0001209191-21-066667.txt : 20211123
0001209191-21-066667.hdr.sgml : 20211123
20211123205918
ACCESSION NUMBER: 0001209191-21-066667
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20211123
FILED AS OF DATE: 20211123
DATE AS OF CHANGE: 20211123
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HURST ROBERT J/NY
CENTRAL INDEX KEY: 0001090366
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38388
FILM NUMBER: 211440853
MAIL ADDRESS:
STREET 1: C/O GOLDMAN SACHS GROUP INC
STREET 2: 85 BROAD STREET
CITY: NEW YORK
STATE: NY
ZIP: 10004
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Victory Capital Holdings, Inc.
CENTRAL INDEX KEY: 0001570827
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 4900 TIEDEMANN ROAD
STREET 2: 4TH FLOOR
CITY: BROOKLYN
STATE: OH
ZIP: 44144
BUSINESS PHONE: 216-898-2400
MAIL ADDRESS:
STREET 1: 4900 TIEDEMANN ROAD
STREET 2: 4TH FLOOR
CITY: BROOKLYN
STATE: OH
ZIP: 44144
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2021-11-23
0
0001570827
Victory Capital Holdings, Inc.
VCTR
0001090366
HURST ROBERT J/NY
C/O VICTORY CAPITAL HOLDINGS, INC.
15935 LA CANTERA PARKWAY
SAN ANTONIO
TX
78256
1
0
0
0
Common Stock
2021-11-23
4
C
0
9781
A
9781
D
Common Stock
87622
I
See Footnote
Class B Common Stock
2021-11-23
4
C
0
9781
D
Class A Common Stock
9781
0
D
On November 19, 2021, Victory Capital Holdings, Inc., the Company, held a special meeting of stockholders at which the stockholders approved an amendment to the Companys certificate of incorporation to convert all outstanding shares of Class B Common Stock into an equal number of shares of Class A Common Stock on a one-for-one basis, the Conversion. The Conversion was effective on November 23, 2021, upon the Companys filing of its amended and restated certificate of incorporation with the Secretary of State of the State of Delaware.
Includes shares of Common Stock held by RJH Investment Partners, L.P., an entity controlled by the reporting person. These shares were received pursuant to an exempt prorata distribution from Crestview Partners II GP, L.P., of which RJH Investment Partners, L.P. is a limited partner. The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.
/s/ Nina Gupta, attorney-in-fact for Mr. Hurst
2021-11-23