0001104659-21-121455.txt : 20210930 0001104659-21-121455.hdr.sgml : 20210930 20210930202820 ACCESSION NUMBER: 0001104659-21-121455 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210928 FILED AS OF DATE: 20210930 DATE AS OF CHANGE: 20210930 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LASKY MITCHELL CENTRAL INDEX KEY: 0001091435 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40817 FILM NUMBER: 211296468 MAIL ADDRESS: STREET 1: 2480 SAND HILL ROAD STREET 2: STE 200 CITY: MENLO PARK STATE: CA ZIP: 94025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GURLEY J WILLIAM CENTRAL INDEX KEY: 0001190191 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40817 FILM NUMBER: 211296470 MAIL ADDRESS: STREET 1: 2480 SAND HILL ROAD STREET 2: SUITE 200 CITY: MENLO PARK STATE: CA ZIP: 94025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SPURLOCK STEVEN M CENTRAL INDEX KEY: 0001190193 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40817 FILM NUMBER: 211296473 MAIL ADDRESS: STREET 1: 2480 SAND HILL ROAD STREET 2: SUITE 200 CITY: MENLO PARK STATE: CA ZIP: 94025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FENTON PETER H CENTRAL INDEX KEY: 0001219230 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40817 FILM NUMBER: 211296471 MAIL ADDRESS: STREET 1: 2480 SAND HILL ROAD STREET 2: SUITE 200 CITY: MENLO PARK STATE: CA ZIP: 94025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Cohler Matt CENTRAL INDEX KEY: 0001572685 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40817 FILM NUMBER: 211296472 MAIL ADDRESS: STREET 1: 2480 SAND HILL ROAD, SUITE 200 CITY: MENLO PARK STATE: CA ZIP: 94025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Puttagunta Chetan CENTRAL INDEX KEY: 0001695859 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40817 FILM NUMBER: 211296467 MAIL ADDRESS: STREET 1: 2855 SAND HILL ROAD CITY: MENLO PARK STATE: CA ZIP: 94025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Tavel Sarah E CENTRAL INDEX KEY: 0001774645 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40817 FILM NUMBER: 211296466 MAIL ADDRESS: STREET 1: 2965 WOODSIDE ROAD CITY: WOODSIDE STATE: CA ZIP: 94062 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hu An-Yen CENTRAL INDEX KEY: 0001825956 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40817 FILM NUMBER: 211296469 MAIL ADDRESS: STREET 1: 2965 WOODSIDE ROAD CITY: WOODSIDE STATE: CA ZIP: 94062 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Amplitude, Inc. CENTRAL INDEX KEY: 0001866692 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 201 THIRD STREET, SUITE 200 CITY: SAN FRANCISCO STATE: CA ZIP: 94103 BUSINESS PHONE: 510 473-5668 MAIL ADDRESS: STREET 1: 201 THIRD STREET, SUITE 200 CITY: SAN FRANCISCO STATE: CA ZIP: 94103 4 1 tm2128971-3_4seq1.xml OWNERSHIP DOCUMENT X0306 4 2021-09-28 0 0001866692 Amplitude, Inc. AMPL 0001190193 SPURLOCK STEVEN M 2965 WOODSIDE ROAD WOODSIDE CA 94062 0 0 1 0 0001572685 Cohler Matt 2965 WOODSIDE ROAD WOODSIDE CA 94062 0 0 1 0 0001219230 FENTON PETER H 2965 WOODSIDE ROAD WOODSIDE CA 94062 0 0 1 0 0001190191 GURLEY J WILLIAM 2965 WOODSIDE ROAD WOODSIDE CA 94062 0 0 1 0 0001825956 Hu An-Yen 2965 WOODSIDE ROAD WOODSIDE CA 94062 0 0 1 0 0001091435 LASKY MITCHELL 2965 WOODSIDE ROAD WOODSIDE CA 94062 0 0 1 0 0001695859 Puttagunta Chetan 2965 WOODSIDE ROAD WOODSIDE CA 94062 1 0 0 0 0001774645 Tavel Sarah E 2965 WOODSIDE ROAD WOODSIDE CA 94062 0 0 1 0 Class A Common Stock 2021-09-28 4 S 0 600000 50.00 D 926430 I See footnote Class A Common Stock 2021-09-28 4 S 0 200000 53.2763 D 726430 I See footnote Class A Common Stock 2021-09-28 4 S 0 200000 54.2026 D 526430 I See footnote Class A Common Stock 2021-09-28 4 C 0 1473570 0 A 2000000 I See footnote Class A Common Stock 2021-09-28 4 J 0 2000000 0 D 0 I See footnote Class A Common Stock 2021-09-28 4 J 0 32898 0 A 32898 I See footnote Class A Common Stock 2021-09-29 4 S 0 126 52.2380 D 32772 I See footnote Class A Common Stock 2021-09-29 4 S 0 581 53.2410 D 32191 I See footnote Class A Common Stock 2021-09-29 4 S 0 912 54.2812 D 31279 I See footnote Class A Common Stock 2021-09-28 4 J 0 115499 0 A 115499 I See footnote Class A Common Stock 2021-09-28 4 J 0 79808 0 A 79808 I See footnote Class A Common Stock 2021-09-29 4 S 0 257 52.2380 D 79551 I See footnote Class A Common Stock 2021-09-29 4 S 0 1193 53.2410 D 78358 I See footnote Class A Common Stock 2021-09-29 4 S 0 1869 54.2812 D 76489 I See footnote Class A Common Stock 2021-09-28 4 J 0 3940 0 A 3940 I See footnote Class A Common Stock 2021-09-28 4 J 0 99150 0 A 99150 I See footnote Class A Common Stock 2021-09-28 4 J 0 7880 0 A 7880 I See footnote Class A Common Stock 2021-09-28 4 J 0 95210 0 A 95210 I See footnote Class A Common Stock 2021-09-28 4 J 0 55650 0 A 55650 I See footnote Class A Common Stock 2021-09-29 4 S 0 279 52.2380 D 55371 I See footnote Class A Common Stock 2021-09-29 4 S 0 1293 53.2410 D 54078 I See footnote Class A Common Stock 2021-09-29 4 S 0 2027 54.2812 D 52051 I See footnote Class A Common Stock 2021-09-28 4 J 0 696 0 A 696 I See footnote Class A Common Stock 2021-09-28 4 J 0 12497 0 A 12497 I See footnote Class A Common Stock 2021-09-29 4 S 0 63 52.2380 D 12434 I See footnote Class A Common Stock 2021-09-29 4 S 0 291 53.2410 D 12143 I See footnote Class A Common Stock 2021-09-29 4 S 0 455 54.2812 D 11688 I See footnote Class B Common Stock 2021-09-28 4 C 0 1473570 0 D Class A Common Stock 1473570 12264298 I See footnote Shares are held directly by Benchmark Capital Partners VIII, L.P. ("BCP VIII") for itself and as nominee for Benchmark Founders' Fund VIII, L.P. ("BFF VIII") and Benchmark Founders' Fund VIII-B, L.P. ("BFF VIII-B"). Benchmark Capital Management Co. VIII, L.L.C. ("BCMC VIII"), the general partner of BCP VIII, BFF VIII and BFF VIII-B, may be deemed to have sole voting and dispositive power over the securities. Eric Vishria, a member of the Issuer's board of directors, Matthew R. Cohler, Peter H. Fenton, J. William Gurley, An-Yen Hu, Mitchell H. Lasky, Chetan Puttagunta, Steven M. Spurlock and Sarah E. Tavel are the managing members of BCMC VIII, and each of them may be deemed to share voting and dispositive power over the securities held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of the securities, except to the extent of such person's or entity's pecuniary interest in such securities. Represents the weighted-average sale price per share of a series of transactions, all of which were executed on September 28, 2021. The actual sale prices ranged from a low of $53 to a high of $53.85, inclusive. Each Reporting Person undertakes to provide upon request of the SEC Staff, Amplitude, Inc. or any security holder of Amplitude, Inc. full information regarding the number of shares sold at each price within the range. The amount reflected has been rounded to 4 decimal points. Represents the weighted-average sale price per share of a series of transactions, all of which were executed on September 28, 2021. The actual sale prices ranged from a low of $54.01 to a high of $54.68, inclusive. Each Reporting Person undertakes to provide upon request of the SEC Staff, Amplitude, Inc. or any security holder of Amplitude, Inc. full information regarding the number of shares sold at each price within the range. The amount reflected has been rounded to 4 decimal points. Conversion of a derivative security in accordance of its terms. Represents a pro-rata, in-kind distribution by BCP VIII and its affiliated funds, not for additional consideration, to BCMC VIII and its respective members and assignees. Shares are held by Steven M. Spurlock's family partnership. Represents the weighted-average sale price per share of a series of transactions, all of which were executed on September 29, 2021. The actual sale prices ranged from a low of $51.81 to a high of $52.57, inclusive. Each Reporting Person undertakes to provide upon request of the SEC Staff, Amplitude, Inc. or any security holder of Amplitude, Inc. full information regarding the number of shares sold at each price within the range. The amount reflected has been rounded to 4 decimal points. Represents the weighted-average sale price per share of a series of transactions, all of which were executed on September 29, 2021. The actual sale prices ranged from a low of $52.85 to a high of $53.8, inclusive. Each Reporting Person undertakes to provide upon request of the SEC Staff, Amplitude, Inc. or any security holder of Amplitude, Inc. full information regarding the number of shares sold at each price within the range. The amount reflected has been rounded to 4 decimal points. Represents the weighted-average sale price per share of a series of transactions, all of which were executed on September 29, 2021. The actual sale prices ranged from a low of $53.875 to a high of $54.67, inclusive. Each Reporting Person undertakes to provide upon request of the SEC Staff, Amplitude, Inc. or any security holder of Amplitude, Inc. full information regarding the number of shares sold at each price within the range. The amount reflected has been rounded to 4 decimal points. Shares are held by Matthew R. Cohler's trust entity. Shares are held by Peter H. Fenton's trust entities. Shares are held by Mitchell H. Lasky's family partnership. Shares are held by Mitchell H. Lasky's trust entity. Shares are held by J. William Gurley's family partnerships. Shares are held by J. William Gurley's trust entity Shares are held by Sarah Tavel. Shares held by An-Yen Hu's trust entity. Shares held by Chetan Puttagunta's trust entity. The Class B Common Stock is convertible at any time at the option of the holder into the Issuer's Class A Common Stock on a one-to-one basis. The Class B Common Stock will convert automatically into shares of the Issuer's Class A Common Stock on a one-to-one basis upon the earlier of (a) any transfer of the Class B Common Stock by the holder, whether or not for value, subject to certain exceptions or (b) the date that is six months following the date on which none of the Issuer's founders is an employee or director of the Issuer (unless a founder has rejoined the Issuer during such six-month period). This report is one of three reports, each on a separate Form 4, but relating to the same holdings being filed by entities affiliated with Benchmark and their applicable members. /s/ An-Yen Hu, by power of attorney for Steven M. Spurlock 2021-09-30 /s/ An-Yen Hu, by power of attorney for Matthew R. Cohler 2021-09-30 /s/ An-Yen Hu, by power of attorney for Peter H. Fenton 2021-09-30 /s/ An-Yen Hu, by power of attorney for J. William Gurley 2021-09-30 /s/ An-Yen Hu 2021-09-30 s/ An-Yen Hu, by power of attorney for Mitchell H. Lasky 2021-09-30 s/ An-Yen Hu, by power of attorney for Chetan Puttagunta 2021-09-30 s/ An-Yen Hu, by power of attorney for Sarah E. Tavel 2021-09-30