CRESTVIEW PARTNERS II GP LP STREET 2: 667 MADISON AVENUE, 10TH FL CITY: NEW YORK STATE: NY ZIP: 10065 BUSINESS PHONE: (212) 906-0700 MAIL ADDRESS: STREET 1: C/O CRESTVIEW PARTNERS II GP LP STREET 2: 667 MADISON AVENUE, 10TH FL CITY: NEW YORK STATE: NY ZIP: 10065 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CRESTVIEW OFFSHORE HOLDINGS II (CAYMAN) LP CENTRAL INDEX KEY: 0001419875 STATE OF INCORPORATION: XX FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33664 FILM NUMBER: 121267131 BUSINESS ADDRESS: STREET 1: C/O CRESTVIEW PARTNERS II GP LP STREET 2: 667 MADISON AVENUE, 10TH FL CITY: NEW YORK STATE: NY ZIP: 10065 BUSINESS PHONE: (212) 906-0700 MAIL ADDRESS: STREET 1: C/O CRESTVIEW PARTNERS II GP LP STREET 2: 667 MADISON AVENUE, 10TH FL CITY: NEW YORK STATE: NY ZIP: 10065 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Crestview Offshore Holdings II (892 Cayman), L.P. CENTRAL INDEX KEY: 0001480255 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33664 FILM NUMBER: 121267130 BUSINESS ADDRESS: STREET 1: 667 MADISON AVENUE STREET 2: 10TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10065 BUSINESS PHONE: (212) 906-0700 MAIL ADDRESS: STREET 1: 667 MADISON AVENUE STREET 2: 10TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10065 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Crestview Partners II GP, L.P. CENTRAL INDEX KEY: 0001505639 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33664 FILM NUMBER: 121267127 BUSINESS ADDRESS: STREET 1: 667 MADISON AVENUE STREET 2: 10TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10065 BUSINESS PHONE: (212) 906-0723 MAIL ADDRESS: STREET 1: 667 MADISON AVENUE STREET 2: 10TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10065 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ENCORE II, LLC CENTRAL INDEX KEY: 0001517146 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33664 FILM NUMBER: 121267126 BUSINESS ADDRESS: STREET 1: C/O CRESTVIEW, L.L.C. STREET 2: 667 MADISON AVENUE CITY: NEW YORK STATE: NY ZIP: 10065 BUSINESS PHONE: 212-906-0700 MAIL ADDRESS: STREET 1: C/O CRESTVIEW, L.L.C. STREET 2: 667 MADISON AVENUE CITY: NEW YORK STATE: NY ZIP: 10065 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2012-12-12 0001091667 CHARTER COMMUNICATIONS, INC. /MO/ CHTR 0001505639 Crestview Partners II GP, L.P. C/O CRESTVIEW, L.L.C. 667 MADISON AVENUE NEW YORK NY 10065 1 0 1 0 0001517146 ENCORE II, LLC C/O CRESTVIEW, L.L.C. 667 MADISON AVENUE NEW YORK NY 10065 1 0 1 0 0001419863 CRESTVIEW PARTNERS II (TE) LP C/O CRESTVIEW, L.L.C. 667 MADISON AVENUE NEW YORK NY 10065 1 0 1 0 0001419864 CRESTVIEW PARTNERS II LP C/O CRESTVIEW, L.L.C. 667 MADISON AVENUE NEW YORK NY 10065 1 0 1 0 0001419875 CRESTVIEW OFFSHORE HOLDINGS II (CAYMAN) LP C/O CRESTVIEW, L.L.C. 667 MADISON AVENUE NEW YORK NY 10065 1 0 1 0 0001480255 Crestview Offshore Holdings II (892 Cayman), L.P. C/O CRESTVIEW, L.L.C. 667 MADISON AVENUE NEW YORK NY 10065 1 0 1 0 0001419873 CRESTVIEW OFFSHORE HOLDINGS II (FF CAYMAN) LP C/O CRESTVIEW, L.L.C. 667 MADISON AVENUE NEW YORK NY 10065 1 0 1 0 0001419862 CRESTVIEW PARTNERS II (FF) LP C/O CRESTVIEW, L.L.C. 667 MADISON AVENUE NEW YORK NY 10065 1 0 1 0 Class A Common Stock 2012-12-12 4 S 0 12254 70.1177 D 7544220 I See Footnotes The shares covered by this Form 4 have been sold pursuant to a Rule 10b5-1 Sales Plan dated December 6, 2012, which is intended to comply with Rule 10b5-1. See Exhibit 99.1 for text to footnote 2. See Exhibit 99.1 for text to footnote 3. CRESTVIEW, L.L.C., general partner of the Designated Filer, by /s/ Ross A. Oliver, Senior Counsel and Chief Compliance Officer 2012-12-14 EX-99 2 dp34894_ex9901.htm EXHIBIT 99.1
Exhibit 99.1
 
Joint Filer Information
 
Due to the electronic system’s limitation of 10 Reporting Persons per joint filing, this statement is being filed in two forms.
 
 
Footnote 2 to Form 4:
 
Encore, LLC and Encore II, LLC directly beneficially own 3,291,035 shares of Class A Common Stock and 7,544,220 shares of Class A Common Stock, respectively. Each of Crestview, L.L.C., Crestview Partners GP, L.P., Crestview Partners, L.P., Crestview Partners (PF), L.P., Crestview Holdings (TE), L.P., Encore (ERISA), Ltd., Crestview Partners (ERISA), L.P. and Crestview Offshore Holdings (Cayman), L.P. may be deemed to have beneficial ownership of the 3,291,035 shares of Class A Common Stock directly owned by Encore, LLC. Each of Crestview, L.L.C., Crestview Partners II GP, L.P., Crestview Partners II, L.P., Crestview Partners II (FF), L.P., Crestview Partners II (TE), L.P., Crestview Offshore Holdings II (Cayman), L.P., Crestview Offshore Holdings II (FF Cayman), L.P. and Crestview Offshore Holdings II (892 Cayman), L.P. may be deemed to have beneficial ownership of the 7,544,220 shares of Class A Common Stock directly owned by Encore II, LLC.
 
Crestview Partners, L.P., Crestview Partners (PF), L.P., Crestview Holdings (TE), L.P., Encore (ERISA), Ltd. and Crestview Offshore Holdings (Cayman), L.P. are the members of Encore, LLC. Crestview Partners (ERISA), L.P. is the sole shareholder of Encore (ERISA), Ltd. Crestview Partners GP, L.P. is the general partner of Crestview Partners, L.P., Crestview Partners (PF), L.P., Crestview Holdings (TE), L.P., Crestview Partners (ERISA), L.P. and Crestview Offshore Holdings (Cayman), L.P. Crestview Partners II GP, L.P. is the general partner of Crestview Partners II, L.P., Crestview Partners II (FF), L.P., Crestview Partners II (TE), L.P., Crestview Offshore Holdings II (Cayman), L.P., Crestview Offshore Holdings II (FF Cayman), L.P. and Crestview Offshore Holdings II (892 Cayman), L.P., each of which is a member of Encore II, LLC. Crestview, L.L.C. is the general partner of Crestview Partners GP, L.P. and Crestview Partners II GP, L.P.
 
Footnote 3 to Form 4:  On May 1, 2012, the issuer awarded 1,479 restricted shares of Class A Common Stock to Jeffrey Marcus in connection with his service as a director of the issuer, which will fully vest on the first anniversary of the date of grant. Mr. Marcus is a Partner of Crestview Advisors, L.L.C. and, in connection with the vesting of such shares, will assign all of his rights, title and interest in such shares to Crestview Advisors, L.L.C. Crestview Advisors, L.L.C. provides investment advisory and management services to certain of the reporting persons.  Each reporting person disclaims beneficial ownership of such securities.
 
Each reporting person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein.
 
Names of Joint Filers: (1) Crestview, L.L.C.
(2) Encore, LLC
(3) Crestview Partners (PF), L.P.
(4) Crestview Holdings (TE), L.P.
(5) Encore (ERISA), Ltd.
(6) Crestview Partners (ERISA), L.P.
(7) Crestview Offshore Holdings (Cayman), L.P.
(8) Crestview Partners, L.P.
(9) Encore II, LLC
 
 
 
 
 
 
(10) Crestview Partners II (FF), L.P.
(11) Crestview Partners II (TE), L.P.
(12) Crestview Offshore Holdings II (Cayman), L.P.
(13) Crestview Offshore Holdings II (FF Cayman), L.P.
(14) Crestview Offshore Holdings II (892 Cayman), L.P.
(15) Crestview Partners II, L.P.
 
Address of Joint Filers:
c/o Crestview, L.L.C.
 
667 Madison Avenue, 10th Floor
 
New York, NY 10065
     
 
Relationship of Joint Filers to Issuer:    Director and 10% Owner
 
Issuer Name and Ticker or Trading Symbol:    Charter Communications, Inc. (CHTR)
 
Date of Earliest Transaction Required
to be Reported (Month/Day/Year):   12/12/2012
 
Designated Filers:    (1) Crestview Partners GP, L.P. and (2) Crestview Partners II GP, L.P.
 
 
Signature:
 
Crestview, L.L.C.
    
By:
/s/ Ross A. Oliver
 
Name:
Ross A. Oliver
 
Title:
Senior Counsel & Chief Compliance Officer
     
Encore, LLC
    
By:
Crestview Partners, L.P., as member
By:
Crestview Partners GP, L.P, as general partner
By:
Crestview, L.L.C., as general partner
By:
/s/ Ross A. Oliver
 
Name:
Ross A. Oliver
 
Title:
Senior Counsel & Chief Compliance Officer
     
Crestview Partners, L.P.
Crestview Partners (PF), L.P.
Crestview Holdings (TE), L.P.
Crestview Partners (ERISA), L.P.
Crestview Offshore Holdings (Cayman), L.P.
By:
Crestview Partners GP, L.P, as general partner
 
 
 
 
 
By:
Crestview, L.L.C., as general partner
By:
/s/ Ross A. Oliver
 
Name:
Ross A. Oliver
 
Title:
Senior Counsel & Chief Compliance Officer
     
Crestview Partners GP, L.P.
  
By:
Crestview, L.L.C., as general partner
By:
/s/ Ross A. Oliver
 
Name:
Ross A. Oliver
 
Title:
Senior Counsel & Chief Compliance Officer
     
Encore (ERISA), Ltd.
  
By:
/s/ Ross A. Oliver
 
Name:
Ross A. Oliver
 
Title:
Director
     
Encore II, LLC
    
By:
Crestview Partners II, L.P., as member
By:
Crestview Partners II GP, L.P, as general partner
By:
Crestview, L.L.C., as general partner
By:
/s/ Ross A. Oliver
 
Name:
Ross A. Oliver
 
Title:
Senior Counsel & Chief Compliance Officer
     
Crestview Partners II, L.P.
Crestview Partners II (FF), L.P.
Crestview Partners II (TE), L.P.
Crestview Offshore Holdings II (Cayman), L.P.
Crestview Offshore Holdings II (FF Cayman), L.P.
Crestview Offshore Holdings II (892 Cayman), L.P.
By:
Crestview Partners II GP, L.P, as general partner
By:
Crestview, L.L.C., as general partner
By:
/s/ Ross A. Oliver
 
Name:
Ross A. Oliver
 
Title:
Senior Counsel & Chief Compliance Officer
     
Crestview Partners II GP, L.P.
By:
Crestview, L.L.C., as general partner
By:
/s/ Ross A. Oliver
 
Name:
Ross A. Oliver
 
Title:
Senior Counsel & Chief Compliance Officer
     
Date:
December 14, 2012