-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, TSkf0UGZ3XpzNSURMuHtAcLCRtTg1+VYo17wYqkNaoB2KFVksl8FKG4F3r8joIlo Q5wrgk8SEvCQIV4pCq7Tzg== 0000891618-00-001266.txt : 20000307 0000891618-00-001266.hdr.sgml : 20000307 ACCESSION NUMBER: 0000891618-00-001266 CONFORMED SUBMISSION TYPE: 8-A12G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20000306 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NEW FOCUS INC CENTRAL INDEX KEY: 0001090215 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 330404910 STATE OF INCORPORATION: CA FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: 8-A12G SEC ACT: SEC FILE NUMBER: 000-29811 FILM NUMBER: 562097 BUSINESS ADDRESS: STREET 1: 2630 WALSH AVENUE CITY: SANTA CLARA STATE: CA ZIP: 95051-0905 BUSINESS PHONE: 4089808088 MAIL ADDRESS: STREET 1: 2630 WALSH AVENUE CITY: SANTA CLARA STATE: CA ZIP: 95051 8-A12G 1 8-A12G 1 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 New Focus, Inc. - -------------------------------------------------------------------------------- (Exact name of Registrant as specified in its charter) Delaware (prior to reincorporation, California) 333-31396 - -------------------------------------------------------------------------------- (State of incorporation or organization) (I.R.S. Employer Identification No.)
2630 Walsh Avenue Santa Clara, CA 95051-0905 - -------------------------------------------------------------------------------- (Address of principal executive offices) (Zip Code) If this form relates to the registration of a class of securities pursuant to Section 12(b) of the Exchange Act and is effective pursuant to General Instruction A. (c), check the following box. / / If this form relates to the registration of a class of securities pursuant to Section 12(g) of the Exchange Act and is effective pursuant to General Instruction A.(d), check the following box. /X/ Securities Act registration statement file number to which this form relates: 333-92097 (if applicable): Securities to be registered pursuant to Section 12(g) of the Act: Common Stock (Title of Class) 2 Item 1. Description of Registrant's Securities to be Registered The class of securities to be registered hereunder is Common Stock, $.001 par value per share, of New Focus (the "Registrant"). The description of capital stock set forth under the caption "Description of Capital Stock" in the Prospectus included in the Registrant's Registration Statement on Form S-1 (File No. 333-31396), as originally filed or subsequently amended (the "Registration Statement on Form S-1"), which Registration Statement on Form S-1 was originally filed with the Securities and Exchange Commission on March 1, 2000, is incorporated herein by reference. Item 2. Exhibits
Number Description 3.1(1) Amended and Restated Certificate of Incorporation to be filed after effectiveness of this Registration Statement 3.2(1) Bylaws of the Registrant 4.1(1) Specimen Common Stock Certificate 10.10(1) Fifth Amended and Restated Registration Rights Agreement
--------- (1) Incorporated herein by reference to the exhibits of the same number in the Registration Statement on Form S-1 (File No. 333-31396). 3 SIGNATURE Pursuant to the requirements of Section 12 of the Securities and Exchange Act of 1934, the Registrant has duly caused this registration statement to be signed on its behalf by the undersigned, thereto duly authorized. Date: March 6, 2000 NEW FOCUS, INC. By: /s/ Kenneth E. Westrick ----------------------------------- Kenneth E. Westrick, President and Chief Executive Officer 4 Index to Exhibits
Number Description 3.1(1) Amended and Restated Certificate of Incorporation to be filed after effectiveness of this Registration Statement 3.2(1) Amended and Restated Bylaws of the Registrant 4.1(1) Specimen Common Stock Certificate 10.10(1) Fifth Amended and Restated Registration Rights Agreement
--------- (1) Incorporated herein by reference to the exhibits of the same number in the Registration Statement on Form S-1 (File No. 333-31396).
-----END PRIVACY-ENHANCED MESSAGE-----