0001095811-01-505622.txt : 20011019
0001095811-01-505622.hdr.sgml : 20011019
ACCESSION NUMBER: 0001095811-01-505622
CONFORMED SUBMISSION TYPE: 8-K
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20011015
ITEM INFORMATION: Other events
ITEM INFORMATION: Financial statements and exhibits
FILED AS OF DATE: 20011016
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: NEW FOCUS INC
CENTRAL INDEX KEY: 0001090215
STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674]
IRS NUMBER: 330404910
STATE OF INCORPORATION: CA
FISCAL YEAR END: 0331
FILING VALUES:
FORM TYPE: 8-K
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-29811
FILM NUMBER: 1760133
BUSINESS ADDRESS:
STREET 1: 5215 HELLYER AVENUE STE 100
CITY: SAN JOSE
STATE: CA
ZIP: 951381001
BUSINESS PHONE: 4089808088
MAIL ADDRESS:
STREET 1: 5215 HELLYER AVENUE STE 100
CITY: SAN JOSE
STATE: CA
ZIP: 951381001
8-K
1
f76353e8-k.txt
FORM 8-K
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (date of earliest event reported): October 15, 2001
NEW FOCUS, INC.
(Exact name of registrant as specified in its charter)
Delaware 0-29811 33-0404910
(State or other jurisdiction of (Commission File Number) (IRS Employer Identification No.)
incorporation)
5215 Hellyer Ave.
San Jose, CA 95138-1001
(Address of principal executive offices)
(408) 284-4700
(Registrant's telephone number, including area code)
ITEM 5: OTHER EVENTS
On October 15, 2001, New Focus, Inc., a Delaware corporation, issued a
press release announcing a change in the Company's management.
ITEM 7: FINANCIAL STATEMENTS AND EXHIBITS
(c) Exhibit 99.1 -- Press release of New Focus, Inc. dated October 15, 2001
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the
Registrant has duly caused this report to be signed on its behalf by the
undersigned hereunto duly authorized.
Date: October 15, 2001 NEW FOCUS, INC.
By: /s/ William L. Potts, Jr.
------------------------------
William L. Potts, Jr.
Chief Financial Officer
EXHIBIT INDEX
Exhibit No.
----------
99.1 Press release of New Focus, Inc. dated October 15, 2001
EX-99.1
3
f76353ex99-1.txt
EXHIBIT 99.1
EXHIBIT 99.1
New Focus, Inc. (ticker: NUFO, exchange: NASDAQ) News Release - 15-Oct-2001
NEW FOCUS ANNOUNCES MANAGEMENT CHANGE; R. CLARK HARRIS REPLACES KENNETH E.
WESTRICK AS PRESIDENT AND CEO
SAN JOSE, Calif., Oct 15, 2001 /PRNewswire via COMTEX/ -- New Focus, Inc.,
(Nasdaq: NUFO), a leading supplier of innovative fiber-optic products for
next-generation optical networks under the Smart Optics for Networks(TM)
brand, today announced that Kenneth E. Westrick has resigned as the
company's president and chief executive officer and as a member of the
company's board of directors for personal reasons. R. Clark Harris,
chairman of New Focus' board of directors, has been elected to serve as the
company's president and chief executive officer. Mr. Westrick will work
with Mr. Harris on special transition assignments through the end of this
year.
Mr. Harris has served as a director of New Focus since December 1998 and as
the chairman of the board since August 2001. Mr. Harris is also currently a
partner at NorthEast Ventures, a firm that provides strategic consulting
and advisory services to high technology companies. Prior to joining
NorthEast Ventures, he served as president of a major division of Uniphase,
now JDS Uniphase, for three years. Before joining JDS Uniphase in 1995, Mr.
Harris spent 19 years at United Technologies Corporation in various
operating positions, including senior vice president of the Sikorsky
Aircraft Division.
"We want to thank Ken for his contributions to New Focus over the past four
years. Under his leadership New Focus broadened its product offerings into
the telecommunications market, expanded its worldwide manufacturing
capabilities, and deepened its research and development efforts.
Additionally, he strengthened the company's financial resources through
multiple private and public financings. New Focus completed its initial
public offering in May 2000 and a secondary public offering in August 2000,
raising nearly $550 million to finance the company's future development. In
light of the demands over the past four years, Ken now wishes to spend more
time with his family and we wish him well," said Harris.
"The board of directors is very pleased that Clark has accepted an expanded
role at the company. Clark's extensive operating and management experience
in the telecommunications and other industries will be invaluable to New
Focus as the company navigates through the difficult business challenges
ahead," said Bob Pavey, board member of New Focus and general partner at
Morgenthaler Ventures.
About New Focus:
New Focus designs, manufactures and markets innovative fiber-optic products
for next-generation optical networks. The company's Smart Optics for
Networks(TM) products enhance the performance of next-generation optical
networks by enabling higher channel counts, faster data rates, longer reach
lengths, new service capabilities, and lower costs of ownership. Founded in
1990, the company remains a leader in the creation of advanced optical
products for the commercial and research marketplaces. The company is
headquartered in San Jose, California and has operations in Camarillo,
California, Madison, Wisconsin, and Shenzhen, People's Republic of China.
For more information about New Focus visit the company's Internet home page
at http://www.newfocus.com, call our Investors Relations Department at
408-284-NUFO, or e-mail us at investor@newfocus.com.
MAKE YOUR OPINION COUNT - Click Here
http://tbutton.prnewswire.com/prn/11690X49755811
SOURCE New Focus, Inc.
CONTACT: Julie McHenry of Wilson McHenry Company, +1-415-227-1201,
jmchenry@wilsonmchenry.com, for New Focus, Inc.; or William L. Potts, Jr.
of New Focus, Inc., +1-408-284-5184, bpotts@newfocus.com URL:
http://www.newfocus.com http://www.prnewswire.com