0001179110-17-002318.txt : 20170213 0001179110-17-002318.hdr.sgml : 20170213 20170213204553 ACCESSION NUMBER: 0001179110-17-002318 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170209 FILED AS OF DATE: 20170213 DATE AS OF CHANGE: 20170213 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Guidance Software, Inc. CENTRAL INDEX KEY: 0001375557 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 954661210 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1055 EAST COLORADO BOULEVARD CITY: PASADENA STATE: CA ZIP: 91101-2375 BUSINESS PHONE: 626-229-9191 MAIL ADDRESS: STREET 1: 1055 EAST COLORADO BOULEVARD CITY: PASADENA STATE: CA ZIP: 91101-2375 FORMER COMPANY: FORMER CONFORMED NAME: United Online, Inc. DATE OF NAME CHANGE: 20150812 FORMER COMPANY: FORMER CONFORMED NAME: Guidance Software, Inc. DATE OF NAME CHANGE: 20060914 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PLAGA BARRY J CENTRAL INDEX KEY: 0001091426 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33197 FILM NUMBER: 17601938 MAIL ADDRESS: STREET 1: 800 E. ROYAL OAKS DR. CITY: MONROVIA STATE: CA ZIP: 91016-3633 4 1 edgar.xml FORM 4 - X0306 4 2017-02-09 0 0001375557 Guidance Software, Inc. GUID 0001091426 PLAGA BARRY J 1055 COLORADO BLVD. PASADENA CA 91106 0 1 0 0 CFO and COO Common Stock 2017-02-09 4 A 0 252128 0 A 655454 D Common Stock 2017-02-13 4 S 0 6136 6.792 D 649318 D On March 18, 2016 the reporting person was granted a target number of performance-vesting restricted stock shares, with the payout ranging from 0 to 200% of target based on the Company's core product revenue. On February 9, 2017, the Compensation Committee of the Issuer certified the applicable payout, resulting in 126,064 of the shares vesting, and an additional grant of 126,064 shares of restricted Common Stock which shall vest provided the reporting person remains an employee of the Company through December 31, 2017. Represents a sale, pursuant to a Section 10b5-1 Plan, to cover tax withholding obligations upon vesting of certain restricted shares of common stock that were granted under the Company's 2004 Second Amended and Restated Equity Incentive Plan, which grant was exempt from Section 16b. /s/ Barry J. Plaga 2017-02-13