0001104659-21-121455.txt : 20210930
0001104659-21-121455.hdr.sgml : 20210930
20210930202820
ACCESSION NUMBER: 0001104659-21-121455
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210928
FILED AS OF DATE: 20210930
DATE AS OF CHANGE: 20210930
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: LASKY MITCHELL
CENTRAL INDEX KEY: 0001091435
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0331
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40817
FILM NUMBER: 211296468
MAIL ADDRESS:
STREET 1: 2480 SAND HILL ROAD
STREET 2: STE 200
CITY: MENLO PARK
STATE: CA
ZIP: 94025
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: GURLEY J WILLIAM
CENTRAL INDEX KEY: 0001190191
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40817
FILM NUMBER: 211296470
MAIL ADDRESS:
STREET 1: 2480 SAND HILL ROAD
STREET 2: SUITE 200
CITY: MENLO PARK
STATE: CA
ZIP: 94025
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SPURLOCK STEVEN M
CENTRAL INDEX KEY: 0001190193
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40817
FILM NUMBER: 211296473
MAIL ADDRESS:
STREET 1: 2480 SAND HILL ROAD
STREET 2: SUITE 200
CITY: MENLO PARK
STATE: CA
ZIP: 94025
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: FENTON PETER H
CENTRAL INDEX KEY: 0001219230
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40817
FILM NUMBER: 211296471
MAIL ADDRESS:
STREET 1: 2480 SAND HILL ROAD
STREET 2: SUITE 200
CITY: MENLO PARK
STATE: CA
ZIP: 94025
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Cohler Matt
CENTRAL INDEX KEY: 0001572685
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40817
FILM NUMBER: 211296472
MAIL ADDRESS:
STREET 1: 2480 SAND HILL ROAD, SUITE 200
CITY: MENLO PARK
STATE: CA
ZIP: 94025
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Puttagunta Chetan
CENTRAL INDEX KEY: 0001695859
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40817
FILM NUMBER: 211296467
MAIL ADDRESS:
STREET 1: 2855 SAND HILL ROAD
CITY: MENLO PARK
STATE: CA
ZIP: 94025
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Tavel Sarah E
CENTRAL INDEX KEY: 0001774645
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40817
FILM NUMBER: 211296466
MAIL ADDRESS:
STREET 1: 2965 WOODSIDE ROAD
CITY: WOODSIDE
STATE: CA
ZIP: 94062
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Hu An-Yen
CENTRAL INDEX KEY: 0001825956
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40817
FILM NUMBER: 211296469
MAIL ADDRESS:
STREET 1: 2965 WOODSIDE ROAD
CITY: WOODSIDE
STATE: CA
ZIP: 94062
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Amplitude, Inc.
CENTRAL INDEX KEY: 0001866692
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 201 THIRD STREET, SUITE 200
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94103
BUSINESS PHONE: 510 473-5668
MAIL ADDRESS:
STREET 1: 201 THIRD STREET, SUITE 200
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94103
4
1
tm2128971-3_4seq1.xml
OWNERSHIP DOCUMENT
X0306
4
2021-09-28
0
0001866692
Amplitude, Inc.
AMPL
0001190193
SPURLOCK STEVEN M
2965 WOODSIDE ROAD
WOODSIDE
CA
94062
0
0
1
0
0001572685
Cohler Matt
2965 WOODSIDE ROAD
WOODSIDE
CA
94062
0
0
1
0
0001219230
FENTON PETER H
2965 WOODSIDE ROAD
WOODSIDE
CA
94062
0
0
1
0
0001190191
GURLEY J WILLIAM
2965 WOODSIDE ROAD
WOODSIDE
CA
94062
0
0
1
0
0001825956
Hu An-Yen
2965 WOODSIDE ROAD
WOODSIDE
CA
94062
0
0
1
0
0001091435
LASKY MITCHELL
2965 WOODSIDE ROAD
WOODSIDE
CA
94062
0
0
1
0
0001695859
Puttagunta Chetan
2965 WOODSIDE ROAD
WOODSIDE
CA
94062
1
0
0
0
0001774645
Tavel Sarah E
2965 WOODSIDE ROAD
WOODSIDE
CA
94062
0
0
1
0
Class A Common Stock
2021-09-28
4
S
0
600000
50.00
D
926430
I
See footnote
Class A Common Stock
2021-09-28
4
S
0
200000
53.2763
D
726430
I
See footnote
Class A Common Stock
2021-09-28
4
S
0
200000
54.2026
D
526430
I
See footnote
Class A Common Stock
2021-09-28
4
C
0
1473570
0
A
2000000
I
See footnote
Class A Common Stock
2021-09-28
4
J
0
2000000
0
D
0
I
See footnote
Class A Common Stock
2021-09-28
4
J
0
32898
0
A
32898
I
See footnote
Class A Common Stock
2021-09-29
4
S
0
126
52.2380
D
32772
I
See footnote
Class A Common Stock
2021-09-29
4
S
0
581
53.2410
D
32191
I
See footnote
Class A Common Stock
2021-09-29
4
S
0
912
54.2812
D
31279
I
See footnote
Class A Common Stock
2021-09-28
4
J
0
115499
0
A
115499
I
See footnote
Class A Common Stock
2021-09-28
4
J
0
79808
0
A
79808
I
See footnote
Class A Common Stock
2021-09-29
4
S
0
257
52.2380
D
79551
I
See footnote
Class A Common Stock
2021-09-29
4
S
0
1193
53.2410
D
78358
I
See footnote
Class A Common Stock
2021-09-29
4
S
0
1869
54.2812
D
76489
I
See footnote
Class A Common Stock
2021-09-28
4
J
0
3940
0
A
3940
I
See footnote
Class A Common Stock
2021-09-28
4
J
0
99150
0
A
99150
I
See footnote
Class A Common Stock
2021-09-28
4
J
0
7880
0
A
7880
I
See footnote
Class A Common Stock
2021-09-28
4
J
0
95210
0
A
95210
I
See footnote
Class A Common Stock
2021-09-28
4
J
0
55650
0
A
55650
I
See footnote
Class A Common Stock
2021-09-29
4
S
0
279
52.2380
D
55371
I
See footnote
Class A Common Stock
2021-09-29
4
S
0
1293
53.2410
D
54078
I
See footnote
Class A Common Stock
2021-09-29
4
S
0
2027
54.2812
D
52051
I
See footnote
Class A Common Stock
2021-09-28
4
J
0
696
0
A
696
I
See footnote
Class A Common Stock
2021-09-28
4
J
0
12497
0
A
12497
I
See footnote
Class A Common Stock
2021-09-29
4
S
0
63
52.2380
D
12434
I
See footnote
Class A Common Stock
2021-09-29
4
S
0
291
53.2410
D
12143
I
See footnote
Class A Common Stock
2021-09-29
4
S
0
455
54.2812
D
11688
I
See footnote
Class B Common Stock
2021-09-28
4
C
0
1473570
0
D
Class A Common Stock
1473570
12264298
I
See footnote
Shares are held directly by Benchmark Capital Partners VIII, L.P. ("BCP VIII") for itself and as nominee for Benchmark Founders' Fund VIII, L.P. ("BFF VIII") and Benchmark Founders' Fund VIII-B, L.P. ("BFF VIII-B"). Benchmark Capital Management Co. VIII, L.L.C. ("BCMC VIII"), the general partner of BCP VIII, BFF VIII and BFF VIII-B, may be deemed to have sole voting and dispositive power over the securities. Eric Vishria, a member of the Issuer's board of directors, Matthew R. Cohler, Peter H. Fenton, J. William Gurley, An-Yen Hu, Mitchell H. Lasky, Chetan Puttagunta, Steven M. Spurlock and Sarah E. Tavel are the managing members of BCMC VIII, and each of them may be deemed to share voting and dispositive power over the securities held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of the securities, except to the extent of such person's or entity's pecuniary interest in such securities.
Represents the weighted-average sale price per share of a series of transactions, all of which were executed on September 28, 2021. The actual sale prices ranged from a low of $53 to a high of $53.85, inclusive. Each Reporting Person undertakes to provide upon request of the SEC Staff, Amplitude, Inc. or any security holder of Amplitude, Inc. full information regarding the number of shares sold at each price within the range. The amount reflected has been rounded to 4 decimal points.
Represents the weighted-average sale price per share of a series of transactions, all of which were executed on September 28, 2021. The actual sale prices ranged from a low of $54.01 to a high of $54.68, inclusive. Each Reporting Person undertakes to provide upon request of the SEC Staff, Amplitude, Inc. or any security holder of Amplitude, Inc. full information regarding the number of shares sold at each price within the range. The amount reflected has been rounded to 4 decimal points.
Conversion of a derivative security in accordance of its terms.
Represents a pro-rata, in-kind distribution by BCP VIII and its affiliated funds, not for additional consideration, to BCMC VIII and its respective members and assignees.
Shares are held by Steven M. Spurlock's family partnership.
Represents the weighted-average sale price per share of a series of transactions, all of which were executed on September 29, 2021. The actual sale prices ranged from a low of $51.81 to a high of $52.57, inclusive. Each Reporting Person undertakes to provide upon request of the SEC Staff, Amplitude, Inc. or any security holder of Amplitude, Inc. full information regarding the number of shares sold at each price within the range. The amount reflected has been rounded to 4 decimal points.
Represents the weighted-average sale price per share of a series of transactions, all of which were executed on September 29, 2021. The actual sale prices ranged from a low of $52.85 to a high of $53.8, inclusive. Each Reporting Person undertakes to provide upon request of the SEC Staff, Amplitude, Inc. or any security holder of Amplitude, Inc. full information regarding the number of shares sold at each price within the range. The amount reflected has been rounded to 4 decimal points.
Represents the weighted-average sale price per share of a series of transactions, all of which were executed on September 29, 2021. The actual sale prices ranged from a low of $53.875 to a high of $54.67, inclusive. Each Reporting Person undertakes to provide upon request of the SEC Staff, Amplitude, Inc. or any security holder of Amplitude, Inc. full information regarding the number of shares sold at each price within the range. The amount reflected has been rounded to 4 decimal points.
Shares are held by Matthew R. Cohler's trust entity.
Shares are held by Peter H. Fenton's trust entities.
Shares are held by Mitchell H. Lasky's family partnership.
Shares are held by Mitchell H. Lasky's trust entity.
Shares are held by J. William Gurley's family partnerships.
Shares are held by J. William Gurley's trust entity
Shares are held by Sarah Tavel.
Shares held by An-Yen Hu's trust entity.
Shares held by Chetan Puttagunta's trust entity.
The Class B Common Stock is convertible at any time at the option of the holder into the Issuer's Class A Common Stock on a one-to-one basis. The Class B Common Stock will convert automatically into shares of the Issuer's Class A Common Stock on a one-to-one basis upon the earlier of (a) any transfer of the Class B Common Stock by the holder, whether or not for value, subject to certain exceptions or (b) the date that is six months following the date on which none of the Issuer's founders is an employee or director of the Issuer (unless a founder has rejoined the Issuer during such six-month period).
This report is one of three reports, each on a separate Form 4, but relating to the same holdings being filed by entities affiliated with Benchmark and their applicable members.
/s/ An-Yen Hu, by power of attorney for Steven M. Spurlock
2021-09-30
/s/ An-Yen Hu, by power of attorney for Matthew R. Cohler
2021-09-30
/s/ An-Yen Hu, by power of attorney for Peter H. Fenton
2021-09-30
/s/ An-Yen Hu, by power of attorney for J. William Gurley
2021-09-30
/s/ An-Yen Hu
2021-09-30
s/ An-Yen Hu, by power of attorney for Mitchell H. Lasky
2021-09-30
s/ An-Yen Hu, by power of attorney for Chetan Puttagunta
2021-09-30
s/ An-Yen Hu, by power of attorney for Sarah E. Tavel
2021-09-30