0001140361-12-039574.txt : 20120906 0001140361-12-039574.hdr.sgml : 20120906 20120906093738 ACCESSION NUMBER: 0001140361-12-039574 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120904 FILED AS OF DATE: 20120906 DATE AS OF CHANGE: 20120906 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Killion Theo CENTRAL INDEX KEY: 0001316267 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-04129 FILM NUMBER: 121075797 MAIL ADDRESS: STREET 1: C/O TOMMY HILFIGER U.S.A., INC. STREET 2: 25 W. 39TH STREET CITY: NEW YORK STATE: NY ZIP: 10018 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ZALE CORP CENTRAL INDEX KEY: 0000109156 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-JEWELRY STORES [5944] IRS NUMBER: 750675400 STATE OF INCORPORATION: DE FISCAL YEAR END: 0731 BUSINESS ADDRESS: STREET 1: 901 W WALNUT HILL LN STREET 2: MS 6B-3 CITY: IRVING STATE: TX ZIP: 75038 BUSINESS PHONE: 9725804000 MAIL ADDRESS: STREET 1: 901 WEST WALNUT HILL LANE STREET 2: MAIL STOP 6B-3 CITY: IRVING STATE: TX ZIP: 75038-1003 FORMER COMPANY: FORMER CONFORMED NAME: ZALE JEWELRY CO INC DATE OF NAME CHANGE: 19710510 4 1 doc1.xml FORM 4 X0306 4 2012-09-04 0 0000109156 ZALE CORP ZLC 0001316267 Killion Theo C/O ZALE CORPORATION 901 WEST WALNUT HILL LANE IRVING TX 75038 1 1 0 0 Chief Executive Officer Common Stock 2012-09-04 4 M 0 42900 5.79 A 169054 D Common Stock 2012-09-04 4 F 0 11348 5.79 D 157706 D Restricted Stock Units (Performance) 0 Common Stock 125000 125000 D Restricted Stock Units 0 2013-07-31 Common Stock 125000 125000 D Restricted Stock Units 0 2012-09-04 4 M 0 42900 0 D 2012-09-02 Common Stock 87100 87100 D Stock Options (right to buy) 3.95 2012-09-02 2021-09-02 Common Stock 200000 200000 D Stock Options (right to buy) 2 2011-09-23 2020-09-23 Common Stock 200000 200000 D Stock Options (right to buy) 2.37 2011-02-26 2020-02-26 Common Stock 100000 100000 D Stock Options (right to buy) 26.14 2009-09-16 2018-09-16 Common Stock 82000 82000 D Stock Options (right to buy) 15.69 2009-01-23 2018-01-23 Common Stock 100000 100000 D Reflects the issuance of 42,900 shares of Common Stock to the undersigned upon the vesting of restricted stock units as shown on Table 2 of this report. Reflects the withholding of 11,348 shares by the Company to satisfy tax obligations in connection with the vesting of 42,900 shares of restricted stock units. No shares were bought or sold in the open market. Performance-based restricted stock units granted under the Zale Corporation 2011 Omnibus Incentive Plan that vest as to 100% of the units if the Company satisfies a certain performance goal over any period of four consecutive fiscal quarters beginning on August 1, 2012 and ending on July 31, 2015. Upon vesting, the holder will be entitled to receive one share of common stock for each unit, unless the Board of Directors determines that payment shall be made in cash. Restricted stock units granted under Zale Corporation 2011 Omnibus Incentive Plan that vest as to 33% of the units on the first anniversary of the grant date, as to an additional 33% of the units on the second anniversary of the grant date and as to the remaining 34% of the units on the third anniversary of the grant date. Upon vesting, the holder will be entitled to receive one share of common stock for each unit, unless the Board of Directors determines that payment shall be made in cash. Restricted stock units granted under Zale Corporation 2003 Stock Incentive Plan that vest as to 33% of the units on the first anniversary of the grant date, as to an additional 33% of the units on the second anniversary of the grant date and as to the remaining 34% of the units on the third anniversary of the grant date. Upon vesting, the holder will be entitled to receive one share of common stock for each unit, unless the Board of Directors determines that payment shall be made in cash. This report reflects the vesting of 42,900 units. /s/ Theo Killion 2012-09-06