EX-1.01 2 a-ex1_01.htm EX-1.01 EX-1.01

 

EXHIBIT 1.01

 

AGILENT TECHNOLOGIES, INC.

Conflict Minerals Report

For the Year Ended December 31, 2022

 

This Conflict Minerals Report (the “Report”) of Agilent Technologies, Inc. (“Agilent,” the “Company,” “we,” “us,” or “our”) is provided in accordance with Rule 13p-1 under the Securities Exchange Act of 1934 (the “Rule”) for the reporting period from January 1, 2022, to December 31, 2022 (“Reporting Year”). The report covers all Agilent majority-owned subsidiaries and variable interest entities that are subject to the Rule.

The Rule imposes certain due diligence and reporting obligations on U.S. Securities and Exchange Commission (“SEC”) registrants whose manufactured products (including products contracted to be made for each registrant) contain “conflict minerals” necessary to the functionality or production of those products. The Rule defines “conflict minerals” to include cassiterite, columbite-tantalite, gold, wolframite and their derivatives limited to tin, tantalum, tungsten, and gold (collectively referred to as “3TGs”) regardless of their country of origin or whether they are used to finance or benefit armed groups.

Company Overview

Agilent is a leader in life sciences, diagnostics and applied chemical markets. Our company provides laboratories worldwide with instruments, services, consumables, applications, and expertise.

Our products that could contain conflict minerals are: liquid chromatography systems; liquid chromatography mass spectrometry systems; gas chromatography systems; gas chromatography mass spectrometry systems; inductively coupled plasma mass spectrometry instruments; atomic absorption instruments; microwave plasma-atomic emission spectrometry instruments; inductively coupled plasma optical emission spectrometry instruments; bioanalytical Instruments, microarray equipment, raman spectrometers and autostainer, laboratory automation and robotic systems; vacuum pumps and measurement technologies.

Summary of Agilent’s Commitment to Responsible Sourcing

Agilent’s mission is to advance the quality of life and improve the human condition. To support our mission, we are committed to sourcing components and materials from organizations that share our values around human rights, ethics, and environmental responsibility. Agilent’s Conflict Minerals Policy supports the goal of ending violence, human rights violations and environmental devastation in the Covered Countries. To ensure that these messages are easily accessible, Agilent maintains its 2021 ESG Report on its website. Supplier requirements are defined in the Agilent Supplier Code of Conduct.

 

 

 

Applicability

Agilent conducted reasonable due diligence regarding the source and chain of custody of the conflict minerals in our products. Based on these efforts, we have reason to believe that some of the conflict minerals present in our supply chain may have originated in the Democratic Republic of the Congo (“DRC”) or adjoining countries (collectively the “Covered Countries”). We are unable to determine with assurance the origin of the conflict minerals in our products at this time and therefore cannot exclude the possibility that some conflict minerals may have originated in the DRC or Covered Countries. For this reason, we are required under the Rule to submit this Conflict Minerals Report (CMR) as an exhibit to Agilent’s Form SD.

Reasonable Country Of Origin Inquiry (RCOI)

Agilent requires that all suppliers abide by the directives in Agilent’s Supplier Code of Conduct. We expect that these obligations will cascade through our supply chain and that our direct suppliers will extend the same obligations on their suppliers to survey their suppliers.

Agilent typically does not purchase Conflict Minerals directly from mines, smelters or refiners. Agilent’s supply chain is extensive and complex with many layers of suppliers positioned between us and 3TG raw material smelters or refiners (also known as “SORs.”).

For reporting purposes, we require our relevant direct suppliers to complete the Conflict Minerals Reporting Template (CMRT) designed by the RMI. Suppliers are instructed to upload their CMRT to a specific website but if they are unable to do so, they are then requested to submit their completed CMRT to Agilent via email.

We then compare each supplier’s CMRT Smelter List with the database made available to all by the Responsible Minerals Initiative (‘RMI’), The RMI database categorizes smelters as either Conformant with the RMI’s Responsible Minerals Assurance Process (‘RMAP’) or actively working towards achieving conformance. Smelters that are in neither of these two categories are referred to as Not Conformant.

Design of Due Diligence

Our Due Diligence measures have been designed to conform in all material respects, with the 5-step framework described in the Organisation for Economic Co-operation and Development Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas, Third Edition, 2016 (“OECD Guidance”) and the related supplements for 3TG.

The OECD Guidance provides a framework for detailed due diligence to support responsible global supply chain management of minerals and is currently the only internationally recognized framework for raw material due diligence.

The OECD Guidance (including its Supplements) applies to each of the 3TGs and to Agilent as a “downstream company.”

 

For the reporting year of 2022, we evaluated 252 Suppliers representing 85 percent of our direct material purchases and identified 85 of those whose products could possibly contain 3TG. We had a 94 percent response rate from our in-scope suppliers and accepted 40 CMRTs.

 

All RMI smelter information used in this report was downloaded from the RMI website on January 3, 2023.

 

Due Diligence Framework

In accordance with the Rule, Agilent carried out a Reasonable Country of Origin Inquiry (RCOI) and Due Diligence process to determine the origin of 3TG metals used in its in-scope products.

 

Agilent has taken the following measures to exercise due diligence on the source and chain of custody of Conflict Minerals in its products for this reporting period.

 

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OECD Step 1: Establish Strong Company Management Systems

Agilent has implemented programs that are in conformance with Step 1 of the OECD Framework.

Responsible Sourcing Policies

•
Established and communicated its Responsible Minerals Sourcing Policy that applies to all direct materials suppliers.
•
Established and communicated Agilent’s Supplier Code of Conduct which includes the requirement to maintain compliance with Section 1502 of the Dodd-Frank Wall Street Reform and Consumer Protection Act and applies to all suppliers.

Structured Internal Management to Support Supply Chain Due Diligence

•
Established a cross-functional, working-level team to oversee Agilent’s Responsible Minerals Sourcing Program. The working team includes members of Agilent’s Legal and Global Supply Chain organizations.
•
The Vice President, Global Chief Compliance Officer, was accountable for the policy in 2022.Executive management is briefed on an annual basis about the results of Agilent’s due diligence efforts before reviewing potential opportunities to improve it and mitigate risk.

 

Established a System of Controls and Transparency Over the Mineral Supply Chain

•
Agilent has established a process to identify in-scope suppliers.
•
Agilent uses Standards of Business Conduct, which outlines expected behaviors for all Agilent employees and contractors and Agilent’s Supplier Code of Conduct.
•
Agilent requires direct materials suppliers to report on their source and use of conflict minerals using the RMI Conflict Minerals Reporting Template (CMRT).

Strengthened Engagement with Suppliers

•
Communications with our suppliers reflects Agilent’s values.
•
Agilent’s Responsible Minerals Program Manager has an open-door policy for all suppliers and offered support to suppliers who lacked the knowledge necessary to provide Agilent with a correctly researched and generated CMRT.
•
Agilent’s Supplier Relationship Owners (SROs) responsible for purchasing products from our suppliers worked directly with their accounts. If their account’s products contained 3TGs, the SROs were directed to obtain a correctly prepared CMRT. If an account’s products sourced by Agilent did not contain 3TGs, the SRO was required to instruct their supplier account manager to verify this status using the Agilent Supplier Conflict Minerals Reporting Portal. The supplier account manager would go to portal and answer “I am declaring that the products Agilent sources from my company do not contain 3TG.”
•
Agilent conducted a remediation outreach to suppliers whose most recent CMRT identified US-sanctioned, Russian-located or high-risk, non-conformant smelters. The objective of this outreach was to demonstrate Agilent’s commitment to removing objectionable smelters from our supply chains and our willingness to work with our current suppliers to achieve this objective. We initiated this remediation outreach program in July 2022 and for several suppliers it continues to be an on-going process.

 

Provided a Company-level Grievance Mechanism

•
Agilent is committed to providing an anonymous grievance reporting mechanism for our employees, suppliers and other stakeholders who may be impacted by our operations.
•
We have put in place multiple mechanisms whereby employees and suppliers can report violations of Agilent’s policies, including a global reporting hotline.

OECD Step 2: Identify and Assess Risks in the Supply Chain

We use the RMI List of All Operational 3TG Smelters, the RMI Smelter Revision History List, The RMI List of Conformant Smelters and the RMI List of Active Smelters as reference authorities for identifying risk in our supply chain. These online tools are critical inputs to help us identify risk in our supply chain.

Agilent relies on the RMI to determine if smelters and refiners reported by our suppliers are Conformant with Responsible Minerals Assurance Program (RMAP) Conflict-Free management sourcing standards. These audit

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standards have been developed by the RMI to assess if smelters or refiners have management systems in place to support responsible sourcing practices.

Agilent took the following steps to identify and assess supplier conflict mineral sourcing risk during this reporting year:

 

•
When Agilent learned in the first quarter of 2022 that the RMI was in the process of removing all Russian-based smelters from both the Conformant and Active categories, we communicated this information to the SROs in order that they could take action.
•
From mid-November 2022 through March 2023 Agilent’s Supplier Relationship Owners sent emails to these in-scope suppliers explaining the importance to Agilent of correctly surveying our supplier base and requesting that they provide us with their accurately prepared CMRT.
•
Our supplier survey followed OECD Guidance as tailored for Agilent’s role as a downstream company. The CMRT form includes questions regarding the supplier’s raw material due diligence policies and procedures, its practices for engaging with its upstream suppliers, SORs from which its 3TGs were sourced, and the origins of 3TGs contained in its acquired products.
•
Agilent reviewed all supplier CMRT submissions to validate their accuracy and to identify red flags or errors. If issues were identified, a follow-up due diligence email was sent to the supplier requesting assistance on understanding the problem.

Agilent compared the smelters listed by our Suppliers in their CMRT Smelter List with the RMI’s List of All Operational 3TG Smelters as of January 3, 2022.

 

•
CMRTs with smelters found to not be included in the RMI All Operational 3TG Smelter list were returned to the supplier for corrections.
•
Suppliers whose CMRT Smelter List contained smelters that could not possibly have been the source of metals in products sourced by Agilent were rejected.
•
Agilent accepted 40 supplier CMRTs that were used as the basis for generating Agilent’s updated CMRT Version 6.22. The majority of the responses received provided data at a company or division level. In some cases, based on CMRT responses, we were unable to determine the specific smelters or refiners used for components, material or assemblies supplied to us. Therefore, we are unable to determine whether the conflict minerals reportedly in use by the suppliers were contained in components, parts or assemblies supplied to us.
•
Areas that were at risk were the following:
•
Suppliers that did not respond to our request for their CMRT.
•
Suppliers that did not submit a CMRT but instead provided a declaration letter stating that their products were conflict free.
•
CMRTs that were out of date as indicated by an effective date older than 15 months.
•
Suppliers who provided inconsistent answers.
•
Suppliers who declared that there were 3TGs in their products but did not provide a smelter list or provided an incomplete list.

 

A due diligence letter was sent to these suppliers requesting them to remediate the problems and re-submit an updated CMRT.

 

Annex 1 to this report lists known smelters who are RMI RMAP conformant and who were included in the CMRTs submitted by our suppliers.

Annex 2 lists smelters reported by our suppliers who are actively working towards achieving conformance with the RMAP standard,

Annex 3 lists smelters who refuse to participate in the RMI RMAP program. These smelters are Not Conformant with the RMI RMAP standard and are not taking any actions to become RMAP conformant.

 

Step 3 Design and Implement a Strategy to Respond to Identified Risks

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Our strategy to respond to identified risks includes a range of measures that form part of our due diligence process. Measures taken by Agilent to design and implement a strategy to respond to identified risks as part the company’s due diligence process include:

•
Reviewing supplier responses to the CMRT and following-up with suppliers to request clarification or more complete responses, where necessary.
•
Mapping suppliers against the smelters that they reported in their CMRT to identify what suppliers must remove non-conformant smelters from our supply chain. If in-scope suppliers identifies Smelters within our supply chain that are RMAP Non-conformant, we asked them to encourage these Smelters to participate in the RMAP process.

 

Step 4: Carry Out Independent Third-Party Audit of Smelter Due Diligence Practices

We rely on the RMI to determine if smelters and refiners reported by our suppliers are Conformant with the RMI RMAP responsible conflict-free management sourcing standards.

 

Step 5: Report Annually on Supply Chain Due Diligence

Agilent complies with this step through this report filing and its related Form SD to the SEC and making it publicly available on the SEC website.

 

DETERMINATION

As we do not directly purchase raw minerals, ores or 3TG metals, we rely on our direct suppliers to gather information about Smelters in our supply chain.

We received CMRT responses for the year ended December 31, 2022, from 40 in-scope suppliers. All RMI reference data and supplier information were based on data received as of January 3, 2023. Based on supplier responses for the year ended December 31, 2022, we have identified 284 Smelters that are on the RMI list of known Smelters.

•
224 (78%) are RMAP Conformant
•
13 (5%) are RMI Active
•
47 (17%) are Non-Conformant

 

Continuous Improvement Efforts to Mitigate Risk

To enhance the due diligence process and further mitigate any risk that conflict minerals used in the company’s products may benefit armed groups, Agilent is taking the following steps:

•
Engaging with suppliers (for example, through written communication, meetings, and presentations) with the objective of continuously improving the completeness and quality of the information provided;
o
Agilent is encouraging suppliers to provide us with CMRTs at the product level providing to more accurately identify which smelters are in our supply chains; and
o
Agilent is communicating to its suppliers that they must survey their suppliers with the same level of Due Diligence as Agilent employs in surveying our suppliers.
•
Continue to enhance our supplier list to ensure that we are surveying the correct suppliers;
•
Improve CMRT response completeness from in-scope direct suppliers through Agilent’s review and feedback to those suppliers using the most current information; and
•
Remain aware of developments in Conflict Minerals Due Diligence and apply that knowledge to Agilent’s risk assessment and mitigation actions.

 

 

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Annex 1

 

LIST OF SUPPLIER-REPORTED SMELTERS

This table lists the Smelters identified through supplier CMRT responses for the year ended December 31, 2022, that were classified by the RMI as RMAP Conformant on January 3, 2023.

 

 

Metal

Smelter ID

Smelter ID

Country

Gold

CID002763

8853 S.p.A.

ITALY

Gold

CID000015

Advanced Chemical Company

UNITED STATES OF AMERICA

Gold

CID000035

Agosi AG

GERMANY

Gold

CID000019

Aida Chemical Industries Co., Ltd.

JAPAN

Gold

CID002560

Al Etihad Gold Refinery DMCC

UNITED ARAB EMIRATES

Gold

CID000041

Almalyk Mining and Metallurgical Complex (AMMC)

UZBEKISTAN

Gold

CID000058

AngloGold Ashanti Corrego do Sitio Mineracao

BRAZIL

Gold

CID000077

Argor-Heraeus S.A.

SWITZERLAND

Gold

CID000082

Asahi Pretec Corp.

JAPAN

Gold

CID000924

Asahi Refining Canada Ltd.

CANADA

Gold

CID000920

Asahi Refining USA Inc.

UNITED STATES OF AMERICA

Gold

CID000090

Asaka Riken Co., Ltd.

JAPAN

Gold

CID000113

Aurubis AG

GERMANY

Gold

CID002863

Bangalore Refinery

INDIA

Gold

CID000128

Bangko Sentral ng Pilipinas (Central Bank of the Philippines)

PHILIPPINES

Gold

CID000157

Boliden AB

SWEDEN

Gold

CID000176

C. Hafner GmbH + Co. KG

GERMANY

Gold

CID000185

CCR Refinery - Glencore Canada Corporation

CANADA

Gold

CID000189

Cendres + Metaux S.A.

SWITZERLAND

Gold

CID000233

Chimet S.p.A.

ITALY

Gold

CID000264

Chugai Mining

JAPAN

Gold

CID000401

Dowa

JAPAN

Gold

CID000359

DSC (Do Sung Corporation)

KOREA, REPUBLIC OF

Gold

CID000425

Eco-System Recycling Co., Ltd. East Plant

JAPAN

Gold

CID003424

Eco-System Recycling Co., Ltd. North Plant

JAPAN

Gold

CID003425

Eco-System Recycling Co., Ltd. West Plant

JAPAN

Gold

CID002561

Emirates Gold DMCC

UNITED ARAB EMIRATES

Gold

CID002459

Geib Refining Corporation

UNITED STATES OF AMERICA

Gold

CID002243

Gold Refinery of Zijin Mining Group Co., Ltd.

CHINA

Gold

CID000694

Heimerle + Meule GmbH

GERMANY

Gold

CID000711

Heraeus Germany GmbH Co. KG

GERMANY

Gold

CID000707

Heraeus Metals Hong Kong Ltd.

CHINA

Gold

CID000801

Inner Mongolia Qiankun Gold and Silver Refinery Share Co., Ltd.

CHINA

Gold

CID000807

Ishifuku Metal Industry Co., Ltd.

JAPAN

Gold

CID000814

Istanbul Gold Refinery

TURKEY

Gold

CID002765

Italpreziosi

ITALY

Gold

CID000823

Japan Mint

JAPAN

Gold

CID000855

Jiangxi Copper Co., Ltd.

CHINA

Gold

CID000937

JX Nippon Mining & Metals Co., Ltd.

JAPAN

Gold

CID000957

Kazzinc

KAZAKHSTAN

Gold

CID000969

Kennecott Utah Copper LLC

UNITED STATES OF AMERICA

Gold

CID002511

KGHM Polska Miedz Spolka Akcyjna

POLAND

Gold

CID000981

Kojima Chemicals Co., Ltd.

JAPAN

Gold

CID002605

Korea Zinc Co., Ltd.

KOREA, REPUBLIC OF

Gold

CID002762

L'Orfebre S.A.

ANDORRA

Gold

CID001078

LS-NIKKO Copper Inc.

KOREA, REPUBLIC OF

Gold

CID000689

LT Metal Ltd.

KOREA, REPUBLIC OF

Gold

CID001113

Materion

UNITED STATES OF AMERICA

Gold

CID001119

Matsuda Sangyo Co., Ltd.

JAPAN

Gold

CID003575

Metal Concentrators SA (Pty) Ltd.

SOUTH AFRICA

Annex 1 - 1

 

Gold

CID001149

Metalor Technologies (Hong Kong) Ltd.

CHINA

Gold

CID001152

Metalor Technologies (Singapore) Pte., Ltd.

SINGAPORE

Gold

CID001147

Metalor Technologies (Suzhou) Ltd.

CHINA

Gold

CID001153

Metalor Technologies S.A.

SWITZERLAND

Gold

CID001157

Metalor USA Refining Corporation

UNITED STATES OF AMERICA

Gold

CID001161

Metalurgica Met-Mex Penoles S.A. De C.V.

MEXICO

Gold

CID001188

Mitsubishi Materials Corporation

JAPAN

Gold

CID001193

Mitsui Mining and Smelting Co., Ltd.

JAPAN

Gold

CID001352

MKS PAMP SA

SWITZERLAND

Gold

CID002509

MMTC-PAMP India Pvt., Ltd.

INDIA

Gold

CID001220

Nadir Metal Rafineri San. Ve Tic. A.S.

TURKEY

Gold

CID001236

Navoi Mining and Metallurgical Combinat

UZBEKISTAN

Gold

CID003189

NH Recytech Company

KOREA, REPUBLIC OF

Gold

CID001259

Nihon Material Co., Ltd.

JAPAN

Gold

CID002779

Ogussa Osterreichische Gold- und Silber-Scheideanstalt GmbH

AUSTRIA

Gold

CID001325

Ohura Precious Metal Industry Co., Ltd.

JAPAN

Gold

CID002919

Planta Recuperadora de Metales SpA

CHILE

Gold

CID001397

PT Aneka Tambang (Persero) Tbk

INDONESIA

Gold

CID001498

PX Precinox S.A.

SWITZERLAND

Gold

CID001512

Rand Refinery (Pty) Ltd.

SOUTH AFRICA

Gold

CID002582

REMONDIS PMR B.V.

NETHERLANDS

Gold

CID001534

Royal Canadian Mint

CANADA

Gold

CID002761

SAAMP

FRANCE

Gold

CID002973

Safimet S.p.A

ITALY

Gold

CID002290

SAFINA A.S.

CZECHIA

Gold

CID001555

Samduck Precious Metals

KOREA, REPUBLIC OF

Gold

CID001585

SEMPSA Joyeria Plateria S.A.

SPAIN

Gold

CID001916

Shandong Gold Smelting Co., Ltd.

CHINA

Gold

CID001622

Shandong Zhaojin Gold & Silver Refinery Co., Ltd.

CHINA

Gold

CID001736

Sichuan Tianze Precious Metals Co., Ltd.

CHINA

Gold

CID002516

Singway Technology Co., Ltd.

TAIWAN, PROVINCE OF CHINA

Gold

CID001761

Solar Applied Materials Technology Corp.

TAIWAN, PROVINCE OF CHINA

Gold

CID001798

Sumitomo Metal Mining Co., Ltd.

JAPAN

Gold

CID002918

SungEel HiMetal Co., Ltd.

KOREA, REPUBLIC OF

Gold

CID002580

T.C.A S.p.A

ITALY

Gold

CID001875

Tanaka Kikinzoku Kogyo K.K.

JAPAN

Gold

CID001938

Tokuriki Honten Co., Ltd.

JAPAN

Gold

CID002615

TOO Tau-Ken-Altyn

KAZAKHSTAN

Gold

CID001955

Torecom

KOREA, REPUBLIC OF

Gold

CID002314

Umicore Precious Metals Thailand

THAILAND

Gold

CID001980

Umicore S.A. Business Unit Precious Metals Refining

BELGIUM

Gold

CID001993

United Precious Metal Refining, Inc.

UNITED STATES OF AMERICA

Gold

CID002003

Valcambi S.A.

SWITZERLAND

Gold

CID002030

Western Australian Mint (T/a The Perth Mint)

AUSTRALIA

Gold

CID002778

WIELAND Edelmetalle GmbH

GERMANY

Gold

CID002100

Yamakin Co., Ltd.

JAPAN

Gold

CID002129

Yokohama Metal Co., Ltd.

JAPAN

Gold

CID002224

Zhongyuan Gold Smelter of Zhongjin Gold Corporation

CHINA

Tantalum

CID001076

AMG Brasil

BRAZIL

Tantalum

CID000211

Changsha South Tantalum Niobium Co., Ltd.

CHINA

Tantalum

CID002504

D Block Metals, LLC

UNITED STATES OF AMERICA

Tantalum

CID000460

F&X Electro-Materials Ltd.

CHINA

Tantalum

CID002505

FIR Metals & Resource Ltd.

CHINA

Tantalum

CID002558

Global Advanced Metals Aizu

JAPAN

Tantalum

CID002557

Global Advanced Metals Boyertown

UNITED STATES OF AMERICA

Tantalum

CID002547

H.C. Starck Hermsdorf GmbH

GERMANY

Tantalum

CID002492

Hengyang King Xing Lifeng New Materials Co., Ltd.

CHINA

Tantalum

CID002512

Jiangxi Dinghai Tantalum & Niobium Co., Ltd.

CHINA

Tantalum

CID002842

Jiangxi Tuohong New Raw Material

CHINA

Tantalum

CID000914

JiuJiang JinXin Nonferrous Metals Co., Ltd.

CHINA

Annex 1 - 2

 

Tantalum

CID000917

Jiujiang Tanbre Co., Ltd.

CHINA

Tantalum

CID002506

Jiujiang Zhongao Tantalum & Niobium Co., Ltd.

CHINA

Tantalum

CID002539

KEMET de Mexico

MEXICO

Tantalum

CID002548

Materion Newton Inc.

UNITED STATES OF AMERICA

Tantalum

CID001163

Metallurgical Products India Pvt., Ltd.

INDIA

Tantalum

CID001175

Mineracao Taboca S.A.

BRAZIL

Tantalum

CID001192

Mitsui Mining and Smelting Co., Ltd.

JAPAN

Tantalum

CID001277

Ningxia Orient Tantalum Industry Co., Ltd.

CHINA

Tantalum

CID001200

NPM Silmet AS

ESTONIA

Tantalum

CID001508

QuantumClean

UNITED STATES OF AMERICA

Tantalum

CID002707

Resind Industria e Comercio Ltda.

BRAZIL

Tantalum

CID003583

RFH Yancheng Jinye New Material Technology Co., Ltd.

CHINA

Tantalum

CID001869

Taki Chemical Co., Ltd.

JAPAN

Tantalum

CID002544

TANIOBIS Co., Ltd.

THAILAND

Tantalum

CID002545

TANIOBIS GmbH

GERMANY

Tantalum

CID002549

TANIOBIS Japan Co., Ltd.

JAPAN

Tantalum

CID002550

TANIOBIS Smelting GmbH & Co. KG

GERMANY

Tantalum

CID001891

Telex Metals

UNITED STATES OF AMERICA

Tantalum

CID001969

Ulba Metallurgical Plant JSC

KAZAKHSTAN

Tantalum

CID000616

XIMEI RESOURCES (GUANGDONG) LIMITED

CHINA

Tantalum

CID002508

XinXing HaoRong Electronic Material Co., Ltd.

CHINA

Tantalum

CID001522

Yanling Jincheng Tantalum & Niobium Co., Ltd.

CHINA

Tin

CID000292

Alpha

UNITED STATES OF AMERICA

Tin

CID002773

Aurubis Beerse

BELGIUM

Tin

CID002774

Aurubis Berango

SPAIN

Tin

CID000228

Chenzhou Yunxiang Mining and Metallurgy Co., Ltd.

CHINA

Tin

CID003190

Chifeng Dajingzi Tin Industry Co., Ltd.

CHINA

Tin

CID001070

China Tin Group Co., Ltd.

CHINA

Tin

CID003486

CRM Fundicao De Metais E Comercio De Equipamentos Eletronicos Do Brasil Ltda

BRAZIL

Tin

CID003524

CRM Synergies

SPAIN

Tin

CID000402

Dowa

JAPAN

Tin

CID000438

EM Vinto

BOLIVIA (PLURINATIONAL STATE OF)

Tin

CID000448

Estanho de Rondonia S.A.

BRAZIL

Tin

CID003582

Fabrica Auricchio Industria e Comercio Ltda.

BRAZIL

Tin

CID000468

Fenix Metals

POLAND

Tin

CID000538

Gejiu Non-Ferrous Metal Processing Co., Ltd.

CHINA

Tin

CID000555

Gejiu Zili Mining And Metallurgy Co., Ltd.

CHINA

Tin

CID003116

Guangdong Hanhe Non-Ferrous Metal Co., Ltd.

CHINA

Tin

CID001231

Jiangxi New Nanshan Technology Ltd.

CHINA

Tin

CID003387

Luna Smelter, Ltd.

RWANDA

Tin

CID002468

Magnu's Minerais Metais e Ligas Ltda.

BRAZIL

Tin

CID001105

Malaysia Smelting Corporation (MSC)

MALAYSIA

Tin

CID001142

Metallic Resources, Inc.

UNITED STATES OF AMERICA

Tin

CID001173

Mineracao Taboca S.A.

BRAZIL

Tin

CID001182

Minsur

PERU

Tin

CID001191

Mitsubishi Materials Corporation

JAPAN

Tin

CID001314

O.M. Manufacturing (Thailand) Co., Ltd.

THAILAND

Tin

CID002517

O.M. Manufacturing Philippines, Inc.

PHILIPPINES

Tin

CID001337

Operaciones Metalurgicas S.A.

BOLIVIA (PLURINATIONAL STATE OF)

Tin

CID001399

PT Artha Cipta Langgeng

INDONESIA

Tin

CID002503

PT ATD Makmur Mandiri Jaya

INDONESIA

Tin

CID001402

PT Babel Inti Perkasa

INDONESIA

Tin

CID001406

PT Babel Surya Alam Lestari

INDONESIA

Tin

CID003205

PT Bangka Serumpun

INDONESIA

Tin

CID001428

PT Bukit Timah

INDONESIA

Tin

CID002696

PT Cipta Persada Mulia

INDONESIA

Tin

CID002835

PT Menara Cipta Mulia

INDONESIA

Tin

CID001453

PT Mitra Stania Prima

INDONESIA

Annex 1 - 3

 

Tin

CID003449

PT Mitra Sukses Globalindo

INDONESIA

Tin

CID001458

PT Prima Timah Utama

INDONESIA

Tin

CID003868

PT Putera Sarana Shakti (PT PSS)

INDONESIA

Tin

CID003381

PT Rajawali Rimba Perkasa

INDONESIA

Tin

CID001460

PT Refined Bangka Tin

INDONESIA

Tin

CID001463

PT Sariwiguna Binasentosa

INDONESIA

Tin

CID001468

PT Stanindo Inti Perkasa

INDONESIA

Tin

CID002816

PT Sukses Inti Makmur

INDONESIA

Tin

CID001477

PT Timah Tbk Kundur

INDONESIA

Tin

CID001482

PT Timah Tbk Mentok

INDONESIA

Tin

CID001490

PT Tinindo Inter Nusa

INDONESIA

Tin

CID001493

PT Tommy Utama

INDONESIA

Tin

CID002706

Resind Industria e Comercio Ltda.

BRAZIL

Tin

CID001539

Rui Da Hung

TAIWAN, PROVINCE OF CHINA

Tin

CID001898

Thaisarco

THAILAND

Tin

CID002180

Tin Smelting Branch of Yunnan Tin Co., Ltd.

CHINA

Tin

CID003325

Tin Technology & Refining

UNITED STATES OF AMERICA

Tin

CID002036

White Solder Metalurgia e Mineracao Ltda.

BRAZIL

Tin

CID002158

Yunnan Chengfeng Non-ferrous Metals Co., Ltd.

CHINA

Tungsten

CID000004

A.L.M.T. Corp.

JAPAN

Tungsten

CID002502

Asia Tungsten Products Vietnam Ltd.

VIET NAM

Tungsten

CID002641

China Molybdenum Tungsten Co., Ltd.

CHINA

Tungsten

CID000258

Chongyi Zhangyuan Tungsten Co., Ltd.

CHINA

Tungsten

CID003468

Cronimet Brasil Ltda

BRAZIL

Tungsten

CID003401

Fujian Ganmin RareMetal Co., Ltd.

CHINA

Tungsten

CID003609

Fujian Xinlu Tungsten Co., Ltd.

CHINA

Tungsten

CID002645

Ganzhou Haichuang Tungsten Co., Ltd.

CHINA

Tungsten

CID000875

Ganzhou Huaxing Tungsten Products Co., Ltd.

CHINA

Tungsten

CID002315

Ganzhou Jiangwu Ferrotungsten Co., Ltd.

CHINA

Tungsten

CID002494

Ganzhou Seadragon W & Mo Co., Ltd.

CHINA

Tungsten

CID000568

Global Tungsten & Powders Corp.

UNITED STATES OF AMERICA

Tungsten

CID000218

Guangdong Xianglu Tungsten Co., Ltd.

CHINA

Tungsten

CID002541

H.C. Starck Tungsten GmbH

GERMANY

Tungsten

CID003417

Hubei Green Tungsten Co., Ltd.

CHINA

Tungsten

CID000766

Hunan Chenzhou Mining Co., Ltd.

CHINA

Tungsten

CID000769

Hunan Jintai New Material Co., Ltd.

CHINA

Tungsten

CID002513

Hunan Shizhuyuan Nonferrous Metals Co., Ltd. Chenzhou Tungsten Products Branch

CHINA

Tungsten

CID000825

Japan New Metals Co., Ltd.

JAPAN

Tungsten

CID002551

Jiangwu H.C. Starck Tungsten Products Co., Ltd.

CHINA

Tungsten

CID002321

Jiangxi Gan Bei Tungsten Co., Ltd.

CHINA

Tungsten

CID002318

Jiangxi Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd.

CHINA

Tungsten

CID002317

Jiangxi Xinsheng Tungsten Industry Co., Ltd.

CHINA

Tungsten

CID002316

Jiangxi Yaosheng Tungsten Co., Ltd.

CHINA

Tungsten

CID000966

Kennametal Fallon

UNITED STATES OF AMERICA

Tungsten

CID000105

Kennametal Huntsville

UNITED STATES OF AMERICA

Tungsten

CID003407

Lianyou Metals Co., Ltd.

TAIWAN, PROVINCE OF CHINA

Tungsten

CID002319

Malipo Haiyu Tungsten Co., Ltd.

CHINA

Tungsten

CID002543

Masan High-Tech Materials

VIET NAM

Tungsten

CID002845

Moliren Ltd.

RUSSIAN FEDERATION

Tungsten

CID002589

Niagara Refining LLC

UNITED STATES OF AMERICA

Tungsten

CID002827

Philippine Chuangxin Industrial Co., Inc.

PHILIPPINES

Tungsten

CID002542

TANIOBIS Smelting GmbH & Co. KG

GERMANY

Tungsten

CID002044

Wolfram Bergbau und Hutten AG

AUSTRIA

Tungsten

CID002320

Xiamen Tungsten (H.C.) Co., Ltd.

CHINA

Tungsten

CID002082

Xiamen Tungsten Co., Ltd.

CHINA

Tungsten

CID002830

Xinfeng Huarui Tungsten & Molybdenum New Material Co., Ltd.

CHINA

 

 

 

Annex 1 - 4

 

Annex 2

LIST OF SUPPLIER-REPORTED SMELTERS

This table lists the Smelters identified through supplier CMRT responses for the year ended December 31, 2022, that were classified by the RMI as Actively working to become RMAP Conformant on January 3, 2023.

 

 

 

 

 

Metal

Smelter ID

Smelter Name

Country Location

Gold

CID002708

Abington Reldan Metals, LLC

UNITED STATES OF AMERICA

Gold

CID003500

Alexy Metals

UNITED STATES OF AMERICA

Gold

CID003461

Augmont Enterprises Private Limited

INDIA

Gold

CID002852

GGC Gujrat Gold Centre Pvt. Ltd.

INDIA

Gold

CID003529

Sancus ZFS (L’Orfebre, SA)

COLOMBIA

Tin

CID002570

CV Ayi Jaya

INDONESIA

Tin

CID002455

CV Venus Inti Perkasa

INDONESIA

Tin

CID000309

PT Aries Kencana Sejahtera

INDONESIA

Tin

CID001421

PT Belitung Industri Sejahtera

INDONESIA

Tin

CID001486

PT Timah Nusantara

INDONESIA

Tin

CID002756

Super Ligas

BRAZIL

Tungsten

CID002833

ACL Metais Eireli

BRAZIL

Tungsten

CID003427

Albasteel Industria e Comercio de Ligas Para Fundicao Ltd.

BRAZIL

 

 

Annex 2 - 1

 

Annex 3

LIST OF SUPPLIER-REPORTED SMELTERS

This table lists the Smelters identified through supplier CMRT responses for the year ended December 31, 2022, that were validated as Operational by the RMI but not classified as Conformant or Actively working to become RMAP Conformant as of January 3, 2023. These smelters are referred to as “Not Conformant.”

 

 

 

 

 

Metal

Smelter ID

Smelter Name

Country Location

Gold

CID000103

Atasay Kuyumculuk Sanayi Ve Ticaret A.S.

TURKEY

Gold

CID002850

AU Traders and Refiners

SOUTH AFRICA

Gold

CID003421

C.I Metales Procesados Industriales SAS

COLOMBIA

Gold

CID000180

Caridad

MEXICO

Gold

CID000343

Daye Non-Ferrous Metals Mining Ltd.

CHINA

Gold

CID001909

Great Wall Precious Metals Co., Ltd. of CBPM

CHINA

Gold

CID002312

Guangdong Jinding Gold Limited

CHINA

Gold

CID000767

Hunan Chenzhou Mining Co., Ltd.

CHINA

Gold

CID000778

HwaSeong CJ CO., LTD.

KOREA, REPUBLIC OF

Gold

CID000927

JSC Ekaterinburg Non-Ferrous Metal Processing Plant

RUSSIAN FEDERATION

Gold

CID000493

JSC Novosibirsk Refinery

RUSSIAN FEDERATION

Gold

CID000929

JSC Uralelectromed

RUSSIAN FEDERATION

Gold

CID000956

Kazakhmys Smelting LLC

KAZAKHSTAN

Gold

CID001029

Kyrgyzaltyn JSC

KYRGYZSTAN

Gold

CID001032

L'azurde Company For Jewelry

SAUDI ARABIA

Gold

CID001056

Lingbao Gold Co., Ltd.

CHINA

Gold

CID002606

Marsam Metals

BRAZIL

Gold

CID002282

Morris and Watson

NEW ZEALAND

Gold

CID001204

Moscow Special Alloys Processing Plant

RUSSIAN FEDERATION

Gold

CID001326

OJSC "The Gulidov Krasnoyarsk Non-Ferrous Metals Plant" (OJSC Krastsvetmet)

RUSSIAN FEDERATION

Gold

CID001386

Prioksky Plant of Non-Ferrous Metals

RUSSIAN FEDERATION

Gold

CID001546

Sabin Metal Corp.

UNITED STATES OF AMERICA

Gold

CID001562

Samwon Metals Corp.

KOREA, REPUBLIC OF

Gold

CID001756

SOE Shyolkovsky Factory of Secondary Precious Metals

RUSSIAN FEDERATION

Gold

CID001947

Tongling Nonferrous Metals Group Co., Ltd.

CHINA

Gold

CID000197

Yunnan Copper Industry Co., Ltd.

CHINA

Tantalum

CID001769

Solikamsk Magnesium Works OAO

RUSSIAN FEDERATION

Tin

CID002703

An Vinh Joint Stock Mineral Processing Company

VIET NAM

Tin

CID003356

Dongguan CiEXPO Environmental Engineering Co., Ltd.

CHINA

Tin

CID002572

Electro-Mechanical Facility of the Cao Bang Minerals & Metallurgy Joint Stock Company

VIET NAM

Tin

CID003410

Gejiu City Fuxiang Industry and Trade Co., Ltd.

CHINA

Tin

CID000942

Gejiu Kai Meng Industry and Trade LLC

CHINA

Tin

CID001908

Gejiu Yunxin Nonferrous Electrolysis Co., Ltd.

CHINA

Tin

CID002500

Melt Metais e Ligas S.A.

BRAZIL

Tin

CID002858

Modeltech Sdn Bhd

MALAYSIA

Tin

CID002573

Nghe Tinh Non-Ferrous Metals Joint Stock Company

VIET NAM

Tin

CID001305

Novosibirsk Tin Combine

RUSSIAN FEDERATION

Tin

CID003208

Pongpipat Company Limited

MYANMAR

Tin

CID003409

Precious Minerals and Smelting Limited

INDIA

Tin

CID001419

PT Bangka Tin Industry

INDONESIA

Tin

CID001457

PT Panca Mega Persada

INDONESIA

Tin

CID002478

PT Tirus Putra Mandiri

INDONESIA

Tin

CID002574

Tuyen Quang Non-Ferrous Metals Joint Stock Company

VIET NAM

Tin

CID002015

VQB Mineral and Trading Group JSC

VIET NAM

Tin

CID003397

Yunnan Yunfan Non-ferrous Metals Co., Ltd.

CHINA

Tungsten

CID002649

Hydrometallurg, JSC

RUSSIAN FEDERATION

Tungsten

CID002724

Unecha Refractory metals plant

RUSSIAN FEDERATION

 

 

Annex 3 - 1