SC 13D 1 schedule13d.txt SCHEDULE 13D SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 21ST CENTURY TECHNOLOGIES, INC. _______________________________ (Name of Issuer) Series A Preferred Stock and Series B Preferred Stock _____________________________________________________ (Title of Class of Securities) None ______________ (CUSIP NUMBER) Larry B. Bach 5707 Corsa Avenue, Suite 103 Westlake Village, California (818) 707-9466 __________________________________________________________ Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications October 22, 2002 _______________________________________________________ (Date of Event Which Requires Filing of This Statement) 1. Names of Report Persons I. R. S. Indentification Nos. of Above Persons Fredericks Partners, a California general partnership consisting of: Arland D. Dunn Shirley Dunn Drew Dunn Fredericks, Van Horn & Serio Inc. Citywide Funding, Inc. Larry B. Bach Fredericks Van Horn & Serio, Inc. is a Delaware Corporation. Shirley Dunn is its sole director and officer. Citywide Funding, Inc. is a Delaware Corporation. Walter Forbes is its sole director and officer. Arland D. Dunn votes the Federicks Partners votes. ________________________________________________________________________________ 2. Check the Appropriate Box if a Member of a Group (See Instructions) (a)......................................................................... (b)......................................................................... ________________________________________________________________________________ 3. SEC Use Only................................................................ ________________________________________________________________________________ 4. Source of Funds Classification: PF Fredericks Partners loaned $200,000.00 to issuer, receiving a note therefore which provided the option to convert debt to Series A Preferred Stock of Issuer. Conversion of debt into Series A Preferred Stock also entitled Fredericks, Van Horn & Serio, Inc. to shares of Series B Preferred Stock of Issuer. Fredericks Partners exercised its option on October 22, 2002. ________________________________________________________________________________ 5. Check if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e) ________________________________________________________________________________ 6. Citizenship or Place of Organization........................................ California ________________________________________________________________________________ Number of Shares -2- 7. Sole Voting Power 1,200,000 shares of Preferred. Each share represents 500 votes Mr. Dunn votes the shares. Each partner (as listed above in item 1) has beneficial interest in 200,000 shares. 8. Shared Voting Power .............................................. 9. Sole Dispositve Power............................. 1,200,000 shares. Each partner has beneficial interest in 200,000 shares; Dispositive power is held by Mr. Dunn. 10. Shared Dispositive Power.......................................... ________________________________________________________________________________ 11. Aggregate Amount Beneficially Owned by Each Reporting Person. 200,000 shares. ________________________________________________________________________________ 12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares ________________________________________________________________________________ 13. Percent of Class Represented by Amount in Row (11)......................... ________________________________________________________________________________ 14. Type of Reporting Person Classification: IN 1. Arland D. Dunn 5707 Corsa Avenue, Suite 103 Westlake Village, CA 91362 (Business) President and CEO, 21st Century Technology, Inc. 5707 Corsa Avenue, Suite 103 Westlake Village, CA 91362 This person has not been convicted in criminal proceeding during the last five years. This person has not been party to a civil proceeding within the last five years which made him subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subjec to, federal or state securities laws or finding any violation with respect to such laws. American Citizen -3- Classification IN 2. Shirley Dunn 357 Camino de Celeste Thousand Oaks, California 91360 (Residence) Office Manager 5707 Corsa Avenue, Suite 103 Westlake Village, California 91362 This person has not been convicted in criminal proceeding during the last five years. This person has not been party to a civil proceeding within the last five years which made him subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subjec to, federal or state securities laws or finding any violation with respect to such laws. American Citizen Classification IN 3. Drew Dunn 2316 Sycamore Lane Palmdale, California 93551 Retired This person has not been convicted in criminal proceeding during the last five years. This person has not been party to a civil proceeding within the last five years which made him subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws or finding any violation with respect to such laws. Classification CO 4. Fredericks, Van Horn & Serio, Inc. 1489 E. Thousand Oaks Blvd. No. 2 Thousand Oaks, California 91359 (Shirley Dunn is sole officer and director) This entity has not been convicted in criminal proceeding during the last five years. This entity has not been party to a civil proceeding within the last five years which made him -4- subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws or finding any violation with respect to such laws. This entity is domiciled in Delaware. Classification: CO 5. Citywide Funding, Inc. 2215 Los Robles San Marino, California 91108 Walter Forbes is the sole officer and director of Citywide Funding, Inc. Address is the same. This entity has not been convicted in criminal proceeding during the last five years. This entity has not been party to a civil proceeding within the last five years which made him subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subjec to, federal or state securities laws or finding any violation with respect to such laws. This entity is domiciled in the State of Delaware Classification: IN 6. Larry B. Bach 5985 Dovetail Drive Agoura Hills, California 91301 (residence) Employed as Secretary 21st Century Technologies Inc. 5707 Corsa Avenue, Suite 103 Westlake Village, California 91362 This person has not been convicted in criminal proceeding during the last five years. This person has not been party to a civil proceeding within the last five years which made him subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws or finding any violation with respect to such laws. -5- American Citizen Classification: PN Fredericks Partners 5707 Corsa Avenue, Suite 103 Westlake Village, California 91362 Arland D. Dunn, Managing Partner California Partnership After reasonable inquiry and to the best of my knowledge and belief, we certify that the information set forth in this statement is true, complete and correct. Date: October 24, 2002 /s/ ARLAND D. DUNN ____________________________________________________ Arland D. Dunn, Managing Partner, Fredricks Partners /s/ SHIRLEY DUNN ____________________________________________________ Shirley Dunn, Partner /s/ DREW DUNN ____________________________________________________ Drew Dunn, Partner /s/ LARRY B. BACH ____________________________________________________ Larry B. Bach, Partner Fredericks, Van Horn & Serio, Inc. By /s/ SHIRLEY DUNN ____________________________________________________ Shirley Dunn, President -6- Citywide Funding, Inc. By /s/ WALTER FORBES ____________________________________________________ Walter Forbes, President -7-