0001104659-17-048768.txt : 20170802
0001104659-17-048768.hdr.sgml : 20170802
20170802134049
ACCESSION NUMBER: 0001104659-17-048768
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170731
FILED AS OF DATE: 20170802
DATE AS OF CHANGE: 20170802
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Pietrzak John
CENTRAL INDEX KEY: 0001481798
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-26995
FILM NUMBER: 17999282
MAIL ADDRESS:
STREET 1: WEST COAST BANCORP
STREET 2: 5335 MEADOWS ROAD, SUITE 201
CITY: LAKE OSWEGO
STATE: OR
ZIP: 97035
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HCSB FINANCIAL CORP
CENTRAL INDEX KEY: 0001091491
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 571079444
STATE OF INCORPORATION: SC
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 5009 BROAD STREET
CITY: LORIS
STATE: SC
ZIP: 29569
BUSINESS PHONE: 8437566333
MAIL ADDRESS:
STREET 1: 5009 BROAD STREET
CITY: LORIS
STATE: SC
ZIP: 29569
4
1
a4.xml
4
X0306
4
2017-07-31
0
0001091491
HCSB FINANCIAL CORP
HCFB
0001481798
Pietrzak John
C/O CASTLE CREEK CAPITAL LLC
6051 EL TORDO, PO BOX 1329
RANCHO SANTA FE
CA
92067
1
0
0
0
Common Stock
2017-07-31
4
D
0
10000
D
0
D
Common Stock
2017-07-31
4
D
0
35968163
D
0
I
See Footnote
On July 31, 2017, pursuant to that certain Agreement and Plan of Merger, dated as of April 19, 2017 (the "Merger Agreement"), by and among United Community Banks, Inc. ("United") and HCSB Financial Corporation ("HCSB"), HCSB merged with and into United, with United surviving the merger (the "Merger"). Pursuant to the Merger Agreement, at the effective time of the Merger, each share of common stock, $0.01 par value, of HCSB issued and outstanding immediately prior to the effective time of the Merger (other than shares held by HCSB, United, or any of their respective wholly owned subsidiaries) was converted into the right to receive 0.0050 shares of United common stock, $1.00 par value per share (subject to the payment of cash in lieu of fractional shares) (the "Merger Consideration"). As a result of the Merger, John T. Pietrzak ("Mr. Pietrzak") no longer beneficially owns directly or indirectly any shares of HCSB common stock.
These securities were held directly by Castle Creek Capital Partners VI, LP ("Fund VI"). Mr. Pietrzak is a managing principal of Castle Creek Capital VI LLC, the sole general partner of Fund VI.
JOHN T. PIETRZAK, By: /s/ John T. Pietrzak, Name: John T. Pietrzak
2017-08-02